0000950123-14-008455.txt : 20140812
0000950123-14-008455.hdr.sgml : 20140812
20140812154633
ACCESSION NUMBER: 0000950123-14-008455
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140812
DATE AS OF CHANGE: 20140812
EFFECTIVENESS DATE: 20140812
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TDAM USA INC.
CENTRAL INDEX KEY: 0001115941
IRS NUMBER: 133849588
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05929
FILM NUMBER: 141033861
BUSINESS ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
BUSINESS PHONE: 416-308-5346
MAIL ADDRESS:
STREET 1: CANADA TRUST TOWER, BCE PLACE
STREET 2: 161 BAY STREET, 35TH, FLOOR
CITY: TORONTO
STATE: A6
ZIP: M5J 2T2
FORMER COMPANY:
FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC.
DATE OF NAME CHANGE: 20051114
FORMER COMPANY:
FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20040323
FORMER COMPANY:
FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 20000531
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001115941
XXXXXXXX
06-30-2014
06-30-2014
TDAM USA Inc.
Canada Trust Tower, BCE Place
161 Bay Street, 35th, Floor
Toronto
A6
M5J 2T2
13F HOLDINGS REPORT
028-05929
28-04365
TD Bank N.A
N
Barbara Callbeck
Managing Director
416-308-5346
Barbara Callbeck
Toronto
A6
08-05-2014
1
430
2374691
false
1
28-04365
TD Bank N.A
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
3M CO
COM
88579Y101
34154
238437
SH
DFND
1
196733
8476
33228
ABB LTD
SPONSORED ADR
000375204
356
15460
SH
DFND
1
9460
0
6000
ABBOTT LABS
COM
002824100
20245
494997
SH
DFND
1
429940
1817
63240
ABBOTT LABS
COM
002824100
439
10740
SH
SOLE
10740
0
0
ABBVIE INC
COM
00287Y109
299
5295
SH
SOLE
5295
0
0
ABBVIE INC
COM
00287Y109
17391
308125
SH
DFND
1
247675
2390
58060
ACE LTD
SHS
H0023R105
4230
40786
SH
DFND
1
37288
260
3238
ACTIVISION BLIZZARD INC
COM
00507V109
414
18564
SH
SOLE
18564
0
0
ADOBE SYS INC
COM
00724F101
869
12015
SH
DFND
1
7993
0
4022
ADVANCED SEMICONDUCTOR ENGR
SPONSORED ADR
00756M404
552
84869
SH
SOLE
84869
0
0
AETNA INC NEW
COM
00817Y108
491
6050
SH
SOLE
6050
0
0
AETNA INC NEW
COM
00817Y108
13453
165925
SH
DFND
1
164230
795
900
AFLAC INC
COM
001055102
3840
61681
SH
DFND
1
56048
250
5383
AGILENT TECHNOLOGIES INC
COM
00846U101
15275
265931
SH
DFND
1
258711
1320
5900
AIR PRODS & CHEMS INC
COM
009158106
451
3505
SH
SOLE
3505
0
0
ALLERGAN INC
COM
018490102
256
1513
SH
DFND
1
1109
0
404
ALTRIA GROUP INC
COM
02209S103
17754
423325
SH
DFND
1
341779
1180
80366
ALTRIA GROUP INC
COM
02209S103
261
6225
SH
SOLE
6225
0
0
AMAZON COM INC
COM
023135106
544
1675
SH
SOLE
1675
0
0
AMAZON COM INC
COM
023135106
994
3059
SH
DFND
1
990
60
2009
AMEREN CORP
COM
023608102
756
18488
SH
DFND
1
14110
0
4378
AMERICAN EXPRESS CO
COM
025816109
32346
340950
SH
DFND
1
217314
250
123386
AMERICAN EXPRESS CO
COM
025816109
531
5602
SH
SOLE
5602
0
0
AMERICAN FINL GROUP INC OHIO
COM
025932104
347
5833
SH
DFND
1
5833
0
0
AMERICAN INTL GROUP INC
COM NEW
026874784
9599
175866
SH
DFND
1
170325
865
4676
AMERICAN INTL GROUP INC
COM NEW
026874784
625
11455
SH
SOLE
11455
0
0
AMERICAN SCIENCE & ENGR INC
COM
029429107
404
5800
SH
DFND
1
5800
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
357
3971
SH
DFND
1
168
0
3803
AMERIPRISE FINL INC
COM
03076C106
9531
79421
SH
DFND
1
78596
380
445
AMGEN INC
COM
031162100
7276
61468
SH
DFND
1
10730
0
50738
AMGEN INC
COM
031162100
327
2760
SH
SOLE
2760
0
0
ANADARKO PETE CORP
COM
032511107
902
8239
SH
DFND
1
7035
0
1204
ANALOG DEVICES INC
COM
032654105
3396
62815
SH
DFND
1
44997
0
17818
ANNALY CAP MGMT INC
COM
035710409
268
23431
SH
DFND
1
2200
0
21231
ANNALY CAP MGMT INC
NOTE 5.000% 5/1
035710AB8
54
53000
SH
SOLE
53000
0
0
APACHE CORP
COM
037411105
2384
