0000950123-11-045301.txt : 20110505 0000950123-11-045301.hdr.sgml : 20110505 20110505105823 ACCESSION NUMBER: 0000950123-11-045301 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110505 DATE AS OF CHANGE: 20110505 EFFECTIVENESS DATE: 20110505 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 11813130 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 o70603de13fvhr.txt 13F-HR ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31st, 2011 Check here if Amendment [ ]: Amendment Number ____________ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TDAM USA Inc. Address: Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 -------------------------------------------------------------------------------- Form 13F File Number: 28-05929 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Callbeck Title: Managing Director Phone: 416-308-5346 Signature, Place, and Date of Signing: "Barbara Callbeck" Toronto, Ontario May 2nd, 2011 [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) ================================================================================ FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 386 Form 13F Information Table Value Total: US$ 1,879,642 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11528 TD Waterhouse Private Investment Counsel Inc. 2 28-04365 TD Bank N.A
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ---------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== 3M CO COM 88579Y101 36,215 387,322 Defined 2 363,706 23,616 ABB LTD SPONSORED ADR 000375204 272 11,242 Defined 2 6,522 4,720 ABBOTT LABS COM 002824100 497 10,213 Sole 10,213 ABBOTT LABS COM 002824100 31,922 650,812 Defined 2 608,037 42,775 ACE LTD SHS H0023R105 14,975 231,447 Defined 2 218,112 13,335 ACE LTD SHS H0023R105 207 3,200 Defined 1 3,200 ADOBE SYS INC COM 00724F101 662 19,971 Defined 2 18,971 1,000 AETNA INC NEW COM 00817Y108 328 8,758 Sole 8,758 AFLAC INC COM 001055102 5,552 105,194 Defined 2 96,963 8,231 AIR PRODS & CHEMS INC COM 009158106 808 8,958 Defined 2 8,758 200 ALCOA INC COM 013817101 467 26,418 Defined 2 25,318 1,100 ALTRIA GROUP INC COM 02209S103 1,173 45,066 Defined 2 37,009 8,057 AMAZON COM INC COM 023135106 231 1,285 Defined 2 1,285 - AMERICAN APPAREL INC COM 023850100 60 61,758 Defined 2 61,758 - AMERICAN EXPRESS CO COM 025816109 35,505 785,501 Defined 2 737,168 48,333 AMERICAN FINL GROUP INC OHIO COM 025932104 204 5,833 Defined 2 5,833 - AMERICAN SCIENCE & ENGR INC COM 029429107 536 5,800 Defined 2 5,800 - AMERIPRISE FINL INC COM 03076C106 240 3,925 Defined 2 3,915 10 AMGEN INC COM 031162100 845 15,802 Defined 2 13,386 2,416 AMGEN INC COM 031162100 303 5,670 Defined 1 5,670 ANADARKO PETE CORP COM 032511107 799 9,748 Defined 2 4,689 5,059 ANALOG DEVICES INC COM 032654105 6,613 167,923 Defined 2 146,864 21,059 APACHE CORP COM 037411105 41,592 317,691 Defined 2 302,131 15,560 APOLLO GROUP INC CL A 037604105 16,214 388,733 Defined 2 366,122 22,611 APPLE INC COM 037833100 1,199 3,442 Sole 3,442 APPLE INC COM 037833100 2,520 7,231 Defined 2 6,776 455 APPLIED MATLS INC COM 038222105 8,732 559,021 Defined 2 528,521 30,500 ARCHER DANIELS MIDLAND CO COM 039483102 8,988 249,586 Defined 2 235,496 14,090 AT&T INC COM 00206R102 656 21,447 Sole 21,447 AT&T INC COM 00206R102 26,954 880,571 Defined 2 824,000 56,571 AUTODESK INC COM 052769106 7,939 179,980 Defined 2 164,698 15,282 AUTOLIV INC COM 052800109 334 4,500 Defined 2 4,500 - AUTOMATIC DATA PROCESSING IN COM 053015103 9,447 184,119 Defined 2 158,887 25,232 AVALON RARE METALS INC COM 053470100 163 26,200 Sole 26,200 AVON PRODS INC COM 054303102 796 29,423 Defined 2 26,773 2,650 BANCO SANTANDER BRASIL S A ADS REP 1 UNIT 05967A107 182 13,400 Sole 13,400 BANCORP NEW JERSEY INC NEW COM 059915108 235 23,000 Defined 2 23,000 - BANK OF AMERICA CORPORATION COM 060505104 561 42,089 Sole 42,089 BANK OF AMERICA CORPORATION COM 060505104 2,931 219,852 Defined 2 205,747 14,105 BANK OF AMERICA CORPORATION COM 060505104 170 12,765 Defined 1 12,765 BANK OF NEW YORK MELLON CORP COM 064058100 5,824 194,990 Defined 2 184,256 10,734 BARCLAYS PLC ADR 06738E204 296 16,313 Defined 2 15,499 814 BARD C R INC COM 067383109 1,162 11,690 Defined 2 10,900 790 BARRICK GOLD CORP COM 067901108 785 15,122 Defined 1 15,122 BAXTER INTL INC COM 071813109 2,066 38,416 Defined 2 37,641 775 BB&T CORP COM 054937107 698 25,416 Defined 2 25,416 - BECTON DICKINSON & CO COM 075887109 2,272 28,536 Defined 2 28,536 - BEMIS INC COM 081437105 700 21,347 Defined 2 16,667 4,680 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,040 12,432 Sole 12,432 BERKSHIRE HATHAWAY INC DEL CL A 084670108 20,925 167 Defined 2 167 - BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1,523 18,216 Defined 2 18,216 - BEST BUY INC COM 086516101 280 9,755 Defined 2 9,545 210 BHP BILLITON LTD SPONSORED ADR 088606108 734 7,655 Defined 2 7,615 40 BOEING CO COM 097023105 212 2,862 Sole 2,862 BOEING CO COM 097023105 814 11,012 Defined 2 9,923 1,089 BOSTON PROPERTIES INC COM 101121101 252 2,654 Sole 2,654 BP PLC SPONSORED ADR 055622104 409 9,276 Defined 2 9,276 - BRISTOL MYERS SQUIBB CO COM 110122108 4,135 156,461 Defined 2 153,381 3,080 CANADIAN NAT RES LTD COM 136385101 1,378 27,905 Defined 1 27,905 CAPITAL ONE FINL CORP COM 14040H105 11,496 221,252 Defined 2 208,529 12,723 CAPSTONE TURBINE CORP COM 14067D102 27 15,000 Defined 2 15,000 - CATERPILLAR INC DEL COM 149123101 230 2,065 Sole 2,065 CATERPILLAR INC DEL COM 149123101 1,097 9,850 Defined 2 9,430 420 CENTURYLINK INC COM 156700106 219 5,272 Defined 2 5,272 - CHEVRON CORP NEW COM 166764100 772 7,182 Sole 7,182 CHEVRON CORP NEW COM 166764100 48,673 452,815 Defined 2 414,367 38,448 CHEVRON CORP NEW COM 166764100 537 4,994 Defined 1 4,994 CHIMERA INVT CORP COM 16934Q109 79 20,000 Defined 2 20,000 - CHURCH & DWIGHT INC COM 171340102 1,236 15,581 Defined 2 13,241 2,340 CIGNA CORP COM 125509109 807 18,235 Defined 2 18,235 - CIMAREX ENERGY CO COM 171798101 28,847 250,323 Defined 2 237,100 13,223 CISCO SYS INC COM 17275R102 522 28,814 Sole 28,814 CISCO SYS INC COM 17275R102 25,661 1,496,279 Defined 2 1,402,250 94,029 CISCO SYS INC COM 17275R102 282 16,471 Defined 1 16,471 CITIGROUP INC COM 172967101 457 103,504 Sole 103,504 CITIGROUP INC COM 172967101 779 176,338 Defined 2 165,293 11,045
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER --------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== CLEAN HARBORS INC COM 184496107 277 3,165 Sole 3,165 CLOROX CO DEL COM 189054109 1,231 17,573 Defined 2 15,923 1,650 COACH INC COM 189754104 341 6,549 Sole 6,549 COACH INC COM 189754104 278 5,338 Defined 2 2,838 2,500 COCA COLA CO COM 191216100 767 11,592 Sole 11,592 COCA COLA CO COM 191216100 5,743 86,563 Defined 2 80,543 6,020 COCA COLA CO COM 191216100 359 5,415 Defined 1 5,415 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 22,390 275,066 