-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MvbZVHepMEjJKPWuTSnuLa5ftbpb56uz5bKycZOo24gbynf2OpDf+6gHVLCcMZ9R dMJm3u67yUsY+Le6lt0L1Q== 0000950123-09-035328.txt : 20090814 0000950123-09-035328.hdr.sgml : 20090814 20090814144200 ACCESSION NUMBER: 0000950123-09-035328 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090814 DATE AS OF CHANGE: 20090814 EFFECTIVENESS DATE: 20090814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TDAM USA INC. CENTRAL INDEX KEY: 0001115941 IRS NUMBER: 133849588 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05929 FILM NUMBER: 091014835 BUSINESS ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 BUSINESS PHONE: 416-308-5346 MAIL ADDRESS: STREET 1: CANADA TRUST TOWER, BCE PLACE STREET 2: 161 BAY STREET, 35TH, FLOOR CITY: TORONTO STATE: A6 ZIP: M5J 2T2 FORMER COMPANY: FORMER CONFORMED NAME: TD ASSET MANAGEMENT USA INC. DATE OF NAME CHANGE: 20051114 FORMER COMPANY: FORMER CONFORMED NAME: WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20040323 FORMER COMPANY: FORMER CONFORMED NAME: TD WATERHOUSE ASSET MANAGEMENT INC DATE OF NAME CHANGE: 20000531 13F-HR 1 o56648be13fvhr.txt 13F-HR UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30th, 2009 Check here if Amendment [ ]: Amendment Number _______ This Amendment (Check only one): [ ] is a restatement [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: TDAM USA Inc. Address: Canada Trust Tower, BCE Place, 161 Bay Street, 35th Floor, Toronto, Ontario, M5J 2T2 Form 13F File Number: 28-05929 This institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Barbara Callbeck Title: Managing Director Phone: 416-308-5346 Signature, Place, and Date of Signing: Barbara Callbeck Toronto, Ontario August 12th, 2009 - ---------------------------------- ---------------------- ------------------ [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report) [ ] 13F NOTICE (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion is reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report summary: Number of Other Included Managers: Two (2) Form 13F Information Table Entry Total: 309 Form 13F Information Table Value Total: US$1,446,818 (thousands) LIST OF OTHER INCLUDED MANAGERS: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name - --- -------------------- ---------------------------------- 1 28-11526 Toronto Dominion Investments, Inc. 2 28-04365 TD Bank N.A
FAIR MARKET AMOUNT OF VOTING AUTHORITY (SOLE) VALUE SECURITY INVESTMENT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- ---------------- --------- --------- ---------- ---------- -------- ------ --------- ------- 3M CO COM 88579Y101 26,352 438,474 Defined 2 402,186 36,288 3M CO COM 88579Y101 240 4,000 Sole 4,000 ABB LTD SPONSORED ADR 000375204 175 11,095 Defined 2 435 10,660 ABBOTT LABS COM 002824100 4,346 92,385 Defined 2 76,840 15,545 ABERCROMBIE & FITCH CO CL A 002896207 8,430 332,009 Defined 2 302,999 29,010 ADOBE SYS INC COM 00724F101 943 33,315 Defined 2 32,115 1,200 AFLAC INC COM 001055102 3,516 113,078 Defined 2 105,216 7,862 AIR PRODS & CHEMS INC COM 009158106 917 14,195 Defined 2 13,795 400 ALCOA INC COM 013817101 375 36,296 Defined 2 34,646 1,650 ALTRIA GROUP INC COM 02209S103 471 28,731 Defined 2 19,191 9,540 AMERICAN EXPRESS CO COM 025816109 18,112 779,341 Defined 2 721,411 57,930 AMERICAN INTL GROUP INC COM 026874107 29 24,655 Defined 2 23,366 1,289 AMERICAN SCIENCE & ENGR INC COM 029429107 401 5,800 Defined 2 5,800 -- AMGEN INC COM 031162100 14,965 282,679 Defined 2 258,788 23,891 ANADARKO PETE CORP COM 032511107 643 14,162 Defined 