23697
SH
DFND
1
22335
413
949
APPLE INC
COM
037833100
62551
673093
SH
DFND
1
589984
3073
80036
APPLE INC
COM
037833100
3058
32905
SH
SOLE
32905
0
0
APPLIED MATLS INC
COM
038222105
387
17180
SH
SOLE
17180
0
0
APPLIED MATLS INC
COM
038222105
10677
473465
SH
DFND
1
464373
2265
6827
ARCHER DANIELS MIDLAND CO
COM
039483102
3393
76918
SH
DFND
1
71164
0
5754
ARRAY BIOPHARMA INC
COM
04269X105
52
11440
SH
SOLE
11440
0
0
ARROW ELECTRS INC
COM
042735100
205
3388
SH
DFND
1
3388
0
0
AT&T INC
COM
00206R102
31969
904113
SH
DFND
1
805945
6192
91976
AT&T INC
COM
00206R102
983
27806
SH
SOLE
27806
0
0
AU OPTRONICS CORP
SPONSORED ADR
002255107
141
33646
SH
SOLE
33646
0
0
AUTODESK INC
COM
052769106
2718
48200
SH
DFND
1
42152
85
5963
AUTOLIV INC
COM
052800109
263
2470
SH
DFND
1
2470
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
16757
211362
SH
DFND
1
97764
1000
112598
AUTOMATIC DATA PROCESSING IN
COM
053015103
366
4620
SH
SOLE
4620
0
0
AVON PRODS INC
COM
054303102
481
32890
SH
DFND
1
26088
0
6802
BANK N S HALIFAX
COM
064149107
267
4000
SH
SOLE
4000
0
0
BANK NEW YORK MELLON CORP
COM
064058100
2688
71710
SH
DFND
1
49027
620
22063
BANK OF AMERICA CORPORATION
COM
060505104
589
38291
SH
SOLE
38291
0
0
BANK OF AMERICA CORPORATION
COM
060505104
4951
322140
SH
DFND
1
121214
1080
199846
BARD C R INC
COM
067383109
902
6307
SH
DFND
1
4585
0
1722
BAXTER INTL INC
COM
071813109
3870
53533
SH
DFND
1
32396
660
20477
BB&T CORP
COM
054937107
772
19572
SH
DFND
1
10775
0
8797
BCE INC
COM NEW
05534B760
231
5080
SH
SOLE
5080
0
0
BECTON DICKINSON & CO
COM
075887109
399
3369
SH
SOLE
3369
0
0
BECTON DICKINSON & CO
COM
075887109
2930
24769
SH
DFND
1
15083
680
9006
BED BATH & BEYOND INC
COM
075896100
1640
28584
SH
DFND
1
28351
0
233
BEMIS INC
COM
081437105
1311
32252
SH
DFND
1
31892
0
360
BERKSHIRE HATHAWAY INC DEL
CL A
084670108
31334
165
SH
DFND
1
161
3
1
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
16863
133240
SH
DFND
1
51153
0
82087
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
1349
10656
SH
SOLE
10656
0
0
BHP BILLITON LTD
SPONSORED ADR
088606108
8484
123938
SH
DFND
1
115388
685
7865
BLACKROCK INC
COM
09247X101
22019
68896
SH
DFND
1
67647
295
954
BLACKROCK INC
COM
09247X101
253
793
SH
SOLE
793
0
0
BLACKROCK MUNIHLDGS NJ QLTY
COM
09254X101
228
15866
SH
DFND
1
15866
0
0
BOEING CO
COM
097023105
40276
316561
SH
DFND
1
307892
1130
7539
BOEING CO
COM
097023105
865
6797
SH
SOLE
6797
0
0
BOSTON PROPERTIES INC
COM
101121101
310
2619
SH
SOLE
2619
0
0
BP PLC
SPONSORED ADR
055622104
1136
21528
SH
DFND
1
7166
0
14362
BRISTOL MYERS SQUIBB CO
COM
110122108
7652
157747
SH
DFND
1
142975
2610
12162
BROADCOM CORP
CL A
111320107
393
10583
SH
DFND
1
5486
0
5097
BROWN FORMAN CORP
CL B
115637209
357
3795
SH
DFND
1
3375
0
420
CA INC
COM
12673P105
233
8096
SH
DFND
1
8025
0
71
CAMERON INTERNATIONAL CORP
COM
13342B105
7172
105927
SH
DFND
1
104601
1015
311
CAMERON INTERNATIONAL CORP
COM
13342B105
378
5579
SH
SOLE
5579
0
0
CAMPBELL SOUP CO
COM
134429109
876
19118
SH
DFND
1
15570
0
3548
CAPITAL ONE FINL CORP
COM
14040H105
4804
58160
SH
DFND
1
56585
75
1500
CAPITAL ONE FINL CORP
COM
14040H105
255
3085
SH
SOLE
3085
0
0
CARDINAL HEALTH INC
COM
14149Y108
486
7095
SH
SOLE
7095
0
0
CATERPILLAR INC DEL
COM
149123101
276
2536
SH
SOLE
2536
0
0
CATERPILLAR INC DEL
COM
149123101
2218
20406
SH
DFND
1
12753
500
7153
CDN IMPERIAL BK COMM TORONTO
COM
136069101
269
2950
SH
SOLE
2950
0
0
CELGENE CORP
COM
151020104
4663
54294
SH
DFND
1
45410
0
8884
CENTURYLINK INC
COM
156700106
10760
297235
SH
DFND
1
293081
1320
2834
CENTURYLINK INC
COM
156700106
310
8565
SH
SOLE
8565
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
392
5855
SH
SOLE
5855
0
0
