0000950123-14-008455.txt : 20140812 0000950123-14-008455.hdr.sgml : 20140812 20140812154633 ACCESSION NUMBER: 0000950123-14-008455 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140630 FILED AS OF DATE: 20140812 DATE AS OF CHANGE: 20140812 EFFECTIVENESS DATE: 20140812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 141033861 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001115941 XXXXXXXX 06-30-2014 06-30-2014 TDAM USA Inc.
Canada Trust Tower, BCE Place 161 Bay Street, 35th, Floor Toronto A6 M5J 2T2
13F HOLDINGS REPORT 028-05929 28-04365 TD Bank N.A N
Barbara Callbeck Managing Director 416-308-5346 Barbara Callbeck Toronto A6 08-05-2014 1 430 2374691 false 1 28-04365 TD Bank N.A
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 34154 238437 SH DFND 1 196733 8476 33228 ABB LTD SPONSORED ADR 000375204 356 15460 SH DFND 1 9460 0 6000 ABBOTT LABS COM 002824100 20245 494997 SH DFND 1 429940 1817 63240 ABBOTT LABS COM 002824100 439 10740 SH SOLE 10740 0 0 ABBVIE INC COM 00287Y109 299 5295 SH SOLE 5295 0 0 ABBVIE INC COM 00287Y109 17391 308125 SH DFND 1 247675 2390 58060 ACE LTD SHS H0023R105 4230 40786 SH DFND 1 37288 260 3238 ACTIVISION BLIZZARD INC COM 00507V109 414 18564 SH SOLE 18564 0 0 ADOBE SYS INC COM 00724F101 869 12015 SH DFND 1 7993 0 4022 ADVANCED SEMICONDUCTOR ENGR SPONSORED ADR 00756M404 552 84869 SH SOLE 84869 0 0 AETNA INC NEW COM 00817Y108 491 6050 SH SOLE 6050 0 0 AETNA INC NEW COM 00817Y108 13453 165925 SH DFND 1 164230 795 900 AFLAC INC COM 001055102 3840 61681 SH DFND 1 56048 250 5383 AGILENT TECHNOLOGIES INC COM 00846U101 15275 265931 SH DFND 1 258711 1320 5900 AIR PRODS & CHEMS INC COM 009158106 451 3505 SH SOLE 3505 0 0 ALLERGAN INC COM 018490102 256 1513 SH DFND 1 1109 0 404 ALTRIA GROUP INC COM 02209S103 17754 423325 SH DFND 1 341779 1180 80366 ALTRIA GROUP INC COM 02209S103 261 6225 SH SOLE 6225 0 0 AMAZON COM INC COM 023135106 544 1675 SH SOLE 1675 0 0 AMAZON COM INC COM 023135106 994 3059 SH DFND 1 990 60 2009 AMEREN CORP COM 023608102 756 18488 SH DFND 1 14110 0 4378 AMERICAN EXPRESS CO COM 025816109 32346 340950 SH DFND 1 217314 250 123386 AMERICAN EXPRESS CO COM 025816109 531 5602 SH SOLE 5602 0 0 AMERICAN FINL GROUP INC OHIO COM 025932104 347 5833 SH DFND 1 5833 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 9599 175866 SH DFND 1 170325 865 4676 AMERICAN INTL GROUP INC COM NEW 026874784 625 11455 SH SOLE 11455 0 0 AMERICAN SCIENCE & ENGR INC COM 029429107 404 5800 SH DFND 1 5800 0 0 AMERICAN TOWER CORP NEW COM 03027X100 357 3971 SH DFND 1 168 0 3803 AMERIPRISE FINL INC COM 03076C106 9531 79421 SH DFND 1 78596 380 445 AMGEN INC COM 031162100 7276 61468 SH DFND 1 10730 0 50738 AMGEN INC COM 031162100 327 2760 SH SOLE 2760 0 0 ANADARKO PETE CORP COM 032511107 902 8239 SH DFND 1 7035 0 1204 ANALOG DEVICES INC COM 032654105 3396 62815 SH DFND 1 44997 0 17818 ANNALY CAP MGMT INC COM 035710409 268 23431 SH DFND 1 2200 0 21231 ANNALY CAP MGMT INC NOTE 5.000% 5/1 035710AB8 54 53000 SH SOLE 53000 0 0 APACHE CORP COM 037411105 2384 23697 SH DFND 1 22335 413 949 APPLE INC COM 037833100 62551 673093 SH DFND 1 589984 3073 80036 APPLE INC COM 037833100 3058 32905 SH SOLE 32905 0 0 APPLIED MATLS INC COM 038222105 387 17180 SH SOLE 17180 0 0 APPLIED MATLS INC COM 038222105 10677 473465 SH DFND 1 464373 2265 6827 ARCHER DANIELS MIDLAND CO COM 039483102 3393 76918 SH DFND 1 71164 0 5754 ARRAY BIOPHARMA INC COM 04269X105 52 11440 SH SOLE 11440 0 0 ARROW ELECTRS INC COM 042735100 205 3388 SH DFND 1 3388 0 0 AT&T INC COM 00206R102 31969 904113 SH DFND 1 805945 6192 91976 AT&T INC COM 00206R102 983 27806 SH SOLE 27806 0 0 AU OPTRONICS CORP SPONSORED ADR 