-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VNmTYyvJmWFrGyqbCBqS1bG7mqRPKpKBAwFVshPVgaMPNGXSRtR6UAY8CXNhP/Az x4FtCN6C5aJDSAN4HILYmg== 0000950123-10-048223.txt : 20100512 0000950123-10-048223.hdr.sgml : 20100512 20100512101036 ACCESSION NUMBER: 0000950123-10-048223 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100331 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 EFFECTIVENESS DATE: 20100512 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 10822893 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 o61960be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31st, 2010 Check here if Amendment [ ]: Amendment Number _______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TDAM USA Inc. Address: Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 Form 13F File Number: 28-05929 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Callbeck Title: Managing Director Phone: 416-308-5346 Signature, Place, and Date of Signing: Barbara Callbeck Toronto, Ontario May 10th, 2010 - ------------------------------------- ---------------- -------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 358 Form 13F Information Table Value Total: US$1,750,878 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---- 1 28-11526 Toronto Dominion Investments, Inc. 2 28-04365 TD Bank N.A
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- --------------- --------- --------- --------- ---------- -------- ------- --------- ------- 3COM CORP COM 885535104 236 30,678 Sole 30,678 3M CO COM 88579Y101 36,680 438,909 Defined 2 407,403 31,506 3M CO COM 88579Y101 259 4,200 Sole 4,200 ABB LTD SPONSORED ADR 000375204 259 11,867 Defined 2 347 11,520 ABBOTT LABS COM 002824100 8,383 159,138 Defined 2 140,439 18,699 ABBOTT LABS COM 002824100 238 4,515 Defined 1 ABBOTT LABS COM 002824100 963 18,277 Sole 18,277 ABERCROMBIE & FITCH CO CL A 002896207 417 9,135 Defined 2 9,135 -- ACCENTURE PLC IRELAND SHS CLASS A G1151C101 505 12,038 Sole 12,038 ACE LTD SHS H0023R105 11,933 228,166 Defined 2 215,681 12,485 ADOBE SYS INC COM 00724F101 535 15,119 Defined 2 14,119 1,000 AFLAC INC COM 001055102 6,501 119,741 Defined 2 110,442 9,299 AFLAC INC COM 001055102 504 9,277 Sole 9,277 AIR PRODS & CHEMS INC COM 009158106 848 11,467 Defined 2 11,067 400 ALCOA INC COM 013817101 465 32,662 Defined 2 31,662 1,000 ALTRIA GROUP INC COM 02209S103 395 19,272 Defined 2 12,772 6,500 AMAZON COM INC COM 023135106 508 3,740 Sole 3,740 AMERICAN EXPRESS CO COM 025816109 33,670 816,053 Defined 2 765,235 50,818 AMERICAN SCIENCE & ENGR INC COM 029429107 435 5,800 Defined 2 5,800 -- AMGEN INC COM 031162100 1,055 17,635 Defined 2 13,535 4,100 ANADARKO PETE CORP COM 032511107 978 13,426 Defined 2 8,437 4,989 ANALOG DEVICES INC COM 032654105 5,238 181,754 Defined 2 164,347 17,407 ANNALY CAP MGMT INC COM 035710409 175 10,195 Sole 10,195 APACHE CORP COM 037411105 28,646 282,231 Defined 2 267,547 14,684 APOLLO GROUP INC CL A 037604105 20,386 332,618 Defined 2 313,668 18,950 APPLE INC COM 037833100 1,200 5,106 Defined 2 4,718 388 APPLE INC COM 037833100 1,822 7,755 Sole 7,755 APPLIED MATLS INC COM 038222105 169 12,565 