Defined 2 260,808 14,258 COLGATE PALMOLIVE CO COM 194162103 23,960 296,686 Defined 2 273,393 23,293 COLGATE PALMOLIVE CO COM 194162103 328 4,065 Defined 1 4,065 COMCAST CORP NEW CL A 20030N101 381 15,405 Sole 15,405 CONOCOPHILLIPS COM 20825C104 416 5,210 Sole 5,210 CONOCOPHILLIPS COM 20825C104 10,775 134,925 Defined 2 121,648 13,277 CONSOLIDATED EDISON INC COM 209115104 550 10,847 Defined 2 8,847 2,000 CORNING INC COM 219350105 256 12,431 Defined 2 8,781 3,650 COSTCO WHSL CORP NEW COM 22160K105 300 4,088 Defined 2 3,478 610 CSX CORP COM 126408103 1,281 16,296 Defined 2 16,296 - CVS CAREMARK CORPORATION COM 126650100 216 6,287 Sole 6,287 CVS CAREMARK CORPORATION COM 126650100 1,441 42,001 Defined 2 42,001 - DANAHER CORP DEL COM 235851102 3,233 62,290 Defined 2 58,230 4,060 DEERE & CO COM 244199105 1,528 15,767 Defined 2 12,955 2,812 DENTSPLY INTL INC NEW COM 249030107 802 21,690 Defined 2 21,690 - DIAGEO P L C SPON ADR NEW 25243Q205 18,257 239,536 Defined 2 225,612 13,924 DIAMOND OFFSHORE DRILLING IN COM 25271C102 639 8,230 Defined 2 8,230 - DISCOVERY COMMUNICATNS NEW COM SER A 25470F104 242 6,065 Sole 6,065 DISNEY WALT CO COM DISNEY 254687106 302 7,014 Sole 7,014 DISNEY WALT CO COM DISNEY 254687106 29,128 675,980 Defined 2 631,036 44,944 DISNEY WALT CO COM DISNEY 254687106 242 5,625 Defined 1 5,625 DOLLAR GEN CORP NEW COM 256677105 232 7,411 Sole 7,411 DOMINION RES INC VA NEW COM 25746U109 793 17,738 Defined 2 17,738 - DOW CHEM CO COM 260543103 578 15,311 Defined 2 13,636 1,675 DREYFUS STRATEGIC MUNS INC COM 261932107 114 14,139 Defined 2 14,139 - DU PONT E I DE NEMOURS & CO COM 263534109 2,222 40,421 Defined 2 37,281 3,140 DUKE ENERGY CORP NEW COM 26441C105 1,024 56,403 Defined 2 51,623 4,780 E M C CORP MASS COM 268648102 32,333 1,217,344 Defined 2 1,137,727 79,617 EATON CORP COM 278058102 345 6,217 Sole 6,217 EATON VANCE CORP COM NON VTG 278265103 542 16,819 Defined 2 10,919 5,900 ECOLAB INC COM 278865100 18,153 355,802 Defined 2 334,628 21,174 EDAC TECHNOLOGIES CORP COM 279285100 60 18,000 Defined 2 - 18,000 EMERSON ELEC CO COM 291011104 28,281 484,019 Defined 2 446,458 37,561 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 245 4,740 Defined 2 600 4,140 ENTERGY CORP NEW COM 29364G103 285 4,241 Defined 2 4,091 150 ENTERPRISE PRODS PARTNERS L COM 293792107 415 9,635 Defined 2 4,185 5,450 EXELON CORP COM 30161N101 16,625 403,129 Defined 2 378,659 24,470 EXPEDITORS INTL WASH INC COM 302130109 19,064 380,144 Defined 2 359,445 20,699 EXPRESS SCRIPTS INC COM 302182100 3,086 55,501 Defined 2 55,501 - EXXON MOBIL CORP COM 30231G102 1,586 18,855 Sole 18,855 EXXON MOBIL CORP COM 30231G102 78,299 930,692 Defined 2 854,195 76,497 EXXON MOBIL CORP COM 30231G102 873 10,380 Defined 1 10,380 FASTENAL CO COM 311900104 578 8,917 Defined 2 8,853 64 FEDEX CORP COM 31428X106 1,146 12,247 Defined 2 12,247 - FLOWSERVE CORP COM 34354P105 286 2,400 Sole 2,400 FLOWSERVE CORP COM 34354P105 587 4,560 Defined 2 4,560 - FORD MTR CO DEL COM PAR $0.01 345370860 163 10,919 Sole 10,919 FORD MTR CO DEL COM PAR $0.01 345370860 368 24,698 Defined 2 24,698 - FOREST LABS INC COM 345838106 296 9,175 Defined 2 9,175 - FORTUNE BRANDS INC COM 349631101 590 9,525 Defined 2 5,325 4,200 FRANKLIN RES INC COM 354613101 672 5,376 Defined 2 5,376 - FREEPORT-MCMORAN COPPER & GO COM 35671D857 779 14,032 Defined 2 12,964 1,068 FRONTIER COMMUNICATIONS CORP COM 35906A108 119 14,537 Defined 2 11,351 3,186 