002255107 141 33646 SH SOLE 33646 0 0 AUTODESK INC COM 052769106 2718 48200 SH DFND 1 42152 85 5963 AUTOLIV INC COM 052800109 263 2470 SH DFND 1 2470 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 16757 211362 SH DFND 1 97764 1000 112598 AUTOMATIC DATA PROCESSING IN COM 053015103 366 4620 SH SOLE 4620 0 0 AVON PRODS INC COM 054303102 481 32890 SH DFND 1 26088 0 6802 BANK N S HALIFAX COM 064149107 267 4000 SH SOLE 4000 0 0 BANK NEW YORK MELLON CORP COM 064058100 2688 71710 SH DFND 1 49027 620 22063 BANK OF AMERICA CORPORATION COM 060505104 589 38291 SH SOLE 38291 0 0 BANK OF AMERICA CORPORATION COM 060505104 4951 322140 SH DFND 1 121214 1080 199846 BARD C R INC COM 067383109 902 6307 SH DFND 1 4585 0 1722 BAXTER INTL INC COM 071813109 3870 53533 SH DFND 1 32396 660 20477 BB&T CORP COM 054937107 772 19572 SH DFND 1 10775 0 8797 BCE INC COM NEW 05534B760 231 5080 SH SOLE 5080 0 0 BECTON DICKINSON & CO COM 075887109 399 3369 SH SOLE 3369 0 0 BECTON DICKINSON & CO COM 075887109 2930 24769 SH DFND 1 15083 680 9006 BED BATH & BEYOND INC COM 075896100 1640 28584 SH DFND 1 28351 0 233 BEMIS INC COM 081437105 1311 32252 SH DFND 1 31892 0 360 BERKSHIRE HATHAWAY INC DEL CL A 084670108 31334 165 SH DFND 1 161 3 1 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 16863 133240 SH DFND 1 51153 0 82087 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1349 10656 SH SOLE 10656 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 8484 123938 SH DFND 1 115388 685 7865 BLACKROCK INC COM 09247X101 22019 68896 SH DFND 1 67647 295 954 BLACKROCK INC COM 09247X101 253 793 SH SOLE 793 0 0 BLACKROCK MUNIHLDGS NJ QLTY COM 09254X101 228 15866 SH DFND 1 15866 0 0 BOEING CO COM 097023105 40276 316561 SH DFND 1 307892 1130 7539 BOEING CO COM 097023105 865 6797 SH SOLE 6797 0 0 BOSTON PROPERTIES INC COM 101121101 310 2619 SH SOLE 2619 0 0 BP PLC SPONSORED ADR 055622104 1136 21528 SH DFND 1 7166 0 14362 BRISTOL MYERS SQUIBB CO COM 110122108 7652 157747 SH DFND 1 142975 2610 12162 BROADCOM CORP CL A 111320107 393 10583 SH DFND 1 5486 0 5097 BROWN FORMAN CORP CL B 115637209 357 3795 SH DFND 1 3375 0 420 CA INC COM 12673P105 233 8096 SH DFND 1 8025 0 71 CAMERON INTERNATIONAL CORP COM 13342B105 7172 105927 SH DFND 1 104601 1015 311 CAMERON INTERNATIONAL CORP COM 13342B105 378 5579 SH SOLE 5579 0 0 CAMPBELL SOUP CO COM 134429109 876 19118 SH DFND 1 15570 0 3548 CAPITAL ONE FINL CORP COM 14040H105 4804 58160 SH DFND 1 56585 75 1500 CAPITAL ONE FINL CORP COM 14040H105 255 3085 SH SOLE 3085 0 0 CARDINAL HEALTH INC COM 14149Y108 486 7095 SH SOLE 7095 0 0 CATERPILLAR INC DEL COM 149123101 276 2536 SH SOLE 2536 0 0 CATERPILLAR INC DEL COM 149123101 2218 20406 SH DFND 1 12753 500 7153 CDN IMPERIAL BK COMM TORONTO COM 136069101 269 2950 SH SOLE 2950 0 0 CELGENE CORP COM 151020104 4663 54294 SH DFND 1 45410 0 8884 CENTURYLINK INC COM 156700106 10760 297235 SH DFND 1 293081 1320 2834 CENTURYLINK INC COM 156700106 310 8565 SH SOLE 8565 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 392 5855 SH SOLE 5855 0 0 CHECK POINT SOFTWARE TECH LT ORD M22465104 9479 141408 SH DFND 1 140393 445 570 CHEVRON CORP NEW COM 166764100 977 7482 SH SOLE 7482 0 0 CHEVRON CORP NEW COM 166764100 28893 221318 SH DFND 1 162381 2132 56805 CHUNGHWA TELECOM CO LTD SPON ADR NEW11 17133Q502 468 14584 SH SOLE 14584 0 0 CHURCH & DWIGHT INC COM 171340102 1221 17462 SH DFND 1 14345 0 3117 CIENA CORP NOTE 0.875% 6/1 171779AE1 14 14000 SH SOLE 14000 0 0 CIGNA CORPORATION COM 125509109 260 2832 SH DFND 1 1421 0 1411 CIMAREX ENERGY CO COM 171798101 300 2093 SH DFND 1 1664 0 429 CISCO SYS INC COM 17275R102 10257 412749 SH DFND 1 324143 1300 87306 CISCO