2 9,028 5,134 ANALOG DEVICES INC COM 032654105 4,240 171,104 Defined 2 155,434 15,670 APACHE CORP COM 037411105 21,585 299,165 Defined 2 280,343 18,822 APOLLO GROUP INC CL A 037604105 1,868 26,269 Defined 2 24,011 2,258 APPLE INC COM 037833100 924 6,487 Defined 2 6,309 178 APPLIED MATLS INC COM 038222105 143 12,965 Defined 2 12,465 500 AT&T INC COM 00206R102 24,328 979,386 Defined 2 892,700 86,686 AT&T INC COM 00206R102 202 8,113 Defined 1 8,113 AUTODESK INC COM 052769106 18,541 976,887 Defined 2 908,564 68,323 AUTOMATIC DATA PROCESSING IN COM 053015103 7,820 220,657 Defined 2 193,683 26,974 AVON PRODS INC COM 054303102 976 37,874 Defined 2 37,874 -- BANK NOVA SCOTIA HALIFAX COM 064149107 415 11,100 Sole 11,100 BANK OF AMERICA CORPORATION COM 060505104 2,202 166,836 Defined 2 149,832 17,004 BANK OF NEW YORK MELLON CORP COM 064058100 2,274 77,575 Defined 2 66,393 11,182 BARCLAYS PLC ADR 06738E204 6,164 334,253 Defined 2 300,503 33,750 BARD C R INC COM 067383109 653 8,767 Defined 2 8,767 -- BARRICK GOLD CORP COM 067901108 658 14,465 Defined 1 14,465 BARRICK GOLD CORP COM 067901108 394 11,686 Sole 11,686 BAXTER INTL INC COM 071813109 1,606 30,323 Defined 2 26,873 3,450 BCE INC COM NEW 05534B760 441 21,350 Sole 21,350 BECTON DICKINSON & CO COM 075887109 2,408 33,771 Defined 2 33,771 -- BEMIS INC COM 081437105 524 20,781 Defined 2 18,581 2,200 BERKSHIRE HATHAWAY INC DEL CL A 084670108 15,030 167 Defined 2 167 -- BERKSHIRE HATHAWAY INC DEL CL B 084670207 956 330 Defined 2 329 1 BERKSHIRE HATHAWAY INC DEL CL B 084670207 211 73 Sole 73 BEST BUY INC COM 086516101 262 7,823 Defined 2 7,823 -- BHP BILLITON LTD SPONSORED ADR 088606108 11,482 209,798 Defined 2 191,118 18,680 BOEING CO COM 097023105 2,453 57,716 Defined 2 53,575 4,141 BP PLC SPONSORED ADR 055622104 3,433 72,001 Defined 2 71,701 300 BRISTOL MYERS SQUIBB CO COM 110122108 3,182 156,659 Defined 2 152,831 3,828 BURLINGTON NORTHN SANTA FE C COM 12189T104 235 3,201 Defined 2 3,201 -- CAE INC COM 124765108 63 10,600 Sole 10,600 CAMECO CORP COM 13321L108 346 9,985 Defined 1 9,985 CANADIAN NAT RES LTD COM 136385101 1,321 18,590 Defined 1 18,590 CANADIAN NAT RES LTD COM 136385101 200 3,800 Sole 3,800 CATERPILLAR INC DEL COM 149123101 445 13,468 Defined 2 11,568 1,900 CHEVRON CORP NEW COM 166764100 27,805 419,702 Defined 2 376,033 43,669 CHEVRON CORP NEW COM 166764100 301 4,549 Defined 1 4,549 CHURCH & DWIGHT INC COM 171340102 1,453 26,745 Defined 2 21,945 4,800 CIGNA CORP COM 125509109 640 26,575 Defined 2 26,575 -- CIMAREX ENERGY CO COM 171798101 9,869 348,233 Defined 2 325,205 23,028 CISCO SYS INC COM 17275R102 28,514 1,528,910 Defined 2 1,400,281 128,629 CISCO SYS INC COM 17275R102 314 16,820 Defined 1 16,820 CISCO SYS INC COM 17275R102 239 12,800 Sole 12,800 CITIGROUP INC COM 172967101 179 60,271 Defined 2 42,771 17,500 CLOROX CO DEL COM 189054109 15,310 274,231 Defined 2 247,952 26,279 COCA COLA CO COM 191216100 3,329 69,371 Defined 2 61,046 8,325 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 19,594 733,870 Defined 2 683,681 50,189 COLGATE PALMOLIVE CO COM 194162103 23,076 326,211 Defined 2 295,045 31,166 COLGATE PALMOLIVE CO COM 194162103 308 4,360 Defined 1 4,360 COMCAST CORP NEW CL A 20030N101 572 39,553 Defined 2 38,308 1,245 COMCAST CORP NEW CL A SPL 20030N200 143 10,111 Defined 1 10,111 CONOCOPHILLIPS COM 20825C104 6,036 143,517 Defined 2 130,390 13,127 CONSOLIDATED EDISON INC COM 209115104 280 7,474 Defined 2 7,474 -- CONSTANT CONTACT INC COM 210313102 1,191 60,020 Defined 2 60,020 -- CORNING INC COM 219350105 169 10,545 Defined 2 6,525 4,020 