Defined 2 12,065 500 AT&T INC COM 00206R102 25,066 970,060 Defined 2 897,422 72,638 AT&T INC COM 00206R102 1,434 55,485 Sole 55,485 ATP OIL & GAS CORP COM 00208J108 226 11,995 Sole 11,995 AUTODESK INC COM 052769106 27,912 950,051 Defined 2 893,188 56,863 AUTOLIV INC COM 052800109 215 4,180 Defined 2 80 4,100 AUTOMATIC DATA PROCESSING IN COM 053015103 9,955 223,856 Defined 2 191,844 32,012 AVON PRODS INC COM 054303102 1,026 30,281 Defined 2 27,881 2,400 B & G FOODS INC NEW CL A 05508R106 107 10,176 Sole 10,176 BANCORP NEW JERSEY INC NEW COM 059915108 324 23,000 Defined 2 23,000 BANK OF AMERICA CORPORATION COM 060505104 2,405 134,751 Defined 2 118,652 16,099 BANK OF AMERICA CORPORATION COM 060505104 1,271 71,222 Sole 71,222 BANK OF NEW YORK MELLON CORP COM 064058100 2,408 77,975 Defined 2 71,388 6,587 BANK OF NEW YORK MELLON CORP COM 064058100 731 23,682 Sole 23,682 BARCLAYS PLC ADR 06738E204 7,516 345,562 Defined 2 311,614 33,948 BARD C R INC COM 067383109 450 5,190 Defined 2 5,190 BARRICK GOLD CORP COM 067901108 941 24,155 Defined 1 BAXTER INTL INC COM 071813109 1,753 30,118 Defined 2 26,858 3,260 BB&T CORP COM 054937107 404 12,477 Sole 12,477 BECTON DICKINSON & CO COM 075887109 2,262 28,736 Defined 2 28,736 BEMIS INC COM 081437105 582 20,281 Defined 2 17,901 2,380 BERKSHIRE HATHAWAY INC DEL CL A 084670108 20,462 168 Defined 2 168 BEST BUY INC COM 086516101 218 5,124 Defined 2 4,974 150 BHP BILLITON LTD SPONSORED ADR 088606108 15,937 198,420 Defined 2 187,430 10,990 BOEING CO COM 097023105 731 10,063 Defined 2 8,776 1,287 BOSTON PRIVATE FINL HLDGS IN COM 101119105 118 15,964 Sole 15,964 BOSTON SCIENTIFIC CORP COM 101137107 97 13,379 Sole 13,379 BP PLC SPONSORED ADR 055622104 3,510 61,506 Defined 2 60,126 1,380 BRISTOL MYERS SQUIBB CO COM 110122108 3,671 137,508 Defined 2 134,342 3,166 BROWN SHOE INC NEW COM 115736100 173 11,167 Sole 11,167 BRUKER CORP COM 116794108 171 11,688 Sole 11,688 CANADIAN NAT RES LTD COM 136385101 1,420 18,885 Defined 1 CAPITAL ONE FINL CORP COM 14040H105 309 7,458 Sole 7,458 CATERPILLAR INC DEL COM 149123101 471 7,487 Defined 2 6,887 600 CATERPILLAR INC DEL COM 149123101 327 5,196 Sole 5,196 CHEVRON CORP NEW COM 166764100 30,182 398,025 Defined 2 360,562 37,463 CHEVRON CORP NEW COM 166764100 325 4,289 Defined 1 CHEVRON CORP NEW COM 166764100 1,404 18,516 Sole 18,516 CHURCH & DWIGHT INC COM 171340102 1,354 20,224 Defined 2 15,649 4,575 CIGNA CORP COM 125509109 654 17,880 Defined 2 17,880 CIMAREX ENERGY CO COM 171798101 20,509 345,390 Defined 2 328,190 17,200 CISCO SYS INC COM 17275R102 38,009 1,460,194 Defined 2 1,364,553 95,641 CISCO SYS INC COM 17275R102 449 17,241 Defined 1 CISCO SYS INC COM 17275R102 1,549 50,091 Sole 50,091 CITIGROUP INC COM 172967101 710 175,206 Defined 2 171,511 3,695 CLOROX CO DEL COM 189054109 20,256 315,811 Defined 2 297,856 17,955 COCA COLA CO COM 191216100 3,438 62,509 Defined 2 54,424 8,085 COCA COLA CO COM 191216100 218 3,955 Defined 1 COCA COLA CO COM 191216100 1,273 23,148 Sole 23,148 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 19,718 386,774 Defined 2 367,278 19,496 COLGATE PALMOLIVE CO COM 194162103 