SYS INC COM 17275R102 509 20502 SH SOLE 20502 0 0 CIT GROUP INC COM NEW 125581801 368 8040 SH SOLE 8040 0 0 CIT GROUP INC COM NEW 125581801 9603 209862 SH DFND 1 206193 1035 2634 CITIGROUP INC COM NEW 172967424 638 13540 SH SOLE 13540 0 0 CITIGROUP INC COM NEW 172967424 8856 188024 SH DFND 1 176436 875 10713 CITRIX SYS INC COM 177376100 8494 135798 SH DFND 1 134614 690 494 CITRIX SYS INC COM 177376100 348 5565 SH SOLE 5565 0 0 CLOROX CO DEL COM 189054109 671 7340 SH DFND 1 5397 0 1943 CME GROUP INC COM 12572Q105 469 6605 SH SOLE 6605 0 0 CME GROUP INC COM 12572Q105 29300 412962 SH DFND 1 402211 835 9916 CMS ENERGY CORP COM 125896100 719 23080 SH DFND 1 22280 0 800 COCA COLA CO COM 191216100 943 22255 SH SOLE 22255 0 0 COCA COLA CO COM 191216100 23133 546103 SH DFND 1 507359 3850 34894 COCA COLA ENTERPRISES INC NE COM 19122T109 1026 21464 SH DFND 1 13895 0 7569 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3399 69499 SH DFND 1 63596 334 5569 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 454 9283 SH SOLE 9283 0 0 COLGATE PALMOLIVE CO COM 194162103 200 2940 SH SOLE 2940 0 0 COLGATE PALMOLIVE CO COM 194162103 35751 524361 SH DFND 1 485077 4110 35174 COMCAST CORP NEW CL A 20030N101 4903 91344 SH DFND 1 77726 0 13618 COMCAST CORP NEW CL A SPL 20030N200 8282 155303 SH DFND 1 153978 505 820 COMCAST CORP NEW CL A 20030N101 544 10131 SH SOLE 10131 0 0 CONOCOPHILLIPS COM 20825C104 201 2350 SH SOLE 2350 0 0 CONOCOPHILLIPS COM 20825C104 34267 399714 SH DFND 1 360597 2375 36742 CONTINENTAL RESOURCES INC COM 212015101 485 3067 SH SOLE 3067 0 0 CORRECTIONS CORP AMER NEW COM NEW 22025Y407 471 14340 SH DFND 1 14340 0 0 COSTCO WHSL CORP NEW COM 22160K105 764 6632 SH DFND 1 896 0 5736 CSX CORP COM 126408103 532 17282 SH DFND 1 1883 0 15399 CVS CAREMARK CORPORATION COM 126650100 17126 227222 SH DFND 1 207869 2825 16528 CVS CAREMARK CORPORATION COM 126650100 938 12448 SH SOLE 12448 0 0 DANAHER CORP DEL COM 235851102 20465 259943 SH DFND 1 251209 1638 7096 DAVITA HEALTHCARE PARTNERS I COM 23918K108 5484 75824 SH DFND 1 74876 370 578 DEERE & CO COM 244199105 16362 180699 SH DFND 1 169656 490 10553 DELPHI AUTOMOTIVE PLC SHS G27823106 6473 94160 SH DFND 1 91625 545 1990 DELUXE CORP COM 248019101 925 15787 SH DFND 1 14940 0 847 DENTSPLY INTL INC NEW COM 249030107 581 12269 SH DFND 1 10200 0 2069 DEVON ENERGY CORP NEW COM 25179M103 10069 126818 SH DFND 1 110285 555 15978 DIAGEO P L C SPON ADR NEW 25243Q205 9064 71218 SH DFND 1 7821 650 62747 DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 291 3920 SH SOLE 3920 0 0 DISNEY WALT CO COM DISNEY 254687106 610 7114 SH SOLE 7114 0 0 DISNEY WALT CO COM DISNEY 254687106 21921 255664 SH DFND 1 121438 540 133686 DOMINION RES INC VA NEW COM 25746U109 19730 275866 SH DFND 1 262558 934 12374 DOMINION RES INC VA NEW COM 25746U109 366 5116 SH SOLE 5116 0 0 DONNELLEY R R & SONS CO COM 257867101 500 29493 SH DFND 1 28620 0 873 DOW CHEM CO COM 260543103 16516 320944 SH DFND 1 300786 1810 18348 DOW CHEM CO COM 260543103 392 7620 SH SOLE 7620 0 0 DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 90 91300 SH SOLE 91300 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 585 8946 SH SOLE 8946 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 16527 252558 SH DFND 1 211174 2100 39284 DUKE ENERGY CORP NEW COM NEW 26441C204 20113 271099 SH DFND 1 255349 1126 14624 DUKE ENERGY CORP NEW COM NEW 26441C204 287 3875 SH SOLE 3875 0 0 E M C CORP MASS COM 268648102 209 7923 SH SOLE 7923 0 0 E M C CORP MASS COM 268648102 7532 285956 SH DFND 1 230350 2270 53336 EATON CORP PLC SHS G29183103 17329 224522 SH DFND 1 211307 610 12605 EATON CORP PLC SHS G29183103 228 2959 