CHECK POINT SOFTWARE TECH LT
ORD
M22465104
9479
141408
SH
DFND
1
140393
445
570
CHEVRON CORP NEW
COM
166764100
977
7482
SH
SOLE
7482
0
0
CHEVRON CORP NEW
COM
166764100
28893
221318
SH
DFND
1
162381
2132
56805
CHUNGHWA TELECOM CO LTD
SPON ADR NEW11
17133Q502
468
14584
SH
SOLE
14584
0
0
CHURCH & DWIGHT INC
COM
171340102
1221
17462
SH
DFND
1
14345
0
3117
CIENA CORP
NOTE 0.875% 6/1
171779AE1
14
14000
SH
SOLE
14000
0
0
CIGNA CORPORATION
COM
125509109
260
2832
SH
DFND
1
1421
0
1411
CIMAREX ENERGY CO
COM
171798101
300
2093
SH
DFND
1
1664
0
429
CISCO SYS INC
COM
17275R102
10257
412749
SH
DFND
1
324143
1300
87306
CISCO SYS INC
COM
17275R102
509
20502
SH
SOLE
20502
0
0
CIT GROUP INC
COM NEW
125581801
368
8040
SH
SOLE
8040
0
0
CIT GROUP INC
COM NEW
125581801
9603
209862
SH
DFND
1
206193
1035
2634
CITIGROUP INC
COM NEW
172967424
638
13540
SH
SOLE
13540
0
0
CITIGROUP INC
COM NEW
172967424
8856
188024
SH
DFND
1
176436
875
10713
CITRIX SYS INC
COM
177376100
8494
135798
SH
DFND
1
134614
690
494
CITRIX SYS INC
COM
177376100
348
5565
SH
SOLE
5565
0
0
CLOROX CO DEL
COM
189054109
671
7340
SH
DFND
1
5397
0
1943
CME GROUP INC
COM
12572Q105
469
6605
SH
SOLE
6605
0
0
CME GROUP INC
COM
12572Q105
29300
412962
SH
DFND
1
402211
835
9916
CMS ENERGY CORP
COM
125896100
719
23080
SH
DFND
1
22280
0
800
COCA COLA CO
COM
191216100
943
22255
SH
SOLE
22255
0
0
COCA COLA CO
COM
191216100
23133
546103
SH
DFND
1
507359
3850
34894
COCA COLA ENTERPRISES INC NE
COM
19122T109
1026
21464
SH
DFND
1
13895
0
7569
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
3399
69499
SH
DFND
1
63596
334
5569
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
454
9283
SH
SOLE
9283
0
0
COLGATE PALMOLIVE CO
COM
194162103
200
2940
SH
SOLE
2940
0
0
COLGATE PALMOLIVE CO
COM
194162103
35751
524361
SH
DFND
1
485077
4110
35174
COMCAST CORP NEW
CL A
20030N101
4903
91344
SH
DFND
1
77726
0
13618
COMCAST CORP NEW
CL A SPL
20030N200
8282
155303
SH
DFND
1
153978
505
820
COMCAST CORP NEW
CL A
20030N101
544
10131
SH
SOLE
10131
0
0
CONOCOPHILLIPS
COM
20825C104
201
2350
SH
SOLE
2350
0
0
CONOCOPHILLIPS
COM
20825C104
34267
399714
SH
DFND
1
360597
2375
36742
CONTINENTAL RESOURCES INC
COM
212015101
485
3067
SH
SOLE
3067
0
0
CORRECTIONS CORP AMER NEW
COM NEW
22025Y407
471
14340
SH
DFND
1
14340
0
0
COSTCO WHSL CORP NEW
COM
22160K105
764
6632
SH
DFND
1
896
0
5736
CSX CORP
COM
126408103
532
17282
SH
DFND
1
1883
0
15399
CVS CAREMARK CORPORATION
COM
126650100
17126
227222
SH
DFND
1
207869
2825
16528
CVS CAREMARK CORPORATION
COM
126650100
938
12448
SH
SOLE
12448
0
0
DANAHER CORP DEL
COM
235851102
20465
259943
SH
DFND
1
251209
1638
7096
DAVITA HEALTHCARE PARTNERS I
COM
23918K108
5484
75824
SH
DFND
1
74876
370
578
DEERE & CO
COM
244199105
16362
180699
SH
DFND
1
169656
490
10553
DELPHI AUTOMOTIVE PLC
SHS
G27823106
6473
94160
SH
DFND
1
91625
545
1990
DELUXE CORP
COM
248019101
925
15787
SH
DFND
1
14940
0
847
DENTSPLY INTL INC NEW
COM
249030107
581
12269
SH
DFND
1
10200
0
2069
DEVON ENERGY CORP NEW
COM
25179M103
10069
126818
SH
DFND
1
110285
555
15978
DIAGEO P L C
SPON ADR NEW
25243Q205
9064
71218
SH
DFND
1
7821
650
62747
DISCOVERY COMMUNICATNS NEW
COM SER A
25470F104
291
3920
SH
SOLE
3920
0
0
DISNEY WALT CO
COM DISNEY
254687106
610
7114
SH
SOLE
7114
0
0
DISNEY WALT CO
COM DISNEY
254687106
21921
255664
SH
DFND
1
121438
540
133686
DOMINION RES INC VA NEW
COM
25746U109
19730
275866
SH
DFND
1
262558
934
12374
DOMINION RES INC VA NEW
COM
25746U109
366
5116
SH
SOLE
5116
0
0
DONNELLEY R R & SONS CO
COM
257867101
500
29493
SH
DFND
1
28620
0
873
DOW CHEM CO
COM
260543103
16516
320944
SH
DFND
1
300786
1810
18348
DOW CHEM CO
COM
260543103
392
7620
SH
SOLE
7620
0
0
DRYSHIPS INC.