26,578 311,732 Defined 2 288,981 22,751 COLGATE PALMOLIVE CO COM 194162103 449 5,265 Defined 1 COMCAST CORP NEW CL A 20030N101 710 37,690 Defined 2 36,493 1,197 COMCAST CORP NEW CL A 20030N101 590 31,331 Sole 31,331 CONOCOPHILLIPS COM 20825C104 7,165 140,031 Defined 2 125,924 14,107 CONOCOPHILLIPS COM 20825C104 683 13,344 Sole 13,344 CONSOLIDATED EDISON INC COM 209115104 459 10,308 Defined 2 6,908 3,400 CONSOLIDATED EDISON INC COM 209115104 245 5,499 Sole 5,499 CORNING INC COM 219350105 272 13,460 Defined 2 10,120 3,340 CORNING INC COM 219350105 279 13,792 Sole 13,792 COSTCO WHSL CORP NEW COM 22160K105 349 5,843 Defined 2 4,978 865 CSX CORP COM 126408103 326 6,403 Defined 2 6,403 CVS CAREMARK CORPORATION COM 126650100 1,900 51,961 Defined 2 49,164 2,797 CVS CAREMARK CORPORATION COM 126650100 211 5,765 Defined 1 CVS CAREMARK CORPORATION COM 126650100 479 13,094 Sole 13,094 DAKTRONICS INC COM 234264109 85 11,094 Sole 11,094 DANAHER CORP DEL COM 235851102 3,221 40,308 Defined 2 37,978 2,330 DEERE & CO COM 244199105 1,006 16,922 Defined 2 14,210 2,712 DENTSPLY INTL INC NEW COM 249030107 980 28,082 Defined 2 27,832 250 DIAGEO P L C SPON ADR NEW 25243Q205 19,818 293,814 Defined 2 277,634 16,180 DIRECTV COM CL A 25490A101 310 9,174 Sole 9,174 DISNEY WALT CO COM DISNEY 254687106 22,323 639,432 Defined 2 593,184 46,248 DISNEY WALT CO COM DISNEY 254687106 553 15,853 Sole 15,853 DOMINION RES INC VA NEW COM 25746U109 345 8,392 Defined 2 7,122 1,270 DOW CHEM CO COM 260543103 485 16,418 Defined 2 16,343 75 DOW CHEM CO COM 260543103 291 9,829 Sole 9,829 DU PONT E I DE NEMOURS & CO COM 263534109 1,136 30,514 Defined 2 25,189 5,325 DU PONT E I DE NEMOURS & CO COM 263534109 282 7,571 Sole 7,571 DUKE ENERGY CORP NEW COM 26441C105 509 31,182 Defined 2 26,182 5,000 DUN & BRADSTREET CORP DEL NE COM 26483E100 262 3,525 Defined 2 3,525
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- --------------- --------- --------- --------- ---------- -------- ------- --------- ------- DUOYUAN GLOBAL WTR INC SPONSORED ADR 266043108 205 7,400 Sole 7,400 E M C CORP MASS COM 268648102 31,884 1,767,388 Defined 2 1,655,804 111,584 E M C CORP MASS COM 268648102 315 17,449 Sole 17,449 EASTMAN KODAK CO COM 277461109 91 15,786 Sole 15,786 EATON VANCE CORP COM NON VTG 278265103 554 16,522 Defined 2 10,622 5,900 EBAY INC COM 278642103 204 7,570 Defined 2 7,340 230 ECOLAB INC COM 278865100 1,924 43,781 Defined 2 42,331 1,450 EDAC TECHNOLOGIES CORP COM 279285100 65 18,000 Defined 2 18,000 EMERSON ELEC CO COM 291011104 30,395 603,788 Defined 2 558,634 45,154 EMERSON ELEC CO COM 291011104 328 6,521 Sole 6,521 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 228 4,870 Defined 2 730 4,140 ENTEGRIS INC COM 29362U104 136 26,987 Sole 26,987 ENTERGY CORP NEW COM 29364G103 1,033 12,696 Defined 2 11,376 1,320 ENTERPRISE PRODS PARTNERS L COM 293792107 371 10,735 Defined 2 5,285 5,450 EQUITY RESIDENTIAL SH BEN INT 29476L107 223 5,700 Defined 2 2,755 2,945 ERESEARCHTECHNOLOGY INC COM 29481V108 97 14,104 Sole 14,104 EXAR CORP COM 300645108 79 11,258 Sole 11,258 EXELON CORP COM 30161N101 13,839 315,888 Defined 2 