GALLAGHER ARTHUR J & CO COM 363576109 13,782 453,198 Defined 2 423,259 29,939 GENERAL DYNAMICS CORP COM 369550108 369 4,825 Defined 2 3,745 1,080 GENERAL ELECTRIC CO COM 369604103 980 49,820 Sole 49,820 GENERAL ELECTRIC CO COM 369604103 21,699 1,082,237 Defined 2 1,007,107 75,130 GENERAL ELECTRIC CO COM 369604103 495 24,677 Defined 1 24,677 GENERAL MLS INC COM 370334104 513 14,030 Defined 2 14,030 - GENZYME CORP COM 372917104 875 11,493 Defined 2 11,493 - GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 310 8,083 Defined 2 8,083 - GLOBAL PMTS INC COM 37940X102 677 13,840 Defined 2 13,840 - GOLDMAN SACHS GROUP INC COM 38141G104 538 3,294 Sole 3,294 GOLDMAN SACHS GROUP INC COM 38141G104 1,242 7,830 Defined 2 7,525 305 GOLDMAN SACHS GROUP INC COM 38141G104 376 2,375 Defined 1 2,375 GOOGLE INC CL A 38259P508 661 1,128 Sole 1,128 GOOGLE INC CL A 38259P508 778 1,326 Defined 2 831 495 GOOGLE INC CL A 38259P508 205 350 Defined 1 350 GRAINGER W W INC COM 384802104 443 3,215 Defined 2 3,215 -
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== GREEN MTN COFFEE ROASTERS IN COM 393122106 753 11,651 Defined 2 11,651 - HARTFORD FINL SVCS GROUP INC COM 416515104 520 19,310 Defined 2 19,310 - HEINZ H J CO COM 423074103 665 13,627 Defined 2 12,327 1,300 HEWLETT PACKARD CO COM 428236103 23,280 568,218 Defined 2 536,554 31,664 HEWLETT PACKARD CO COM 428236103 284 6,928 Defined 1 6,928 HOME DEPOT INC COM 437076102 29,179 787,339 Defined 2 734,452 52,887 HONEYWELL INTL INC COM 438516106 2,412 40,387 Defined 2 32,137 8,250 HUNTINGTON BANCSHARES INC COM 446150104 266 40,000 Defined 2 40,000 - ILLINOIS TOOL WKS INC COM 452308109 28,897 537,911 Defined 2 499,310 38,601 INGERSOLL-RAND PLC SHS G47791101 317 6,558 Sole 6,558 INTEL CORP COM 458140100 627 30,599 Sole 30,599 INTEL CORP COM 458140100 9,849 488,073 Defined 2 458,609 29,464 INTEL CORP COM 458140100 227 11,267 Defined 1 11,267 INTERNATIONAL BUSINESS MACHS COM 459200101 1,009 6,349 Sole 6,349 INTERNATIONAL BUSINESS MACHS COM 459200101 17,200 105,477 Defined 2 98,679 6,798 INTERNATIONAL BUSINESS MACHS COM 459200101 304 1,865 Defined 1 1,865 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 960 15,414 Defined 2 14,054 1,360 INVESCO VAN KAMP DYN CRDT OP COM 46132R104 198 15,000 Defined 2 - 15,000 ISHARES INC MSCI EMU INDEX 464286608 779 20,100 Defined 2 20,100 - ISHARES INC MSCI JAPAN 464286848 297 28,820 Defined 1 28,820 ISHARES SILVER TRUST ISHARES 46428Q109 402 10,945 Defined 2 10,945 - ISHARES TR MSCI EAFE INDEX 464287465 23,939 398,452 Defined 2 344,090 54,362 ISHARES TR IBOXX INV CPBD 464287242 12,505 115,571 Defined 2 98,945 16,626 ISHARES TR BARCLYS TIPS BD 464287176 11,218 102,768 Defined 2 93,089 9,679 ISHARES TR BARCLYS 1-3 YR 464287457 9,644 115,151 Defined 2 100,094 15,057 ISHARES TR BARCLYS 7-10 YR 464287440 9,392 100,975 Defined 2 89,262 11,713 ISHARES TR COHEN&ST RLTY 464287564 6,463 92,160 Defined 2 89,003 3,157 ISHARES TR HIGH YLD CORP 464288513 4,403 47,877 Defined 2 42,860 5,017 ISHARES TR S&P 100 IDX FD 464287101 3,917 66,000 Defined 2 64,528 1,472 ISHARES TR MSCI EMERG MKT 464287234 2,995 61,529 Defined 2 51,391 10,138 ISHARES TR S&P MIDCP VALU 464287705 2,489 28,880 Defined 2 25,880 3,000 ISHARES TR S&P SMLCP VALU 464287879 2,138 28,056 Defined 2 24,624 3,432 ISHARES TR S&P MC 400 GRW 464287606 2,106 19,086 Defined 2 16,713 2,373 ISHARES TR S&P GBL INF 464287291 1,947 31,110 Defined 2 30,310 