SH SOLE 2959 0 0 EBAY INC COM 278642103 614 12268 SH DFND 1 2925 530 8813 ECOLAB INC COM 278865100 8348 74974 SH DFND 1 62623 105 12246 EMERSON ELEC CO COM 291011104 29813 449264 SH DFND 1 411894 7095 30275 EMERSON ELEC CO COM 291011104 322 4850 SH SOLE 4850 0 0 ENTERGY CORP NEW COM 29364G103 13964 170105 SH DFND 1 164086 890 5129 ENTERPRISE PRODS PARTNERS L COM 293792107 3264 41692 SH DFND 1 19860 3500 18332 EOG RES INC COM 26875P101 621 5312 SH DFND 1 78 60 5174 EXELIXIS INC NOTE 4.250% 8/1 30161QAC8 8 10000 SH SOLE 10000 0 0 EXELON CORP COM 30161N101 209 5723 SH DFND 1 866 0 4857 EXPEDITORS INTL WASH INC COM 302130109 5171 117099 SH DFND 1 1561 0 115538 EXPRESS SCRIPTS HLDG CO COM 30219G108 5245 75656 SH DFND 1 55487 780 19389 EXXON MOBIL CORP COM 30231G102 74589 740855 SH DFND 1 572560 6764 161531 EXXON MOBIL CORP COM 30231G102 1932 19188 SH SOLE 19188 0 0 FACEBOOK INC CL A 30303M102 460 6833 SH SOLE 6833 0 0 FASTENAL CO COM 311900104 598 12090 SH DFND 1 7128 0 4962 FEDEX CORP COM 31428X106 2317 15308 SH DFND 1 9996 140 5172 FIDELITY NATL INFORMATION SV COM 31620M106 10529 192339 SH DFND 1 189600 1095 1644 FIDELITY NATL INFORMATION SV COM 31620M106 394 7195 SH SOLE 7195 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 255 14769 SH SOLE 14769 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 683 39646 SH DFND 1 3784 0 35862 FRANKLIN RES INC COM 354613101 803 13876 SH DFND 1 9150 0 4726 FREEPORT-MCMORAN COPPER & GO COM 35671D857 1639 44903 SH DFND 1 36461 330 8112 GALLAGHER ARTHUR J & CO COM 363576109 262 5625 SH SOLE 5625 0 0 GALLAGHER ARTHUR J & CO COM 363576109 1372 29436 SH DFND 1 25208 0 4228 GENERAL DYNAMICS CORP COM 369550108 1252 10744 SH DFND 1 10317 0 427 GENERAL DYNAMICS CORP COM 369550108 235 2016 SH SOLE 2016 0 0 GENERAL ELECTRIC CO COM 369604103 1040 39586 SH SOLE 39586 0 0 GENERAL ELECTRIC CO COM 369604103 26604 1012344 SH DFND 1 735867 13840 262637 GENERAL GROWTH PPTYS INC NEW COM 370023103 380 16109 SH SOLE 16109 0 0 GENESEE & WYO INC CL A 371559105 256 2442 SH SOLE 2442 0 0 GENUINE PARTS CO COM 372460105 6994 79662 SH DFND 1 76165 340 3157 GILEAD SCIENCES INC COM 375558103 6223 75052 SH DFND 1 51917 267 22868 GILEAD SCIENCES INC COM 375558103 440 5304 SH SOLE 5304 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 978 18293 SH DFND 1 4013 500 13780 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 113 30473 SH SOLE 30473 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 292 1745 SH SOLE 1745 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 591 3530 SH DFND 1 342 0 3188 GOOGLE INC CL A 38259P508 3016 5159 SH DFND 1 1513 20 3626 GOOGLE INC CL C 38259P706 2976 5174 SH DFND 1 1695 20 3459 GOOGLE INC CL A 38259P508 1550 2651 SH SOLE 2651 0 0 GRAINGER W W INC COM 384802104 299 1177 SH SOLE 1177 0 0 GRAINGER W W INC COM 384802104 640 2517 SH DFND 1 1409 0 1108 HARMONIC INC COM 413160102 85 11375 SH SOLE 11375 0 0 HARMONY GOLD MNG LTD SPONSORED ADR 413216300 101 33959 SH SOLE 33959 0 0 HARTFORD FINL SVCS GROUP INC COM 416515104 379 10582 SH DFND 1 9169 540 873 HDFC BANK LTD ADR REPS 3 SHS 40415F101 328 7001 SH SOLE 7001 0 0 HEALTH CARE REIT INC COM 42217K106 507 8094 SH SOLE 8094 0 0 HEALTH CARE REIT INC COM 42217K106 804 12823 SH DFND 1 12515 0 308 HERSHEY CO COM 427866108 643 6608 SH DFND 1 6516 0 92 HEWLETT PACKARD CO COM 428236103 1279 37977 SH DFND 1 30134 0 7843 HEXCEL CORP NEW COM 428291108 353 8639 SH SOLE 8639 0 0 HOME DEPOT INC COM 437076102 640 7911 SH SOLE 7911 0 0 HOME DEPOT INC COM 437076102 25451 314368 SH DFND 1 269389 1855 43124 HONEYWELL INTL INC COM 438516106 10690 115003 SH DFND 1 98393 475 16135 HUMANA INC COM 444859102 344 2692 