298,913 16,975 EXELON CORP COM 30161N101 569 12,992 Sole 12,992 EXPEDITORS INTL WASH INC COM 302130109 14,844 402,052 Defined 2 379,273 22,779 EXPRESS SCRIPTS INC COM 302182100 3,763 36,981 Defined 2 36,981 EXXON MOBIL CORP COM 30231G102 56,558 844,402 Defined 2 760,098 84,304 EXXON MOBIL CORP COM 30231G102 593 8,855 Defined 1 EXXON MOBIL CORP COM 30231G102 3,005 44,869 Sole 44,869 FASTENAL CO COM 311900104 504 10,511 Defined 2 9,371 1,140 FEDEX CORP COM 31428X106 2,098 22,465 Defined 2 21,890 575 FLOWSERVE CORP COM 34354P105 560 5,082 Defined 2 5,082 FLOWSERVE CORP COM 34354P105 320 5,200 Sole 5,200 FORD MTR CO DEL COM PAR $0.01 345370860 316 25,138 Defined 2 25,138 FORD MTR CO DEL COM PAR $0.01 345370860 319 25,386 Sole 25,386 FORTUNE BRANDS INC COM 349631101 281 5,795 Defined 2 2,595 3,200 FPL GROUP INC COM 302571104 1,784 36,911 Defined 2 33,861 3,050 FPL GROUP INC COM 302571104 438 9,072 Sole 9,072 FRANKLIN RES INC COM 354613101 1,404 12,660 Defined 2 11,860 800 FRANKLIN RES INC COM 354613101 517 4,666 Sole 4,666 FREEPORT-MCMORAN COPPER & GO COM 35671D857 895 10,719 Defined 2 10,285 434 GALLAGHER ARTHUR J & CO COM 363576109 13,017 530,240 Defined 2 503,708 26,532 GENERAL DYNAMICS CORP COM 369550108 862 11,171 Defined 2 10,091 1,080 GENERAL DYNAMICS CORP COM 369550108 270 3,501 Sole 3,501 GENERAL ELECTRIC CO COM 369604103 22,406 1,231,075 Defined 2 1,129,738 101,337 GENERAL ELECTRIC CO COM 369604103 1,965 107,971 Sole 107,971 GENERAL MLS INC COM 370334104 215 3,031 Defined 2 2,831 200 GENZYME CORP COM 372917104 224 4,316 Defined 2 4,316 GOLDMAN SACHS GROUP INC COM 38141G104 839 4,920 Defined 2 4,130 790 GOLDMAN SACHS GROUP INC COM 38141G104 291 1,705 Defined 1 GOLDMAN SACHS GROUP INC COM 38141G104 726 4,256 Sole 4,256 GOOGLE INC CL A 38259P508 492 868 Defined 2 548 320 GOOGLE INC CL A 38259P508 1,550 2,733 Sole 2,733 HAWAIIAN HOLDINGS INC COM 419879101 99 13,401 Sole 13,401 HEINZ H J CO COM 423074103 278 6,089 Defined 2 3,890 2,199 HEWLETT PACKARD CO COM 428236103 28,423 534,770 Defined 2 503,592 31,178 HEWLETT PACKARD CO COM 428236103 1,114 20,963 Sole 20,963 HOME DEPOT INC COM 437076102 25,901 800,644 Defined 2 738,791 61,853 HOME DEPOT INC COM 437076102 481 14,857 Sole 14,857 HONEYWELL INTL INC COM 438516106 1,927 42,556 Defined 2 31,276 11,280 HUNTINGTON BANCSHARES INC COM 446150104 485 90,000 Defined 2 90,000 ILLINOIS TOOL WKS INC COM 452308109 26,250 554,273 Defined 2 516,263 38,010 ILLUMINA INC COM 452327109 539 13,860 Defined 2 13,860 INTEL CORP COM 458140100 12,397 556,185 Defined 2 507,951 48,234 INTEL CORP COM 458140100 254 11,400 Sole 11,400 INTERNATIONAL BUSINESS MACHS COM 459200101 16,221 126,479 Defined 2 116,658 9,821 INTERNATIONAL BUSINESS MACHS COM 459200101 1,740 13,564 Sole 13,564 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 700 14,683 Defined 2 13,883 800 ION GEOPHYSICAL CORP COM 462044108 172 34,876 Sole 34,876 ISHARES SILVER TRUST ISHARES 46428Q109 196 11,445 Defined 2 11,445 ISHARES TR INDEX COHEN&ST RLTY 464287564 40,669 710,010 Defined 2 674,389 35,621 ISHARES TR INDEX MSCI EAFE IDX 464287465 18,913 337,851 Defined 2 277,534 60,317 