NOTE 5.000%12/0
262498AB4
90
91300
SH
SOLE
91300
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
585
8946
SH
SOLE
8946
0
0
DU PONT E I DE NEMOURS & CO
COM
263534109
16527
252558
SH
DFND
1
211174
2100
39284
DUKE ENERGY CORP NEW
COM NEW
26441C204
20113
271099
SH
DFND
1
255349
1126
14624
DUKE ENERGY CORP NEW
COM NEW
26441C204
287
3875
SH
SOLE
3875
0
0
E M C CORP MASS
COM
268648102
209
7923
SH
SOLE
7923
0
0
E M C CORP MASS
COM
268648102
7532
285956
SH
DFND
1
230350
2270
53336
EATON CORP PLC
SHS
G29183103
17329
224522
SH
DFND
1
211307
610
12605
EATON CORP PLC
SHS
G29183103
228
2959
SH
SOLE
2959
0
0
EBAY INC
COM
278642103
614
12268
SH
DFND
1
2925
530
8813
ECOLAB INC
COM
278865100
8348
74974
SH
DFND
1
62623
105
12246
EMERSON ELEC CO
COM
291011104
29813
449264
SH
DFND
1
411894
7095
30275
EMERSON ELEC CO
COM
291011104
322
4850
SH
SOLE
4850
0
0
ENTERGY CORP NEW
COM
29364G103
13964
170105
SH
DFND
1
164086
890
5129
ENTERPRISE PRODS PARTNERS L
COM
293792107
3264
41692
SH
DFND
1
19860
3500
18332
EOG RES INC
COM
26875P101
621
5312
SH
DFND
1
78
60
5174
EXELIXIS INC
NOTE 4.250% 8/1
30161QAC8
8
10000
SH
SOLE
10000
0
0
EXELON CORP
COM
30161N101
209
5723
SH
DFND
1
866
0
4857
EXPEDITORS INTL WASH INC
COM
302130109
5171
117099
SH
DFND
1
1561
0
115538
EXPRESS SCRIPTS HLDG CO
COM
30219G108
5245
75656
SH
DFND
1
55487
780
19389
EXXON MOBIL CORP
COM
30231G102
74589
740855
SH
DFND
1
572560
6764
161531
EXXON MOBIL CORP
COM
30231G102
1932
19188
SH
SOLE
19188
0
0
FACEBOOK INC
CL A
30303M102
460
6833
SH
SOLE
6833
0
0
FASTENAL CO
COM
311900104
598
12090
SH
DFND
1
7128
0
4962
FEDEX CORP
COM
31428X106
2317
15308
SH
DFND
1
9996
140
5172
FIDELITY NATL INFORMATION SV
COM
31620M106
10529
192339
SH
DFND
1
189600
1095
1644
FIDELITY NATL INFORMATION SV
COM
31620M106
394
7195
SH
SOLE
7195
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
255
14769
SH
SOLE
14769
0
0
FORD MTR CO DEL
COM PAR $0.01
345370860
683
39646
SH
DFND
1
3784
0
35862
FRANKLIN RES INC
COM
354613101
803
13876
SH
DFND
1
9150
0
4726
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1639
44903
SH
DFND
1
36461
330
8112
GALLAGHER ARTHUR J & CO
COM
363576109
262
5625
SH
SOLE
5625
0
0
GALLAGHER ARTHUR J & CO
COM
363576109
1372
29436
SH
DFND
1
25208
0
4228
GENERAL DYNAMICS CORP
COM
369550108
1252
10744
SH
DFND
1
10317
0
427
GENERAL DYNAMICS CORP
COM
369550108
235
2016
SH
SOLE
2016
0
0
GENERAL ELECTRIC CO
COM
369604103
1040
39586
SH
SOLE
39586
0
0
GENERAL ELECTRIC CO
COM
369604103
26604
1012344
SH
DFND
1
735867
13840
262637
GENERAL GROWTH PPTYS INC NEW
COM
370023103
380
16109
SH
SOLE
16109
0
0
GENESEE & WYO INC
CL A
371559105
256
2442
SH
SOLE
2442
0
0
GENUINE PARTS CO
COM
372460105
6994
79662
SH
DFND
1
76165
340
3157
GILEAD SCIENCES INC
COM
375558103
6223
75052
SH
DFND
1
51917
267
22868
GILEAD SCIENCES INC
COM
375558103
440
5304
SH
SOLE
5304
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
978
18293
SH
DFND
1
4013
500
13780
GOLD FIELDS LTD NEW
SPONSORED ADR
38059T106
113
30473
SH
SOLE
30473
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
292
1745
SH
SOLE
1745
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
591
3530
SH
DFND
1
342
0
3188
GOOGLE INC
CL A
38259P508
3016
5159
SH
DFND
1
1513
20
3626
GOOGLE INC
CL C
38259P706
2976
5174
SH
DFND
1
1695
20
3459
GOOGLE INC
CL A
38259P508
1550
2651
SH
SOLE
2651
0
0
GRAINGER W W INC
COM
384802104
299
1177
SH
SOLE
1177
0
0
GRAINGER W W INC
COM
384802104
640
2517
SH
DFND
1
1409
0
1108
HARMONIC INC
COM
413160102
85
11375
SH
SOLE
11375
0
0
HARMONY GOLD MNG LTD
SPONSORED ADR
413216300
101
33959
SH
SOLE
33959
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
379
10582
SH
DFND
1
9169
540
873
HDFC BANK LTD
ADR REPS 3 SHS
40415F101
328
7001
SH
SOLE
7001
0
0
HEALTH CARE REIT INC
COM
42217K106
507
8094
SH
SOLE
8094
0
0
HEALTH CARE REIT INC