SH SOLE 2692 0 0 HUNTINGTON BANCSHARES INC COM 446150104 281 29455 SH SOLE 29455 0 0 ICICI BK LTD ADR 45104G104 282 5642 SH SOLE 5642 0 0 ILLINOIS TOOL WKS INC COM 452308109 9239 105519 SH DFND 1 87127 410 17982 INGERSOLL-RAND PLC SHS G47791101 601 9621 SH SOLE 9621 0 0 INGERSOLL-RAND PLC SHS G47791101 8338 133383 SH DFND 1 132153 680 550 INTEL CORP COM 458140100 696 22517 SH SOLE 22517 0 0 INTEL CORP COM 458140100 27935 904056 SH DFND 1 799982 8585 95489 INTERNATIONAL BUSINESS MACHS COM 459200101 19692 108635 SH DFND 1 94652 670 13313 INTERNATIONAL BUSINESS MACHS COM 459200101 862 4758 SH SOLE 4758 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 1660 15915 SH DFND 1 15245 0 670 INTERNATIONAL GAME TECHNOLOG COM 459902102 200 12585 SH DFND 1 11820 0 765 INTL PAPER CO COM 460146103 11263 223163 SH DFND 1 206473 905 15785 INVESTORS BANCORP INC NEW COM 46146L101 490 44361 SH SOLE 44361 0 0 ISHARES MBS ETF 464288588 302 2795 SH SOLE 2795 0 0 ISHARES CREDIT BD ETF 464288620 202 1810 SH SOLE 1810 0 0 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 229 1559 SH SOLE 1559 0 0 JOHNSON & JOHNSON COM 478160104 1312 12541 SH SOLE 12541 0 0 JOHNSON & JOHNSON COM 478160104 49905 477010 SH DFND 1 353829 3071 120110 JOHNSON CTLS INC COM 478366107 1423 28509 SH DFND 1 20432 0 8077 JPMORGAN CHASE & CO COM 46625H100 16767 290999 SH DFND 1 226847 1590 62562 JPMORGAN CHASE & CO COM 46625H100 835 14493 SH SOLE 14493 0 0 KAYNE ANDERSON MDSTM ENERGY COM 48661E108 292 7200 SH DFND 1 7200 0 0 KEURIG GREEN MTN INC COM 49271M100 568 4560 SH DFND 1 4418 0 142 KIMBERLY CLARK CORP COM 494368103 15987 143739 SH DFND 1 132168 800 10771 KIMBERLY CLARK CORP COM 494368103 266 2390 SH SOLE 2390 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1486 18080 SH DFND 1 11165 1000 5915 KITE RLTY GROUP TR COM 49803T102 66 10668 SH SOLE 10668 0 0 KLA-TENCOR CORP COM 482480100 1149 15820 SH DFND 1 10430 0 5390 KOHLS CORP COM 500255104 10243 194431 SH DFND 1 176952 1015 16464 KRAFT FOODS GROUP INC COM 50076Q106 2590 43196 SH DFND 1 36376 615 6205 LILLY ELI & CO COM 532457108 1016 16347 SH DFND 1 7450 0 8897 LINCOLN ELEC HLDGS INC COM 533900106 657 9405 SH DFND 1 9021 0 384 LINEAR TECHNOLOGY CORP COM 535678106 7852 166823 SH DFND 1 10580 0 156243 LOCKHEED MARTIN CORP COM 539830109 5448 33893 SH DFND 1 29332 545 4016 LOCKHEED MARTIN CORP COM 539830109 317 1970 SH SOLE 1970 0 0 LORILLARD INC COM 544147101 234 3830 SH SOLE 3830 0 0 LORILLARD INC COM 544147101 14166 232336 SH DFND 1 224659 1890 5787 LOWES COS INC COM 548661107 2890 60213 SH DFND 1 14838 0 45375 M & T BK CORP COM 55261F104 568 4576 SH DFND 1 4440 0 136 MARATHON OIL CORP COM 565849106 3267 81836 SH DFND 1 65011 360 16465 MARATHON PETE CORP COM 56585A102 1394 17850 SH DFND 1 15821 180 1849 MARKWEST ENERGY PARTNERS L P UNIT LTD PARTN 570759100 1223 17083 SH DFND 1 11072 0 6011 MARSH & MCLENNAN COS INC COM 571748102 12835 247691 SH DFND 1 237132 1370 9189 MARSH & MCLENNAN COS INC COM 571748102 439 8470 SH SOLE 8470 0 0 MASTERCARD INC CL A 57636Q104 348 4739 SH SOLE 4739 0 0 MATTEL INC COM 577081102 12674 325229 SH DFND 1 313543 2440 9246 MCCORMICK & CO INC COM NON VTG 579780206 1030 14389 SH DFND 1 12185 0 2204 MCDONALDS CORP COM 580135101 38306 380250 SH DFND 1 333436 1987 44827 MCDONALDS CORP COM 580135101 312 3100 SH SOLE 3100 0 0 MCKESSON CORP COM 58155Q103 258 1385 SH SOLE 1385 0 0 MEDTRONIC INC COM 585055106 13460 211107 SH DFND 1 193793 1260 16054 MERCK & CO INC NEW COM 58933Y105 19305 333703 SH DFND 1 270216 5565 57922 MERCK & CO INC NEW COM 58933Y105 798 13790 SH SOLE 13790 0 0 METLIFE INC COM 59156R108 571 10286 SH SOLE 10286 0 0 METLIFE INC COM 59156R108 