ISHARES TR INDEX BARCLYS TIPS BD 464287176 16,561 159,393 Defined 2 149,207 10,186 ISHARES TR INDEX S&P 100 IDX FD 464287101 14,488 270,404 Defined 2 229,401 41,003 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 5,880 70,529 Defined 2 58,142 12,387 ISHARES TR INDEX MSCI EMERG MKT 464287234 5,528 131,248 Defined 2 101,675 29,573 ISHARES TR INDEX RUSSELL MCP GR 464287481 5,509 113,540 Defined 2 94,263 19,277 ISHARES TR INDEX RUSL 2000 GROW 464287648 4,106 56,062 Defined 2 47,498 8,564 ISHARES TR INDEX RUSL 2000 VALU 464287630 2,992 46,873 Defined 2 43,041 3,832 ISHARES TR INDEX RUSSELL MCP VL 464287473 2,925 72,517 Defined 2 62,863 9,654 ISHARES TR INDEX RUSSELL1000GRW 464287614 1,925 37,046 Defined 2 35,546 1,500 ISHARES TR INDEX BARCLY USAGG B 464287226 1,600 15,358 Defined 2 14,358 1,000 ISHARES TR INDEX RUSSELL1000VAL 464287598 748 12,242 Defined 2 12,242 ISHARES TR INDEX RUSSELL 2000 464287655 648 9,560 Defined 2 6,690 2,870 ISHARES TR INDEX IBOXX INV CPBD 464287242 547 5,169 Defined 2 250 4,919 ISHARES TR INDEX RUSSELL 3000 464287689 430 6,245 Defined 2 6,245 ISHARES TR INDEX DJ US REAL EST 464287739 348 6,990 Defined 2 6,990 ISHARES TR INDEX RUSSELL 1000 464287622 332 5,130 Defined 2 4,630 500 ISHARES TR INDEX RUSSELL MIDCAP 464287499 238 2,672 Defined 2 2,672 ISHARES TR INDEX S&P 500 VALUE 464287408 220 3,900 Defined 2 3,900 ITRON INC COM 465741106 254 3,500 Sole 3,500 ITT CORP NEW COM 450911102 236 4,408 Defined 2 4,408 JETBLUE AIRWAYS CORP COM 477143101 98 17,544 Sole 17,544 JOHNSON & JOHNSON COM 478160104 41,843 641,767 Defined 2 593,316 48,451 JOHNSON & JOHNSON COM 478160104 1,555 23,851 Sole 23,851 JOHNSON CTLS INC COM 478366107 1,274 38,603 Defined 2 37,553 1,050 JPMORGAN CHASE & CO COM 46625H100 37,418 836,148 Defined 2 766,936 69,212 JPMORGAN CHASE & CO COM 46625H100 350 7,823 Defined 1 JPMORGAN CHASE & CO COM 46625H100 1,478 33,022 Sole 33,022 KELLOGG CO COM 487836108 263 4,930 Defined 2 4,930 KIMBERLY CLARK CORP COM 494368103 438 6,965 Defined 2 4,531 2,434 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 507 7,743 Defined 2 7,243 500 KNOLOGY INC COM 499183804 138 10,242 Sole 10,242 KRAFT FOODS INC CL A 50075N104 402 13,286 Defined 2 9,400 3,886 KRAFT FOODS INC CL A 50075N104 594 14,050 Sole 14,050 L-3 COMMUNICATIONS HLDGS INC COM 502424104 386 4,213 Defined 2 3,588 625 LAKELAND BANCORP INC COM 511637100 831 93,917 Defined 2 93,917 LEGG MASON INC COM 524901105 3,176 110,776 Defined 2 101,255 9,521 LEVEL 3 COMMUNICATIONS INC COM 52729N100 98 60,600 Sole 60,600 LILLY ELI & CO COM 532457108 432 11,935 Defined 2 10,935 1,000 LINCOLN ELEC HLDGS INC COM 533900106 343 6,305 Defined 2 6,305 LKQ CORP COM 501889208 231 11,400 Sole 11,400