800 ISHARES TR RUSL 2000 GROW 464287648 1,653 17,338 Defined 2 16,714 624 ISHARES TR RUSSELL MCP GR 464287481 1,478 24,272 Defined 2 22,926 1,346 ISHARES TR S&P SMLCP GROW 464287887 1,355 17,153 Defined 2 13,928 3,225 ISHARES TR RUSL 2000 VALU 464287630 1,053 13,974 Defined 2 13,761 213 ISHARES TR RUSSELL 2000 464287655 802 9,525 Defined 2 6,655 2,870 ISHARES TR RUSSELL MCP VL 464287473 758 15,741 Defined 2 15,055 686 ISHARES TR S&P500 GRW 464287309 350 5,100 Defined 2 5,100 - ISHARES TR BARCLY USAGG B 464287226 314 2,983 Defined 2 2,983 - ISHARES TR DJ USINDUSTRL 464287754 308 4,338 Defined 2 4,338 - ISHARES TR S&P SMLCAP 600 464287804 265 3,606 Defined 2 3,606 - ISHARES TR CONS SRVC IDX 464287580 251 3,550 Defined 2 3,550 - ISHARES TR MSCI EAFE INDEX 464287465 1,602 26,652 Defined 1 26,652 ISHARES TR BARCLYS 1-3YR CR 464288646 952 9,120 Defined 1 9,120 ISHARES TR MSCI GRW IDX 464288885 234 3,765 Defined 1 3,765 ITT CORP NEW COM 450911102 353 5,878 Defined 2 5,878 - JACOBS ENGR GROUP INC DEL COM 469814107 630 12,255 Defined 2 12,255 - JOHNSON & JOHNSON COM 478160104 731 12,343 Sole 12,343 JOHNSON & JOHNSON COM 478160104 34,781 587,018 Defined 2 546,384 40,634 JOHNSON & JOHNSON COM 478160104 430 7,251 Defined 1 7,251 JOHNSON CTLS INC COM 478366107 2,556 61,480 Defined 2 61,480 - JPMORGAN CHASE & CO COM 46625H100 714 15,606 Sole 15,606 JPMORGAN CHASE & CO COM 46625H100 36,965 801,834 Defined 2 748,099 53,735 JPMORGAN CHASE & CO COM 46625H100 372 8,073 Defined 1 8,073 KELLOGG CO COM 487836108 272 5,030 Defined 2 4,955 75 KIMBERLY CLARK CORP COM 494368103 1,093 16,745 Defined 2 13,735 3,010 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 387 5,220 Defined 2 4,720 500 KRAFT FOODS INC CL A 50075N104 303 9,626 Sole 9,626 KRAFT FOODS INC CL A 50075N104 1,290 41,128 Defined 2 36,567 4,561 L-3 COMMUNICATIONS HLDGS INC COM 502424104 11,150 142,381 Defined 2 134,796 7,585 LAKELAND BANCORP INC COM 511637100 1,024 98,611 Defined 2 98,611 - LEGG MASON INC COM 524901105 989 27,395 Defined 2 21,986 5,409 LEVEL 3 COMMUNICATIONS INC COM 52729N100 92 62,600 Sole 62,600 LILLY ELI & CO COM 532457108 393 11,170 Defined 2 10,920 250 LINCOLN ELEC HLDGS INC COM 533900106 350 4,605 Defined 2 4,605 - LINCOLN NATL CORP IND COM 534187109 465 15,492 Defined 2 14,656 836 LINEAR TECHNOLOGY CORP COM 535678106 17,707 526,513 Defined 2 494,839 31,674 LKQ CORP COM 501889208 259 11,400 Sole 11,400 LOCKHEED MARTIN CORP COM 539830109 1,212 15,070 Defined 2 14,680 390 LOWES COS INC COM 548661107 1,353 51,210 Defined 2 49,160 2,050 M & T BK CORP COM 55261F104 224 2,529 Sole 2,529 MANITOWOC INC COM 563571108 449 20,500 Defined 2 20,000 500 MANPOWER INC COM 56418H100 208 3,300 Defined 2 3,300 -
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== MANULIFE FINL CORP COM 56501R106 514 29,059 Defined 1 29,059 MARATHON OIL CORP COM 565849106 2,635 49,432 Defined 2 45,472 3,960 MASCO CORP COM 574599106 171 12,280 Defined 2 12,280 - MASSMUTUAL CORPORATE INVS IN COM 576292106 284 17,526 Defined 2 17,526 - MCCORMICK & CO INC COM NON VTG 579780206 1,541 32,210 Defined 2 29,435 2,775 MCDONALDS CORP COM 580135101 407 5,341 Sole 5,341 MCDONALDS CORP COM 580135101 10,338 135,871 Defined 2 121,839 14,032 MCDONALDS CORP COM 580135101 332 4,361 Defined 1 4,361 MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,793 49,725 Defined 2 45,297 4,428 MEDTRONIC INC COM 585055106 5,744 145,981 Defined 2 138,995 