9746 175422 SH DFND 1 151481 735 23206 MICROCHIP TECHNOLOGY INC COM 595017104 1087 22265 SH DFND 1 22026 0 239 MICRON TECHNOLOGY INC COM 595112103 638 19355 SH SOLE 19355 0 0 MICROSOFT CORP COM 594918104 2247 53884 SH SOLE 53884 0 0 MICROSOFT CORP COM 594918104 67979 1630183 SH DFND 1 1350819 7362 272002 MOHAWK INDS INC COM 608190104 209 1511 SH DFND 1 1104 0 407 MOLSON COORS BREWING CO CL B 60871R209 831 11200 SH DFND 1 10900 0 300 MONDELEZ INTL INC CL A 609207105 2803 74534 SH DFND 1 51470 1220 21844 MONDELEZ INTL INC CL A 609207105 490 13032 SH SOLE 13032 0 0 MONSANTO CO NEW COM 61166W101 257 2059 SH SOLE 2059 0 0 MONSANTO CO NEW COM 61166W101 3201 25660 SH DFND 1 17523 210 7927 MONSTER WORLDWIDE INC COM 611742107 77 11711 SH SOLE 11711 0 0 MOODYS CORP COM 615369105 502 5732 SH DFND 1 2730 0 3002 MORGAN STANLEY COM NEW 617446448 8396 259694 SH DFND 1 247719 1270 10705 NATIONAL FUEL GAS CO N J COM 636180101 503 6425 SH DFND 1 6125 0 300 NATIONAL OILWELL VARCO INC COM 637071101 13818 167799 SH DFND 1 164569 710 2520 NATIONAL OILWELL VARCO INC COM 637071101 456 5540 SH SOLE 5540 0 0 NEWMONT MINING CORP COM 651639106 237 9299 SH SOLE 9299 0 0 NEWS CORP NEW CL A 65249B109 347 19338 SH SOLE 19338 0 0 NEXTERA ENERGY INC COM 65339F101 9065 88459 SH DFND 1 83071 985 4403 NIELSEN N V COM N63218106 328 6778 SH SOLE 6778 0 0 NIKE INC CL B 654106103 283 3653 SH SOLE 3653 0 0 NIKE INC CL B 654106103 4886 63003 SH DFND 1 42972 1190 18841 NISOURCE INC COM 65473P105 1048 26634 SH DFND 1 26586 0 48 NORFOLK SOUTHERN CORP COM 655844108 2795 27131 SH DFND 1 21105 715 5311 NORTHEAST UTILS COM 664397106 21432 453388 SH DFND 1 440099 2225 11064 NORTHERN TR CORP COM 665859104 9593 149407 SH DFND 1 146216 670 2521 NORTHERN TR CORP COM 665859104 442 6885 SH SOLE 6885 0 0 NOVARTIS A G SPONSORED ADR 66987V109 8277 91426 SH DFND 1 5801 0 85625 NOVO-NORDISK A S ADR 670100205 1199 25960 SH DFND 1 25210 0 750 OCCIDENTAL PETE CORP DEL COM 674599105 11394 111025 SH DFND 1 96843 1475 12707 OCCIDENTAL PETE CORP DEL COM 674599105 453 4410 SH SOLE 4410 0 0 OMNICOM GROUP INC COM 681919106 1181 16587 SH DFND 1 2350 0 14237 ONEOK INC NEW COM 682680103 1472 21628 SH DFND 1 15597 0 6031 ONEOK PARTNERS LP UNIT LTD PARTN 68268N103 495 8440 SH DFND 1 7840 0 600 ORACLE CORP COM 68389X105 39201 967221 SH DFND 1 920149 3827 43245 ORACLE CORP COM 68389X105 1205 29739 SH SOLE 29739 0 0 OREXIGEN THERAPEUTICS INC COM 686164104 64 10383 SH SOLE 10383 0 0 PAYCHEX INC COM 704326107 3587 86300 SH DFND 1 21443 0 64857 PENNYMAC CORP NOTE 5.375% 5/0 70932AAB9 10 10000 SH SOLE 10000 0 0 PEOPLES UNITED FINANCIAL INC COM 712704105 832 54874 SH DFND 1 46564 0 8310 PEPSICO INC COM 713448108 29893 334595 SH DFND 1 242934 2705 88956 PEPSICO INC COM 713448108 447 5005 SH SOLE 5005 0 0 PETSMART INC COM 716768106 1052 17596 SH DFND 1 250 0 17346 PFIZER INC COM 717081103 15289 515142 SH DFND 1 389396 4739 121007 PFIZER INC COM 717081103 869 29289 SH SOLE 29289 0 0 PHILIP MORRIS INTL INC COM 718172109 363 4310 SH SOLE 4310 0 0 PHILIP MORRIS INTL INC COM 718172109 26326 312247 SH DFND 1 233648 1195 77404 PHILLIPS 66 COM 718546104 1648 20492 SH DFND 1 13470 90 6932 PNC FINL SVCS GROUP INC COM 693475105 2516 28259 SH DFND 1 18091 0 10168 POTASH CORP SASK INC COM 73755L107 811 21375 SH DFND 1 18505 0 2870 PPL CORP COM 69351T106 818 23016 SH DFND 1 22213 0 803 PPL CORP COM 69351T106 653 18390 SH SOLE 18390 0 0 PRAXAIR INC COM 74005P104 330 2485 SH SOLE 2485 0 0 PRAXAIR INC COM 74005P104 16191 121880 SH DFND 1 115868 725 5287 PRECISION CASTPARTS CORP COM 740189105 2754 10912 SH DFND 1 9726 0 1186 PRECISION CASTPARTS CORP COM 740189105 269 1065 SH SOLE 1065 