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- --------------- --------- --------- --------- ---------- -------- ------- --------- ------- LOCKHEED MARTIN CORP COM 539830109 555 6,672 Defined 2 5,232 1,440 LOCKHEED MARTIN CORP COM 539830109 289 3,473 Sole 3,473 LOWES COS INC COM 548661107 252 10,410 Defined 2 10,010 400 MANULIFE FINL CORP COM 56501R106 640 31,953 Defined 1 MARATHON OIL CORP COM 565849106 1,770 55,950 Defined 2 49,500 6,450 MASCO CORP COM 574599106 228 14,680 Defined 2 14,680 MASSMUTUAL CORPORATE INVS IN COM 576292106 235 8,763 Defined 2 8,763 MASTERCARD INC CL A 57636Q104 633 2,492 Sole 2,492 MCCORMICK & CO INC COM NON VTG 579780206 2,426 63,251 Defined 2 59,476 3,775 MCDONALDS CORP COM 580135101 10,361 155,296 Defined 2 132,357 22,939 MCDONALDS CORP COM 580135101 669 10,024 Sole 10,024 MEADWESTVACO CORP COM 583334107 274 10,718 Defined 2 10,718 MEDCO HEALTH SOLUTIONS INC COM 58405U102 3,220 49,880 Defined 2 44,852 5,028 MEDTRONIC INC COM 585055106 8,890 197,427 Defined 2 182,137 15,290 MERCK & CO INC NEW COM 58933Y105 9,105 243,764 Defined 2 189,028 54,736 MERCK & CO INC NEW COM 58933Y105 419 11,220 Defined 1 METLIFE INC COM 59156R108 1,000 23,083 Defined 2 23,083 MFA FINANCIAL INC COM 55272X102 107 14,497 Sole 14,497 MICROSOFT CORP COM 594918104 40,176 1,371,789 Defined 2 1,272,982 98,807 MICROSOFT CORP COM 594918104 2,311 78,962 Sole 78,962 MODUSLINK GLOBAL SOLUTIONS I COM 60786L107 97 11,550 Sole 11,550 MOHAWK INDS INC COM 608190104 429 7,886 Defined 2 7,436 450 MONSANTO CO NEW COM 61166W101 14,631 204,853 Defined 2 191,213 13,640 MOODYS CORP COM 615369105 311 10,445 Defined 2 10,445 MORGAN STANLEY COM NEW 617446448 360 12,302 Sole 12,302 MOTOROLA INC COM 620076109 230 32,777 Defined 2 26,477 6,300 MURPHY OIL CORP COM 626717102 833 14,819 Defined 2 12,747 2,072 NATIONAL BK GREECE S A SPONSORED ADR 633643408 86 21,062 Sole 21,062 NATIONAL FINL PARTNERS CORP COM 63607P208 167 11,843 Sole 11,843 NATIONAL FUEL GAS CO N J COM 636180101 329 6,500 Defined 2 6,500 NEW YORK TIMES CO CL A 650111107 220 19,800 Defined 2 19,800 NEWMONT MINING CORP COM 651639106 250 4,906 Sole 4,906 NEWS CORP CL A 65248E104 238 16,527 Sole 16,527 NIKE INC CL B 654106103 2,620 35,640 Defined 2 32,770 2,870 NIKE INC CL B 654106103 265 3,600 Sole 3,600 NOKIA CORP SPONSORED ADR 654902204 383 24,635 Defined 2 22,095 2,540 NORFOLK SOUTHERN CORP COM 655844108 1,602 28,661 Defined 2 20,015 8,646 NORTHERN TR CORP COM 665859104 251 4,540 Sole 4,540 NOVARTIS A G SPONSORED ADR 66987V109 24,868 459,665 Defined 2 424,327 35,338 NOVO-NORDISK A S ADR 670100205 866 11,233 Defined 2 9,693 1,540 OCCIDENTAL PETE CORP DEL COM 674599105 610 7,220 Sole 7,220 ORACLE CORP COM 68389X105 907 35,280 Defined 2 24,940 10,340 ORACLE CORP COM 68389X105 220 8,570 Defined 1 ORACLE CORP COM 68389X105 1,141 44,427 Sole 44,427 PALL CORP COM 696429307 227 5,597 Defined 2 5,597 PATTERSON COMPANIES INC COM 703395103 304 9,799 Defined 2 6,454 3,345 PAYCHEX INC COM 704326107 19,406 631,717 Defined 2 597,546 34,171 PENNICHUCK CORP COM NEW 708254206 1,971 83,849 Defined 2 33,407 50,442 PEOPLES UNITED FINANCIAL INC COM 712704105 470 30,109 Defined 2 23,023 7,086 PEPSICO INC COM 713448108 33,674 508,976 Defined 2 475,284 33,692 PETSMART INC COM 716768106 610 19,087 Defined 2 17,387 1,700 PFIZER INC COM 717081103 5,509 321,222 Defined 2 289,616 31,606 PFIZER INC COM 717081103 1,038 60,499 Sole 60,499 PHILIP MORRIS INTL INC COM 718172109 8,696 166,716 Defined 2 152,077 14,639 PHILIP MORRIS INTL INC COM 718172109 974 18,670 