6,986 MEDTRONIC INC NOTE 1.500% 4/1 585055AL0 215 215,000 Defined 2 215,000 - MERCK & CO INC NEW COM 58933Y105 386 11,698 Sole 11,698 MERCK & CO INC NEW COM 58933Y105 8,113 245,759 Defined 2 197,325 48,434 MERCK & CO INC NEW COM 58933Y105 364 11,030 Defined 1 11,030 METLIFE INC COM 59156R108 1,038 23,200 Defined 2 23,200 - MFS MUN INCOME TR SH BEN INT 552738106 116 18,080 Defined 2 18,080 - MICROSOFT CORP COM 594918104 786 30,978 Sole 30,978 MICROSOFT CORP COM 594918104 30,482 1,200,539 Defined 2 1,123,210 77,329 MICROSOFT CORP COM 594918104 543 21,430 Defined 1 21,430 MOHAWK INDS INC COM 608190104 471 7,703 Defined 2 7,554 149 MOLSON COORS BREWING CO CL B 60871R209 230 4,915 Sole 4,915 MONSANTO CO NEW COM 61166W101 3,853 53,323 Defined 2 49,213 4,110 MORGAN STANLEY COM NEW 617446448 475 17,369 Defined 2 16,629 740 MURPHY OIL CORP COM 626717102 361 4,918 Defined 2 3,846 1,072 NATIONAL FUEL GAS CO N J COM 636180101 410 5,540 Defined 2 5,540 - NATIONAL OILWELL VARCO INC COM 637071101 989 12,481 Defined 2 11,881 600 NEW YORK TIMES CO CL A 650111107 140 14,800 Defined 2 14,800 - NEXTERA ENERGY INC COM 65339F101 2,508 45,493 Defined 2 43,603 1,890 NIKE INC CL B 654106103 501 6,064 Sole 6,064 NIKE INC CL B 654106103 2,764 36,519 Defined 2 34,689 1,830 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 537 11,780 Defined 2 11,780 - NOKIA CORP SPONSORED ADR 654902204 160 18,802 Defined 2 16,062 2,740 NORFOLK SOUTHERN CORP COM 655844108 2,630 37,967 Defined 2 31,246 6,721 NORTHERN TR CORP COM 665859104 251 4,939 Sole 4,939 NOVARTIS A G SPONSORED ADR 66987V109 1,961 36,075 Defined 2 27,469 8,606 NOVO-NORDISK A S ADR 670100205 1,178 9,405 Defined 2 7,865 1,540 NUCOR CORP COM 670346105 1,084 23,563 Defined 2 22,763 800 OCCIDENTAL PETE CORP DEL COM 674599105 307 2,939 Sole 2,939 ORACLE CORP COM 68389X105 23,431 700,856 Defined 2 662,651 38,205 ORACLE CORP COM 68389X105 223 6,680 Defined 1 6,680 PALL CORP COM 696429307 322 5,590 Defined 2 5,590 - PARKER HANNIFIN CORP COM 701094104 302 3,190 Sole 3,190 PATTERSON COMPANIES INC COM 703395103 322 10,018 Defined 2 6,548 3,470 PAYCHEX INC COM 704326107 24,429 778,369 Defined 2 730,563 47,806 PEABODY ENERGY CORP COM 704549104 360 5,001 Sole 5,001 PENNICHUCK CORP COM NEW 708254206 2,057 72,214 Defined 2 27,772 44,442 PEOPLES UNITED FINANCIAL INC COM 712704105 380 30,193 Defined 2 23,107 7,086 PEPSICO INC COM 713448108 37,130 576,458 Defined 2 541,257 35,201 PEPSICO INC COM 713448108 527 8,179 Defined 1 8,179 PFIZER INC COM 717081103 609 29,981 Sole 29,981 PFIZER INC COM 717081103 7,748 381,493 Defined 2 341,047 40,446 PFIZER INC COM 717081103 512 25,208 Defined 1 25,208 PG&E CORP COM 69331C108 338 7,640 Defined 2 6,295 1,345 PHILIP MORRIS INTL INC COM 718172109 502 7,651 Sole 7,651 PHILIP MORRIS INTL INC COM 718172109 10,919 166,365 Defined 2 154,686 11,679 PIMCO INCOME STRATEGY FUND I COM 72201J104 112 10,760 Defined 2 300 10,460 PITNEY BOWES INC COM 724479100 549 21,376 Defined 2 21,376 - PNC FINL SVCS GROUP INC COM 693475105 233 3,697 Defined 2 3,697 - POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 617 20,224 Defined 2 19,102 1,122 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 347 13,545 Defined 2 - 13,545 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 214 3,721 Defined 2 3,121 600 PRAXAIR INC COM 74005P104 306 3,200 Sole 3,200 PRAXAIR INC COM 74005P104 3,375 33,215 Defined 2 28,546 4,669 PRECISION