COM
42217K106
804
12823
SH
DFND
1
12515
0
308
HERSHEY CO
COM
427866108
643
6608
SH
DFND
1
6516
0
92
HEWLETT PACKARD CO
COM
428236103
1279
37977
SH
DFND
1
30134
0
7843
HEXCEL CORP NEW
COM
428291108
353
8639
SH
SOLE
8639
0
0
HOME DEPOT INC
COM
437076102
640
7911
SH
SOLE
7911
0
0
HOME DEPOT INC
COM
437076102
25451
314368
SH
DFND
1
269389
1855
43124
HONEYWELL INTL INC
COM
438516106
10690
115003
SH
DFND
1
98393
475
16135
HUMANA INC
COM
444859102
344
2692
SH
SOLE
2692
0
0
HUNTINGTON BANCSHARES INC
COM
446150104
281
29455
SH
SOLE
29455
0
0
ICICI BK LTD
ADR
45104G104
282
5642
SH
SOLE
5642
0
0
ILLINOIS TOOL WKS INC
COM
452308109
9239
105519
SH
DFND
1
87127
410
17982
INGERSOLL-RAND PLC
SHS
G47791101
601
9621
SH
SOLE
9621
0
0
INGERSOLL-RAND PLC
SHS
G47791101
8338
133383
SH
DFND
1
132153
680
550
INTEL CORP
COM
458140100
696
22517
SH
SOLE
22517
0
0
INTEL CORP
COM
458140100
27935
904056
SH
DFND
1
799982
8585
95489
INTERNATIONAL BUSINESS MACHS
COM
459200101
19692
108635
SH
DFND
1
94652
670
13313
INTERNATIONAL BUSINESS MACHS
COM
459200101
862
4758
SH
SOLE
4758
0
0
INTERNATIONAL FLAVORS&FRAGRA
COM
459506101
1660
15915
SH
DFND
1
15245
0
670
INTERNATIONAL GAME TECHNOLOG
COM
459902102
200
12585
SH
DFND
1
11820
0
765
INTL PAPER CO
COM
460146103
11263
223163
SH
DFND
1
206473
905
15785
INVESTORS BANCORP INC NEW
COM
46146L101
490
44361
SH
SOLE
44361
0
0
ISHARES
MBS ETF
464288588
302
2795
SH
SOLE
2795
0
0
ISHARES
CREDIT BD ETF
464288620
202
1810
SH
SOLE
1810
0
0
JAZZ PHARMACEUTICALS PLC
SHS USD
G50871105
229
1559
SH
SOLE
1559
0
0
JOHNSON & JOHNSON
COM
478160104
1312
12541
SH
SOLE
12541
0
0
JOHNSON & JOHNSON
COM
478160104
49905
477010
SH
DFND
1
353829
3071
120110
JOHNSON CTLS INC
COM
478366107
1423
28509
SH
DFND
1
20432
0
8077
JPMORGAN CHASE & CO
COM
46625H100
16767
290999
SH
DFND
1
226847
1590
62562
JPMORGAN CHASE & CO
COM
46625H100
835
14493
SH
SOLE
14493
0
0
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
292
7200
SH
DFND
1
7200
0
0
KEURIG GREEN MTN INC
COM
49271M100
568
4560
SH
DFND
1
4418
0
142
KIMBERLY CLARK CORP
COM
494368103
15987
143739
SH
DFND
1
132168
800
10771
KIMBERLY CLARK CORP
COM
494368103
266
2390
SH
SOLE
2390
0
0
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1486
18080
SH
DFND
1
11165
1000
5915
KITE RLTY GROUP TR
COM
49803T102
66
10668
SH
SOLE
10668
0
0
KLA-TENCOR CORP
COM
482480100
1149
15820
SH
DFND
1
10430
0
5390
KOHLS CORP
COM
500255104
10243
194431
SH
DFND
1
176952
1015
16464
KRAFT FOODS GROUP INC
COM
50076Q106
2590
43196
SH
DFND
1
36376
615
6205
LILLY ELI & CO
COM
532457108
1016
16347
SH
DFND
1
7450
0
8897
LINCOLN ELEC HLDGS INC
COM
533900106
657
9405
SH
DFND
1
9021
0
384
LINEAR TECHNOLOGY CORP
COM
535678106
7852
166823
SH
DFND
1
10580
0
156243
LOCKHEED MARTIN CORP
COM
539830109
5448
33893
SH
DFND
1
29332
545
4016
LOCKHEED MARTIN CORP
COM
539830109
317
1970
SH
SOLE
1970
0
0
LORILLARD INC
COM
544147101
234
3830
SH
SOLE
3830
0
0
LORILLARD INC
COM
544147101
14166
232336
SH
DFND
1
224659
1890
5787
LOWES COS INC
COM
548661107
2890
60213
SH
DFND
1
14838
0
45375
M & T BK CORP
COM
55261F104
568
4576
SH
DFND
1
4440
0
136
MARATHON OIL CORP
COM
565849106
3267
81836
SH
DFND
1
65011
360
16465
MARATHON PETE CORP
COM
56585A102
1394
17850
SH
DFND
1
15821
180
1849
MARKWEST ENERGY PARTNERS L P
UNIT LTD PARTN
570759100
1223
17083
SH
DFND
1
11072
0
6011
MARSH & MCLENNAN COS INC
COM
571748102
12835
247691
SH
DFND
1
237132
1370
9189
MARSH & MCLENNAN COS INC
COM
571748102
439
8470
SH
SOLE
8470
0
0
MASTERCARD INC
CL A
57636Q104
348
4739
SH
SOLE
4739
0
0
MATTEL INC
COM
577081102
12674
325229
SH
DFND
1
313543
2440
9246
MCCORMICK & CO INC
COM NON VTG
579780206
1030
14389
SH
DFND
1
12185
0
2204
MCDONALDS CORP
COM
580135101
38306
380250
SH
DFND
1
333436
1987
44827
MCDONALDS CORP
COM
580135101
312
3100
SH
SOLE
3100
0