0 0 PRICE T ROWE GROUP INC COM 74144T108 366 4338 SH SOLE 4338 0 0 PRICE T ROWE GROUP INC COM 74144T108 349 4131 SH DFND 1 3675 0 456 PROCTER & GAMBLE CO COM 742718109 38934 495405 SH DFND 1 380591 3647 111167 PROCTER & GAMBLE CO COM 742718109 953 12126 SH SOLE 12126 0 0 PROSPECT CAPITAL CORPORATION NOTE 6.250%12/1 74348TAC6 127 118000 SH SOLE 118000 0 0 QUALCOMM INC COM 747525103 559 7056 SH SOLE 7056 0 0 QUALCOMM INC COM 747525103 9317 117636 SH DFND 1 72795 683 44158 QUEST DIAGNOSTICS INC COM 74834L100 1331 22681 SH DFND 1 13840 50 8791 RAYTHEON CO COM NEW 755111507 17795 192898 SH DFND 1 185961 550 6387 REGAL ENTMT GROUP CL A 758766109 517 24480 SH DFND 1 24480 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 990 9250 SH DFND 1 0 0 9250 REPUBLIC SVCS INC COM 760759100 618 16283 SH DFND 1 16120 0 163 REYNOLDS AMERICAN INC COM 761713106 1287 21330 SH DFND 1 18487 0 2843 REYNOLDS AMERICAN INC COM 761713106 235 3900 SH SOLE 3900 0 0 RITE AID CORP COM 767754104 342 47667 SH DFND 1 0 0 47667 ROCKWELL COLLINS INC COM 774341101 6595 84398 SH DFND 1 83118 420 860 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 10121 122876 SH DFND 1 87440 1635 33801 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 203 2460 SH SOLE 2460 0 0 RPM INTL INC COM 749685103 446 9660 SH DFND 1 9420 0 240 SASOL LTD SPONSORED ADR 803866300 437 7396 SH SOLE 7396 0 0 SCANA CORP NEW COM 80589M102 466 8652 SH DFND 1 8652 0 0 SCHLUMBERGER LTD COM 806857108 9436 79997 SH DFND 1 38397 260 41340 SCHLUMBERGER LTD COM 806857108 566 4795 SH SOLE 4795 0 0 SCORPIO TANKERS INC SHS Y7542C106 814 80027 SH DFND 1 53947 3000 23080 SEAGATE TECHNOLOGY PLC SHS G7945M107 378 6660 SH SOLE 6660 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 28918 508943 SH DFND 1 500253 1530 7160 SEMPRA ENERGY COM 816851109 560 5348 SH DFND 1 4680 0 668 SHERWIN WILLIAMS CO COM 824348106 1278 6175 SH DFND 1 6100 0 75 SHERWIN WILLIAMS CO COM 824348106 381 1843 SH SOLE 1843 0 0 SIGMA ALDRICH CORP COM 826552101 2944 29008 SH DFND 1 23556 40 5412 SILICONWARE PRECISION INDS L SPONSD ADR SPL 827084864 476 57950 SH SOLE 57950 0 0 SIMON PPTY GROUP INC NEW COM 828806109 203 1223 SH SOLE 1223 0 0 SMUCKER J M CO COM NEW 832696405 264 2473 SH SOLE 2473 0 0 SOUTHERN CO COM 842587107 5341 117688 SH DFND 1 107855 460 9373 SOUTHWESTERN ENERGY CO COM 845467109 271 5963 SH SOLE 5963 0 0 SPECTRA ENERGY CORP COM 847560109 5474 128864 SH DFND 1 116727 1825 10312 ST JUDE MED INC COM 790849103 837 12091 SH DFND 1 11249 0 842 STANLEY BLACK & DECKER INC COM 854502101 404 4595 SH DFND 1 286 0 4309 STANLEY BLACK & DECKER INC COM 854502101 242 2759 SH SOLE 2759 0 0 STAPLES INC COM 855030102 399 36818 SH DFND 1 27987 275 8556 STARBUCKS CORP COM 855244109 4473 57802 SH DFND 1 48749 0 9053 STATE STR CORP COM 857477103 5839 86811 SH DFND 1 46377 60 40374 STERLITE INDS INDIA LTD NOTE 4.000%10/3 859737AB4 86 86000 SH SOLE 86000 0 0 STRYKER CORP COM 863667101 6797 80609 SH DFND 1 23414 0 57195 SYNGENTA AG SPONSORED ADR 87160A100 1267 16942 SH DFND 1 14772 970 1200 SYSCO CORP COM 871829107 1169 31208 SH DFND 1 21284 310 9614 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 1386 64805 SH SOLE 64805 0 0 TARGA RESOURCES PARTNERS LP COM UNIT 87611X105 868 12063 SH DFND 1 10085 0 1978 TARGET CORP COM 87612E106 485 8364 SH DFND 1 6625 0 1739 TATA MTRS LTD SPONSORED ADR 876568502 254 6503 SH SOLE 6503 0 0 TECHNE CORP COM 878377100 826 8918 SH DFND 1 8214 230 474 TECO ENERGY INC COM 872375100 636 34425 SH DFND 1 32550 0 1875 TEXAS INSTRS INC COM 882508104 14902 311823 SH DFND 1 286346 1839 23638 THERMO FISHER SCIENTIFIC INC COM 883556102 275 2330 SH DFND 1 2266 0 64 TIME