Sole 18,670 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 610 25,940 Defined 2 23,773 2,167 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 276 13,545 Defined 2 -- 13,545 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 281 5,840 Defined 2 3,740 2,100 PPG INDS INC COM 693506107 242 3,700 Defined 2 2,800 900 PRAXAIR INC COM 74005P104 2,478 29,861 Defined 2 22,497 7,364 PRAXAIR INC COM 74005P104 489 6,891 Sole 6,891 PRECISION CASTPARTS CORP COM 740189105 797 6,290 Defined 2 6,290 PRESTIGE BRANDS HLDGS INC COM 74112D101 118 13,109 Sole 13,109 PRICE T ROWE GROUP INC COM 74144T108 393 7,145 Defined 2 7,145 PROCTER & GAMBLE CO COM 742718109 36,726 580,470 Defined 2 537,897 42,573 PROCTER & GAMBLE CO COM 742718109 2,018 31,896 Sole 31,896 PROGRESSIVE CORP OHIO COM 743315103 261 13,682 Sole 13,682 PROLOGIS SH BEN INT 743410102 132 10,000 Defined 2 10,000 PUBLIC SVC ENTERPRISE GROUP COM 744573106 376 12,743 Defined 2 9,543 3,200 QUALCOMM INC COM 747525103 1,066 25,417 Defined 2 24,202 1,215 QUEST DIAGNOSTICS INC COM 74834L100 19,315 331,369 Defined 2 309,754 21,615 QUESTAR CORP COM 748356102 1,218 28,192 Defined 2 27,162 1,030 RESEARCH IN MOTION LTD COM 760975102 587 7,937 Defined 2 7,607 330 ROCKVILLE FINL INC COM 774186100 229 18,750 Defined 2 18,750 ROYAL BK CDA MONTREAL QUE COM 780087102 288 4,850 Sole 4,850 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,190 20,567 Defined 2 15,079 5,488 SCHLUMBERGER LTD COM 806857108 4,212 66,379 Defined 2 62,600 3,779 SCHLUMBERGER LTD COM 806857108 921 14,513 Sole 14,513 SCHWAB CHARLES CORP NEW COM 808513105 428 22,893 Sole 22,893 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,214 52,566 Defined 2 3,866 48,700 SEMPRA ENERGY COM 816851109 6,648 133,231 Defined 2 121,573 11,658 SIGA TECHNOLOGIES INC COM 826917106 72 10,892 Sole 10,892 SIGMA ALDRICH CORP COM 826552101 13,779 256,785 Defined 2 240,443 16,342 SIMON PPTY GROUP INC NEW COM 828806109 240 2,865 Defined 2 1,008 1,857 SIMON PPTY GROUP INC NEW COM 828806109 424 5,049 Sole 5,049 SOUTHERN CO COM 842587107 17,230 519,608 Defined 2 486,322 33,286 SOUTHERN CO COM 842587107 508 15,330 Sole 15,330 SOUTHWESTERN ENERGY CO COM 845467109 269 6,610 Sole 6,610 SPDR GOLD TRUST GOLD SHS 78463V107 1,758 16,133 Defined 2 9,533 6,600 SPDR SERIES TRUST KBW REGN BK ETF 78464A698 251 9,570 Defined 2 8,570 1,000 SPDR TR UNIT SER 1 78462F103 33,008 282,118 Defined 2 240,646 41,472 ST JUDE MED INC COM 790849103 446 10,876 Defined 2 10,876 STAPLES INC COM 855030102 1,880 80,325 Defined 2 71,953 8,372 STATE STR CORP COM 857477103 18,709 414,462 Defined 2 386,910 27,552 STRYKER CORP COM 863667101 24,060 420,487 Defined 2 396,117 24,370 SWISS HELVETIA FD INC COM 870875101 215 18,203 Defined 2 18,203 SYNGENTA AG SPONSORED ADR 87160A100 1,063 19,142 Defined 2 14,782 4,360 SYSCO CORP COM 871829107 1,007 34,147 Defined 2 33,747 400 TALBOTS INC COM 874161102 250 19,255 Sole 19,255 TARGET CORP COM 87612E106 1,875 35,650 Defined 2 33,275 2,375 TARGET CORP COM 87612E106 201 3,820 Defined 1 TARGET CORP COM 87612E106 357 6,783 Sole 6,783 TECHNE CORP COM 878377100 658 10,342 Defined 2 8,252 2,090 TELEFONICA S A SPONSORED ADR 879382208 375 5,281 Defined 2 4,946 335 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 536 8,490 Defined 2 7,480 1,010 TEXAS INSTRS INC COM 882508104 16,894 690,401 Defined 2 655,576 34,825 THERMO FISHER SCIENTIFIC INC COM 883556102 17,085 332,129 Defined 2 313,619 18,510