0
MCKESSON CORP
COM
58155Q103
258
1385
SH
SOLE
1385
0
0
MEDTRONIC INC
COM
585055106
13460
211107
SH
DFND
1
193793
1260
16054
MERCK & CO INC NEW
COM
58933Y105
19305
333703
SH
DFND
1
270216
5565
57922
MERCK & CO INC NEW
COM
58933Y105
798
13790
SH
SOLE
13790
0
0
METLIFE INC
COM
59156R108
571
10286
SH
SOLE
10286
0
0
METLIFE INC
COM
59156R108
9746
175422
SH
DFND
1
151481
735
23206
MICROCHIP TECHNOLOGY INC
COM
595017104
1087
22265
SH
DFND
1
22026
0
239
MICRON TECHNOLOGY INC
COM
595112103
638
19355
SH
SOLE
19355
0
0
MICROSOFT CORP
COM
594918104
2247
53884
SH
SOLE
53884
0
0
MICROSOFT CORP
COM
594918104
67979
1630183
SH
DFND
1
1350819
7362
272002
MOHAWK INDS INC
COM
608190104
209
1511
SH
DFND
1
1104
0
407
MOLSON COORS BREWING CO
CL B
60871R209
831
11200
SH
DFND
1
10900
0
300
MONDELEZ INTL INC
CL A
609207105
2803
74534
SH
DFND
1
51470
1220
21844
MONDELEZ INTL INC
CL A
609207105
490
13032
SH
SOLE
13032
0
0
MONSANTO CO NEW
COM
61166W101
257
2059
SH
SOLE
2059
0
0
MONSANTO CO NEW
COM
61166W101
3201
25660
SH
DFND
1
17523
210
7927
MONSTER WORLDWIDE INC
COM
611742107
77
11711
SH
SOLE
11711
0
0
MOODYS CORP
COM
615369105
502
5732
SH
DFND
1
2730
0
3002
MORGAN STANLEY
COM NEW
617446448
8396
259694
SH
DFND
1
247719
1270
10705
NATIONAL FUEL GAS CO N J
COM
636180101
503
6425
SH
DFND
1
6125
0
300
NATIONAL OILWELL VARCO INC
COM
637071101
13818
167799
SH
DFND
1
164569
710
2520
NATIONAL OILWELL VARCO INC
COM
637071101
456
5540
SH
SOLE
5540
0
0
NEWMONT MINING CORP
COM
651639106
237
9299
SH
SOLE
9299
0
0
NEWS CORP NEW
CL A
65249B109
347
19338
SH
SOLE
19338
0
0
NEXTERA ENERGY INC
COM
65339F101
9065
88459
SH
DFND
1
83071
985
4403
NIELSEN N V
COM
N63218106
328
6778
SH
SOLE
6778
0
0
NIKE INC
CL B
654106103
283
3653
SH
SOLE
3653
0
0
NIKE INC
CL B
654106103
4886
63003
SH
DFND
1
42972
1190
18841
NISOURCE INC
COM
65473P105
1048
26634
SH
DFND
1
26586
0
48
NORFOLK SOUTHERN CORP
COM
655844108
2795
27131
SH
DFND
1
21105
715
5311
NORTHEAST UTILS
COM
664397106
21432
453388
SH
DFND
1
440099
2225
11064
NORTHERN TR CORP
COM
665859104
9593
149407
SH
DFND
1
146216
670
2521
NORTHERN TR CORP
COM
665859104
442
6885
SH
SOLE
6885
0
0
NOVARTIS A G
SPONSORED ADR
66987V109
8277
91426
SH
DFND
1
5801
0
85625
NOVO-NORDISK A S
ADR
670100205
1199
25960
SH
DFND
1
25210
0
750
OCCIDENTAL PETE CORP DEL
COM
674599105
11394
111025
SH
DFND
1
96843
1475
12707
OCCIDENTAL PETE CORP DEL
COM
674599105
453
4410
SH
SOLE
4410
0
0
OMNICOM GROUP INC
COM
681919106
1181
16587
SH
DFND
1
2350
0
14237
ONEOK INC NEW
COM
682680103
1472
21628
SH
DFND
1
15597
0
6031
ONEOK PARTNERS LP
UNIT LTD PARTN
68268N103
495
8440
SH
DFND
1
7840
0
600
ORACLE CORP
COM
68389X105
39201
967221
SH
DFND
1
920149
3827
43245
ORACLE CORP
COM
68389X105
1205
29739
SH
SOLE
29739
0
0
OREXIGEN THERAPEUTICS INC
COM
686164104
64
10383
SH
SOLE
10383
0
0
PAYCHEX INC
COM
704326107
3587
86300
SH
DFND
1
21443
0
64857
PENNYMAC CORP
NOTE 5.375% 5/0
70932AAB9
10
10000
SH
SOLE
10000
0
0
PEOPLES UNITED FINANCIAL INC
COM
712704105
832
54874
SH
DFND
1
46564
0
8310
PEPSICO INC
COM
713448108
29893
334595
SH
DFND
1
242934
2705
88956
PEPSICO INC
COM
713448108
447
5005
SH
SOLE
5005
0
0
PETSMART INC
COM
716768106
1052
17596
SH
DFND
1
250
0
17346
PFIZER INC
COM
717081103
15289
515142
SH
DFND
1
389396
4739
121007
PFIZER INC
COM
717081103
869
29289
SH
SOLE
29289
0
0
PHILIP MORRIS INTL INC
COM
718172109
363
4310
SH
SOLE
4310
0
0
PHILIP MORRIS INTL INC
COM
718172109
26326
312247
SH
DFND
1
233648
1195
77404
PHILLIPS 66
COM
718546104
1648
20492
SH
DFND
1
13470
90
6932
PNC FINL SVCS GROUP INC
COM
693475105
2516
28259
SH
DFND
1
18091
0
10168
POTASH CORP SASK INC
COM
73755L107
811
21375
SH
DFND
1
18505
0
2870
PPL CORP
COM
69351T106
818
23016
SH
DFND
1
22213
0
803
PPL CORP
COM
69351T106
653
18390
SH
SOLE
18390
0
0
PRAXAIR INC
COM
74005P104
330
2485
SH