CASTPARTS CORP COM 740189105 314 2,135 Defined 2 2,135 - PRICE T ROWE GROUP INC COM 74144T108 335 5,043 Sole 5,043 PRICE T ROWE GROUP INC COM 74144T108 1,363 20,525 Defined 2 20,400 125 PROCTER & GAMBLE CO COM 742718109 927 14,870 Sole 14,870 PROCTER & GAMBLE CO COM 742718109 39,187 636,146 Defined 2 602,647 33,499 PROCTER & GAMBLE CO COM 742718109 629 10,215 Defined 1 10,215 PROGRESS ENERGY INC COM 743263105 377 8,178 Defined 2 8,178 - PROLOGIS SH BEN INT 743410102 160 10,000 Defined 2 10,000 - PRUDENTIAL FINL INC COM 744320102 475 7,719 Defined 2 7,644 75 PUBLIC SVC ENTERPRISE GROUP COM 744573106 282 8,952 Defined 2 5,660 3,292 QEP RES INC COM 74733V100 272 6,715 Defined 2 6,515 200 QUALCOMM INC COM 747525103 16,645 303,571 Defined 2 287,091 16,480 QUEST DIAGNOSTICS INC COM 74834L100 5,137 89,004 Defined 2 81,154 7,850
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== RALCORP HLDGS INC NEW COM 751028101 625 9,130 Defined 2 9,130 - REPUBLIC SVCS INC COM 760759100 239 7,956 Sole 7,956 RESEARCH IN MOTION LTD COM 760975102 641 11,334 Defined 1 11,334 ROCKVILLE FINL NEW INC COM 774188106 297 28,438 Defined 2 28,438 - ROGERS COMMUNICATIONS INC CL B 775109200 447 12,303 Defined 1 12,303 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,526 20,946 Defined 2 15,408 5,538 SCANA CORP NEW COM 80589M102 243 6,172 Defined 2 4,972 1,200 SCHLUMBERGER LTD COM 806857108 637 7,159 Sole 7,159 SCHLUMBERGER LTD COM 806857108 4,909 52,635 Defined 2 49,206 3,429 SCORPIO TANKERS INC SHS Y7542C106 238 23,067 Defined 2 4,067 19,000 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,290 49,500 Defined 2 14,500 35,000 SEMPRA ENERGY COM 816851109 270 5,052 Sole 5,052 SEMPRA ENERGY COM 816851109 5,369 100,353 Defined 2 92,893 7,460 SIGMA ALDRICH CORP COM 826552101 5,953 93,545 Defined 2 87,111 6,434 SOUTHERN CO COM 842587107 6,782 177,956 Defined 2 164,898 13,058 SPDR GOLD TRUST GOLD SHS 78463V107 45,431 324,829 Defined 2 305,147 19,682 SPDR GOLD TRUST GOLD SHS 78463V107 601 4,300 Defined 1 4,300 SPDR S&P 500 ETF TR TR UNIT 78462F103 53,701 405,017 Defined 2 339,664 65,353 SPDR S&P 500 ETF TR TR UNIT 78462F103 258 1,948 Defined 1 1,948 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 241 1,341 Defined 2 1,341 - SPECTRA ENERGY CORP COM 847560109 216 7,939 Defined 2 5,639 2,300 ST JUDE MED INC COM 790849103 775 15,115 Defined 2 15,115 - STAPLES INC COM 855030102 1,315 67,688 Defined 2 62,466 5,222 STARBUCKS CORP COM 855244109 251 6,800 Defined 2 6,560 240 STATE STR CORP COM 857477103 6,096 135,639 Defined 2 125,175 10,464 STEELCASE INC CL A 858155203 228 20,000 Defined 2 20,000 - STRYKER CORP COM 863667101 25,261 415,480 Defined 2 389,471 26,009 SYMANTEC CORP COM 871503108 294 15,831 Sole 15,831 SYNGENTA AG SPONSORED ADR 87160A100 1,205 18,487 Defined 2 14,087 4,400 SYSCO CORP COM 871829107 626 22,607 Defined 2 22,607 - TALISMAN ENERGY INC COM 87425E103 656 26,560 Defined 2 26,560 - TARGET CORP COM 87612E106 17,075 341,424 Defined 2 322,203 19,221 TARGET CORP COM 87612E106 223 4,465 Defined 1 4,465 TECHNE CORP COM 878377100 638 8,908 Defined 2 6,818 2,090 TELEFLEX INC COM 879369106 1,535 26,475 Defined 2 26,475 - TELEFONICA S A SPONSORED ADR 879382208 297 11,782 Defined 2 11,698 84 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 1,054 21,011 Defined 2 19,576 1,435 TEXAS INSTRS INC COM 882508104 1,065 30,821 Defined 2 29,436 1,385 THERMO FISHER SCIENTIFIC INC COM 