FAIR MARKET AMOUNT OF VOTING AUTHORITY VALUE SECURITY INVESTMENT OTHER ------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- --------------- --------- --------- --------- ---------- -------- ------- --------- ------- TIBCO SOFTWARE INC COM 88632Q103 115 10,636 Sole 10,636 TIME WARNER INC COM NEW 887317303 324 10,353 Sole 10,353 TJX COS INC NEW COM 872540109 223 5,235 Defined 2 4,735 500 TORONTO DOMINION BK ONT COM NEW 891160509 9,859 132,194 Defined 2 3,166 129,028 TRANSOCEAN LTD REG SHS H8817H100 15,390 178,161 Defined 2 164,208 13,953 TYCO INTERNATIONAL LTD SHS H89128104 590 15,434 Defined 2 15,434 UGI CORP NEW COM 902681105 1,329 50,092 Defined 2 48,792 1,300 ULTRA PETROLEUM CORP COM 903914109 19,062 408,789 Defined 2 383,484 25,305 UNION PAC CORP COM 907818108 1,494 20,384 Defined 2 17,381 3,003 UNION PAC CORP COM 907818108 675 9,211 Sole 9,211 UNITED PARCEL SERVICE INC CL B 911312106 7,173 111,362 Defined 2 67,292 44,070 UNITED PARCEL SERVICE INC CL B 911312106 1,211 18,803 Sole 18,803 UNITED TECHNOLOGIES CORP COM 913017109 34,302 465,998 Defined 2 438,452 27,546 UNITED TECHNOLOGIES CORP COM 913017109 600 8,146 Sole 8,146 UNITEDHEALTH GROUP INC COM 91324P102 4,014 122,863 Defined 2 113,736 9,127 UNITEDHEALTH GROUP INC COM 91324P102 348 10,656 Sole 10,656 US BANCORP DEL COM NEW 902973304 22,389 865,096 Defined 2 815,835 49,261 VALLEY NATL BANCORP COM 919794107 169 10,984 Defined 2 10,984 VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 189 15,000 Defined 2 -- 15,000 VANGUARD INTL EQUITY INDEX F EMR MKT ETF 922042858 635 15,054 Defined 2 1,554 13,500 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 1,184 36,520 Defined 2 3,570 32,950 VERIZON COMMUNICATIONS INC COM 92343V104 18,594 599,424 Defined 2 548,956 50,468 VERIZON COMMUNICATIONS INC COM 92343V104 827 26,676 Sole 26,676 VICOR CORP COM 925815102 159 11,515 Sole 11,515 VISA INC COM CL A 92826C839 1,475 16,206 Sole 16,206 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 280 12,025 Defined 2 9,195 2,830 WAL MART STORES INC COM 931142103 7,529 135,414 Defined 2 120,471 14,943 WAL MART STORES INC COM 931142103 1,957 35,197 Sole 35,197 WALGREEN CO COM 931422109 1,456 39,250 Defined 2 32,567 6,683 WELLS FARGO & CO NEW COM 949746101 25,016 803,850 Defined 2 747,525 56,325 WELLS FARGO & CO NEW COM 949746101 1,273 40,899 Sole 40,899 WESTERN UN CO COM 959802109 222 13,068 Defined 2 8,589 4,479 WEYERHAEUSER CO COM 962166104 419 9,253 Defined 2 8,323 930 XTO ENERGY INC COM 98385X106 2,053 43,517 Defined 2 32,033 11,484 YAHOO INC COM 984332106 203 12,268 Sole 12,268 YUM BRANDS INC COM 988498101 25,130 655,627 Defined 2 618,008 37,619 ZIMMER HLDGS INC COM 98956P102 20,911 353,222 Defined 2 328,978 24,244 --------- 358 1,750,878 =========
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