WARNER INC COM NEW 887317303 454 6460 SH SOLE 6460 0 0 TIME WARNER INC COM NEW 887317303 29068 413784 SH DFND 1 402071 1575 10138 TJX COS INC NEW COM 872540109 12660 238191 SH DFND 1 231088 1825 5278 TORONTO DOMINION BK ONT COM NEW 891160509 18429 358472 SH DFND 1 5602 440 352430 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 229 1916 SH DFND 1 105 0 1811 TRANSOCEAN LTD REG SHS H8817H100 903 20064 SH DFND 1 13067 0 6997 UGI CORP NEW COM 902681105 2464 48792 SH DFND 1 48792 0 0 UNION PAC CORP COM 907818108 11569 115982 SH DFND 1 60568 800 54614 UNION PAC CORP COM 907818108 366 3669 SH SOLE 3669 0 0 UNITED FINL BANCORP INC NEW COM 910304104 385 28438 SH DFND 1 28438 0 0 UNITED MICROELECTRONICS CORP SPON ADR NEW 910873405 345 143178 SH SOLE 143178 0 0 UNITED PARCEL SERVICE INC CL B 911312106 454 4425 SH SOLE 4425 0 0 UNITED PARCEL SERVICE INC CL B 911312106 19327 188266 SH DFND 1 153855 120 34291 UNITED TECHNOLOGIES CORP COM 913017109 25051 216988 SH DFND 1 174670 1320 40998 UNITED TECHNOLOGIES CORP COM 913017109 561 4856 SH SOLE 4856 0 0 UNITEDHEALTH GROUP INC COM 91324P102 763 9335 SH SOLE 9335 0 0 UNITEDHEALTH GROUP INC COM 91324P102 18626 227843 SH DFND 1 204023 640 23180 US BANCORP DEL COM NEW 902973304 6142 141781 SH DFND 1 118550 1770 21461 US BANCORP DEL COM NEW 902973304 376 8686 SH SOLE 8686 0 0 VALERO ENERGY CORP NEW COM 91913Y100 485 9688 SH SOLE 9688 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 559 6955 SH SOLE 6955 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 351 4060 SH SOLE 4060 0 0 VECTREN CORP COM 92240G101 540 12699 SH DFND 1 12560 0 139 VERIZON COMMUNICATIONS INC COM 92343V104 31814 650193 SH DFND 1 528159 3428 118606 VERIZON COMMUNICATIONS INC COM 92343V104 971 19844 SH SOLE 19844 0 0 VISA INC COM CL A 92826C839 785 3724 SH SOLE 3724 0 0 VISA INC COM CL A 92826C839 15199 72130 SH DFND 1 58047 390 13693 VODAFONE GROUP PLC NEW SPNSR ADR NO PAR 92857W308 6300 188689 SH DFND 1 141050 0 47639 WABTEC CORP COM 929740108 203 2455 SH SOLE 2455 0 0 WADDELL & REED FINL INC CL A 930059100 502 8027 SH DFND 1 8005 0 22 WAL-MART STORES INC COM 931142103 17160 228581 SH DFND 1 206261 393 21927 WAL-MART STORES INC COM 931142103 1100 14652 SH SOLE 14652 0 0 WALGREEN CO COM 931422109 254 3421 SH SOLE 3421 0 0 WALGREEN CO COM 931422109 11370 153379 SH DFND 1 92927 0 60452 WASTE MGMT INC DEL COM 94106L109 1956 43724 SH DFND 1 24205 0 19519 WASTE MGMT INC DEL COM 94106L109 491 10973 SH SOLE 10973 0 0 WELLCARE HEALTH PLANS INC COM 94946T106 237 3177 SH SOLE 3177 0 0 WELLPOINT INC COM 94973V107 330 3065 SH DFND 1 240 0 2825 WELLS FARGO & CO NEW COM 949746101 34299 652560 SH DFND 1 433410 2990 216160 WELLS FARGO & CO NEW COM 949746101 1185 22537 SH SOLE 22537 0 0 WESTAR ENERGY INC COM 95709T100 614 16075 SH DFND 1 12920 0 3155 WESTERN UN CO COM 959802109 799 46056 SH DFND 1 6363 0 39693 WEYERHAEUSER CO COM 962166104 203 6149 SH DFND 1 24 600 5525 WGL HLDGS INC COM 92924F106 482 11192 SH DFND 1 8770 0 2422 WHOLE FOODS MKT INC COM 966837106 234 6066 SH SOLE 6066 0 0 WILLIAMS COS INC DEL COM 969457100 573 9845 SH DFND 1 3984 0 5861 WIPRO LTD SPON ADR 1 SH 97651M109 180 15151 SH SOLE 15151 0 0 WISCONSIN ENERGY CORP COM 976657106 292 6215 SH SOLE 6215 0 0 WISCONSIN ENERGY CORP COM 976657106 12732 271356 SH DFND 1 266250 1010 4096 WOODWARD INC COM 980745103 211 4199 SH SOLE 4199 0 0 XEROX CORP COM 984121103 423 33965 SH DFND 1 14375 0 19590 YAHOO INC COM 984332106 789 22449 SH DFND 1 0 0 22449 YUM BRANDS INC COM 988498101 6791 83632 SH DFND 1 69344 455 13833 ZIMMER HLDGS INC COM 98956P102 9753 93907 SH DFND 1 38400 460 55047 ZOETIS INC CL A 98978V103 257 7965 SH SOLE 7965 0 0