883556102 18,637 335,505 Defined 2 315,877 19,628 THOMSON REUTERS CORP COM 884903105 202 5,160 Sole 5,160 TJX COS INC NEW COM 872540109 234 4,697 Defined 2 4,197 500 TOOTSIE ROLL INDS INC COM 890516107 1,026 36,168 Defined 2 35,483 685 TORONTO DOMINION BK ONT COM NEW 891160509 13,132 148,231 Defined 2 5,407 142,824 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 7,422 92,481 Defined 2 87,391 5,090 TRANSOCEAN LTD REG SHS H8817H100 868 11,131 Defined 2 6,701 4,430 TYCO INTERNATIONAL LTD SHS H89128104 608 13,573 Defined 2 13,573 - UBS AG SHS NEW H89231338 10,491 581,238 Defined 2 548,733 32,505 UGI CORP NEW COM 902681105 1,611 48,957 Defined 2 48,957 - ULTRA PETROLEUM CORP COM 903914109 24,248 492,354 Defined 2 464,788 27,566 UNION PAC CORP COM 907818108 1,420 14,441 Defined 2 13,038 1,403 UNITED PARCEL SERVICE INC CL B 911312106 257 3,462 Sole 3,462 UNITED PARCEL SERVICE INC CL B 911312106 8,238 110,844 Defined 2 70,463 40,381 UNITED TECHNOLOGIES CORP COM 913017109 282 3,328 Sole 3,328 UNITED TECHNOLOGIES CORP COM 913017109 38,299 452,443 Defined 2 427,148 25,295 UNITED TECHNOLOGIES CORP COM 913017109 551 6,505 Defined 1 6,505 UNITEDHEALTH GROUP INC COM 91324P102 20,631 456,433 Defined 2 428,138 28,295 US BANCORP DEL COM NEW 902973304 22,606 855,318 Defined 2 807,987 47,331 VALLEY NATL BANCORP COM 919794107 161 11,530 Defined 2 11,530 - VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 897 18,319 Defined 2 4,819 13,500 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1,256 37,064 Defined 2 20,664 16,400 VERIZON COMMUNICATIONS INC COM 92343V104 632 16,783 Sole 16,783 VERIZON COMMUNICATIONS INC COM 92343V104 26,382 684,523 Defined 2 626,455 58,068 VERIZON COMMUNICATIONS INC COM 92343V104 389 10,105 Defined 1 10,105 VISA INC COM CL A 92826C839 229 3,116 Sole 3,116 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 354 12,326 Defined 2 9,811 2,515 WAL MART STORES INC COM 931142103 705 13,550 Sole 13,550 WAL MART STORES INC COM 931142103 5,792 111,282 Defined 2 101,882 9,400 WAL MART STORES INC COM 931142103 389 7,465 Defined 1 7,465 WALGREEN CO COM 931422109 201 5,018 Sole 5,018 WALGREEN CO COM 931422109 1,504 37,479 Defined 2 32,971 4,508 WALGREEN CO COM 931422109 233 5,800 Defined 1 5,800 WARNER CHILCOTT PLC SHS A G94368100 357 15,360 Defined 2 15,360 - IRELAND WELLS FARGO & CO NEW COM 949746101 606 19,132 Sole 19,132 WELLS FARGO & CO NEW COM 949746101 29,969 945,087 Defined 2 885,221 59,866 WELLS FARGO & CO NEW COM 949746101 595 18,760 Defined 1 18,760 WEYERHAEUSER CO COM 962166104 242 9,820 Sole 9,820
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------ NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE ==================================================================================================================================== WGL HLDGS INC COM 92924F106 491 12,600 Defined 2 12,600 - WILLIAMS COS INC DEL COM 969457100 370 11,856 Sole 11,856 WILLIAMS COS INC DEL COM 969457100 560 17,960 Defined 2 17,960 - XEROX CORP COM 984121103 281 26,416 Sole 26,416 YUM BRANDS INC COM 988498101 17,091 332,638 Defined 2 311,632 21,006 ZIMMER HLDGS INC COM 98956P102 5,800 95,814 Defined 2 86,084 9,730 ------------------------------------------------------------------------------------------------------------------ 386 1,879,642 - ------------------------------------------------------------------------------------------------------------------