SOLE
2485
0
0
PRAXAIR INC
COM
74005P104
16191
121880
SH
DFND
1
115868
725
5287
PRECISION CASTPARTS CORP
COM
740189105
2754
10912
SH
DFND
1
9726
0
1186
PRECISION CASTPARTS CORP
COM
740189105
269
1065
SH
SOLE
1065
0
0
PRICE T ROWE GROUP INC
COM
74144T108
366
4338
SH
SOLE
4338
0
0
PRICE T ROWE GROUP INC
COM
74144T108
349
4131
SH
DFND
1
3675
0
456
PROCTER & GAMBLE CO
COM
742718109
38934
495405
SH
DFND
1
380591
3647
111167
PROCTER & GAMBLE CO
COM
742718109
953
12126
SH
SOLE
12126
0
0
PROSPECT CAPITAL CORPORATION
NOTE 6.250%12/1
74348TAC6
127
118000
SH
SOLE
118000
0
0
QUALCOMM INC
COM
747525103
559
7056
SH
SOLE
7056
0
0
QUALCOMM INC
COM
747525103
9317
117636
SH
DFND
1
72795
683
44158
QUEST DIAGNOSTICS INC
COM
74834L100
1331
22681
SH
DFND
1
13840
50
8791
RAYTHEON CO
COM NEW
755111507
17795
192898
SH
DFND
1
185961
550
6387
REGAL ENTMT GROUP
CL A
758766109
517
24480
SH
DFND
1
24480
0
0
RENAISSANCERE HOLDINGS LTD
COM
G7496G103
990
9250
SH
DFND
1
0
0
9250
REPUBLIC SVCS INC
COM
760759100
618
16283
SH
DFND
1
16120
0
163
REYNOLDS AMERICAN INC
COM
761713106
1287
21330
SH
DFND
1
18487
0
2843
REYNOLDS AMERICAN INC
COM
761713106
235
3900
SH
SOLE
3900
0
0
RITE AID CORP
COM
767754104
342
47667
SH
DFND
1
0
0
47667
ROCKWELL COLLINS INC
COM
774341101
6595
84398
SH
DFND
1
83118
420
860
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
10121
122876
SH
DFND
1
87440
1635
33801
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
203
2460
SH
SOLE
2460
0
0
RPM INTL INC
COM
749685103
446
9660
SH
DFND
1
9420
0
240
SASOL LTD
SPONSORED ADR
803866300
437
7396
SH
SOLE
7396
0
0
SCANA CORP NEW
COM
80589M102
466
8652
SH
DFND
1
8652
0
0
SCHLUMBERGER LTD
COM
806857108
9436
79997
SH
DFND
1
38397
260
41340
SCHLUMBERGER LTD
COM
806857108
566
4795
SH
SOLE
4795
0
0
SCORPIO TANKERS INC
SHS
Y7542C106
814
80027
SH
DFND
1
53947
3000
23080
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
378
6660
SH
SOLE
6660
0
0
SEAGATE TECHNOLOGY PLC
SHS
G7945M107
28918
508943
SH
DFND
1
500253
1530
7160
SEMPRA ENERGY
COM
816851109
560
5348
SH
DFND
1
4680
0
668
SHERWIN WILLIAMS CO
COM
824348106
1278
6175
SH
DFND
1
6100
0
75
SHERWIN WILLIAMS CO
COM
824348106
381
1843
SH
SOLE
1843
0
0
SIGMA ALDRICH CORP
COM
826552101
2944
29008
SH
DFND
1
23556
40
5412
SILICONWARE PRECISION INDS L
SPONSD ADR SPL
827084864
476
57950
SH
SOLE
57950
0
0
SIMON PPTY GROUP INC NEW
COM
828806109
203
1223
SH
SOLE
1223
0
0
SMUCKER J M CO
COM NEW
832696405
264
2473
SH
SOLE
2473
0
0
SOUTHERN CO
COM
842587107
5341
117688
SH
DFND
1
107855
460
9373
SOUTHWESTERN ENERGY CO
COM
845467109
271
5963
SH
SOLE
5963
0
0
SPECTRA ENERGY CORP
COM
847560109
5474
128864
SH
DFND
1
116727
1825
10312
ST JUDE MED INC
COM
790849103
837
12091
SH
DFND
1
11249
0
842
STANLEY BLACK & DECKER INC
COM
854502101
404
4595
SH
DFND
1
286
0
4309
STANLEY BLACK & DECKER INC
COM
854502101
242
2759
SH
SOLE
2759
0
0
STAPLES INC
COM
855030102
399
36818
SH
DFND
1
27987
275
8556
STARBUCKS CORP
COM
855244109
4473
57802
SH
DFND
1
48749
0
9053
STATE STR CORP
COM
857477103
5839
86811
SH
DFND
1
46377
60
40374
STERLITE INDS INDIA LTD
NOTE 4.000%10/3
859737AB4
86
86000
SH
SOLE
86000
0
0
STRYKER CORP
COM
863667101
6797
80609
SH
DFND
1
23414
0
57195
SYNGENTA AG
SPONSORED ADR
87160A100
1267
16942
SH
DFND
1
14772
970
1200
SYSCO CORP
COM
871829107
1169
31208
SH
DFND
1
21284
310
9614
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADR
874039100
1386
64805
SH
SOLE
64805
0
0
TARGA RESOURCES PARTNERS LP
COM UNIT
87611X105
868
12063
SH
DFND
1
10085
0
1978
TARGET CORP
COM
87612E106
485
8364
SH
DFND
1
6625
0
1739
TATA MTRS LTD
SPONSORED ADR
876568502
254
6503
SH
SOLE
6503
0
0
TECHNE CORP
COM
878377100
826
8918
SH
DFND
1
8214
230
474
TECO ENERGY INC
COM
872375100
636
34425
SH
DFND
1
32550
0
1875
TEXAS INSTRS INC
COM
882508104
14902
311823
SH
DFND
1
286346
1839
23638
THERMO FISHER SCIENTIFIC INC
COM
883556102
275
2330
SH
DFND
1
2266
0
64
TIME WARNER INC
COM NEW
887317303
454
6460
SH
SOLE
6460
0
0
TIME WARNER INC
COM NEW
887317303
29068
413784
SH
DFND
1
402071
1575
10138
TJX COS INC NEW
COM
872540109
12660
238191
SH
DFND
1
231088
1825
5278
TORONTO DOMINION BK ONT
COM NEW
891160509
18429
358472
SH
DFND
1
5602
440
352430
TOYOTA MOTOR CORP
SP ADR REP2COM
892331307
229
1916
SH
DFND
1
105
0
1811
TRANSOCEAN LTD
REG SHS
H8817H100
903
20064
SH
DFND
1
13067
0
6997
UGI CORP NEW
COM
902681105
2464
48792
SH
DFND
1
48792
0
0
UNION PAC CORP
COM
907818108
11569
115982
SH
DFND
1
60568
800
54614
UNION PAC CORP
COM
907818108
366
3669
SH
SOLE
3669
0
0
UNITED FINL BANCORP INC NEW
COM
910304104
385
28438
SH
DFND
1
28438
0
0
UNITED MICROELECTRONICS CORP
SPON ADR NEW
910873405
345
143178
SH
SOLE
143178
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
454
4425
SH
SOLE
4425
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
19327
188266
SH
DFND
1
153855
120
34291
UNITED TECHNOLOGIES CORP
COM
913017109
25051
216988
SH
DFND
1
174670
1320
40998
UNITED TECHNOLOGIES CORP
COM
913017109
561
4856
SH
SOLE
4856
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
763
9335
SH
SOLE
9335
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
18626
227843
SH
DFND
1
204023
640
23180
US BANCORP DEL
COM NEW
902973304
6142
141781
SH
DFND
1
118550
1770
21461
US BANCORP DEL
COM NEW
902973304
376
8686
SH
SOLE
8686
0
0
VALERO ENERGY CORP NEW
COM
91913Y100
485
9688
SH
SOLE
9688
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
559
6955
SH
SOLE
6955
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
351
4060
SH
SOLE
4060
0
0
VECTREN CORP
COM
92240G101
540
12699
SH
DFND
1
12560
0
139
VERIZON COMMUNICATIONS INC
COM
92343V104
31814
650193
SH
DFND
1
528159
3428
118606
VERIZON COMMUNICATIONS INC
COM
92343V104
971
19844
SH
SOLE
19844
0
0
VISA INC
COM CL A
92826C839
785
3724
SH
SOLE
3724
0
0
VISA INC
COM CL A
92826C839
15199
72130
SH
DFND
1
58047
390
13693
VODAFONE GROUP PLC NEW
SPNSR ADR NO PAR
92857W308
6300
188689
SH
DFND
1
141050
0
47639
WABTEC CORP
COM
929740108
203
2455
SH
SOLE
2455
0
0
WADDELL & REED FINL INC
CL A
930059100
502
8027
SH
DFND
1
8005
0
22
WAL-MART STORES INC
COM
931142103
17160
228581
SH
DFND
1
206261
393
21927
WAL-MART STORES INC
COM
931142103
1100
14652
SH
SOLE
14652
0
0
WALGREEN CO
COM
931422109
254
3421
SH
SOLE
3421
0
0
WALGREEN CO
COM
931422109
11370
153379
SH
DFND
1
92927
0
60452
WASTE MGMT INC DEL
COM
94106L109
1956
43724
SH
DFND
1
24205
0
19519
WASTE MGMT INC DEL
COM
94106L109
491
10973
SH
SOLE
10973
0
0
WELLCARE HEALTH PLANS INC
COM
94946T106
237
3177
SH
SOLE
3177
0
0
WELLPOINT INC
COM
94973V107
330
3065
SH
DFND
1
240
0
2825
WELLS FARGO & CO NEW
COM
949746101
34299
652560
SH
DFND
1
433410
2990
216160
WELLS FARGO & CO NEW
COM
949746101
1185
22537
SH
SOLE
22537
0
0
WESTAR ENERGY INC
COM
95709T100
614
16075
SH
DFND
1
12920
0
3155
WESTERN UN CO
COM
959802109
799
46056
SH
DFND
1
6363
0
39693
WEYERHAEUSER CO
COM
962166104
203
6149
SH
DFND
1
24
600
5525
WGL HLDGS INC
COM
92924F106
482
11192
SH
DFND
1
8770
0
2422
WHOLE FOODS MKT INC
COM
966837106
234
6066
SH
SOLE
6066
0
0
WILLIAMS COS INC DEL
COM
969457100
573
9845
SH
DFND
1
3984
0
5861
WIPRO LTD
SPON ADR 1 SH
97651M109
180
15151
SH
SOLE
15151
0
0
WISCONSIN ENERGY CORP
COM
976657106
292
6215
SH
SOLE
6215
0
0
WISCONSIN ENERGY CORP
COM
976657106
12732
271356
SH
DFND
1
266250
1010
4096
WOODWARD INC
COM
980745103
211
4199
SH
SOLE
4199
0
0
XEROX CORP
COM
984121103
423
33965
SH
DFND
1
14375
0
19590
YAHOO INC
COM
984332106
789
22449
SH
DFND
1
0
0
22449
YUM BRANDS INC
COM
988498101
6791
83632
SH
DFND
1
69344
455
13833
ZIMMER HLDGS INC
COM
98956P102
9753
93907
SH
DFND
1
38400
460
55047
ZOETIS INC
CL A
98978V103
257
7965
SH
SOLE
7965
0
0