COSTCO WHSL CORP NEW COM 22160K105 371 8,108 Defined 2 7,053 1,055 CSX CORP COM 126408103 299 8,632 Defined 2 8,632 -- CVS CAREMARK CORPORATION COM 126650100 2,464 77,310 Defined 2 73,712 3,598 DANAHER CORP DEL COM 235851102 3,653 59,167 Defined 2 56,917 2,250 DEERE & CO COM 244199105 729 18,257 Defined 2 15,045 3,212 DENTSPLY INTL INC NEW COM 249030107 1,188 38,867 Defined 2 38,617 250 DIAGEO P L C SPON ADR NEW 25243Q205 15,085 263,485 Defined 2 248,701 14,784 DIAMONDS TR UNIT SER 1 252787106 211 2,494 Defined 2 994 1,500 DISNEY WALT CO COM DISNEY 254687106 15,131 648,579 Defined 2 592,922 55,657 DOMINION RES INC VA NEW COM 25746U109 506 15,138 Defined 2 13,868 1,270
TDAM USA - Page 1 of 4
FAIR MARKET AMOUNT OF VOTING AUTHORITY (SOLE) VALUE SECURITY INVESTMENT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- ---------------- --------- --------- ---------- ---------- -------- ------ --------- ------- DOW CHEM CO COM 260543103 474 29,366 Defined 2 29,291 75 DU PONT E I DE NEMOURS & CO COM 263534109 1,062 41,447 Defined 2 34,822 6,625 DUKE ENERGY CORP NEW COM 26441C105 849 58,222 Defined 2 53,072 5,150 DUN & BRADSTREET CORP DEL NE COM 26483E100 292 3,590 Defined 2 3,590 -- E M C CORP MASS COM 268648102 23,977 1,830,289 Defined 2 1,696,027 134,262 EATON VANCE CORP COM NON VTG 278265103 434 16,232 Defined 2 10,332 5,900 EBAY INC COM 278642103 224 13,068 Defined 2 12,348 720 ECOLAB INC COM 278865100 2,286 58,635 Defined 2 56,485 2,150 EDAC TECHNOLOGIES CORP COM 279285100 68 18,000 Defined 2 18,000 -- EMERSON ELEC CO COM 291011104 6,105 188,431 Defined 2 171,481 16,950 ENCANA CORP COM 292505104 457 9,200 Sole 9,200 ENCANA CORP COM 292505104 250 5,056 Defined 2 5,056 -- ENTERGY CORP NEW COM 29364G103 884 11,404 Defined 2 10,154 1,250 ENTERPRISE PRODS PARTNERS L COM 293792107 313 12,570 Defined 2 7,620 4,950 EQUITY RESIDENTIAL SH BEN INT 29476L107 220 9,885 Defined 2 6,940 2,945 EXELON CORP COM 30161N101 241 4,707 Defined 2 4,707 -- EXPEDITORS INTL WASH INC COM 302130109 13,589 407,577 Defined 2 371,126 36,451 EXPRESS SCRIPTS INC COM 302182100 4,442 64,604 Defined 2 64,604 -- EXXON MOBIL CORP COM 30231G102 67,512 965,704 Defined 2 868,061 97,643 EXXON MOBIL CORP COM 30231G102 455 6,505 Defined 1 6,505 FASTENAL CO COM 311900104 10,279 309,893 Defined 2 287,110 22,783 FEDEX CORP COM 31428X106 1,582 28,443 Defined 2 27,868 575 FLOWSERVE CORP COM 34354P105 330 4,722 Defined 2 4,722 -- FLOWSERVE CORP COM 34354P105 244 3,500 Sole 3,500 FORD MTR CO DEL COM PAR $0.01 345370860 207 34,161 Defined 2 34,161 -- FORTUNE BRANDS INC COM 349631101 290 8,358 Defined 2 5,158 3,200 FPL GROUP INC COM 302571104 1,796 31,583 Defined 2 28,333 3,250 FPL GROUP INC COM 302571104 273 4,800 Sole 4,800 FRANKLIN RES INC COM 354613101 1,339 18,601 Defined 2 17,751 850 FREEPORT-MCMORAN COPPER & GO COM 35671D857 896 17,888 Defined 2 17,754 134 FREEPORT-MCMORAN COPPER & GO COM 35671D857 251 5,000 Sole 5,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 217 4,325 Defined 1 4,325 GALLAGHER ARTHUR J & CO COM 363576109 11,311 530,021 Defined 2 493,077 36,944 GENERAL DYNAMICS CORP COM 369550108 1,241 22,410 Defined 2 19,630 2,780 GENERAL ELECTRIC CO COM 369604103 16,177 1,380,276 Defined 2 1,269,559 110,717 GENERAL ELECTRIC CO COM 369604103 306 26,140 Defined 1 26,140 GENZYME CORP COM 372917104 267 4,802 Defined 2 4,802 -- GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 342 9,685 Defined 2 9,685 -- GOLDCORP INC NEW COM 380956409 393 11,300 Sole 11,300 GOLDMAN SACHS GROUP INC COM 38141G104 767 5,201 Defined 2 4,881 320 GOLDMAN SACHS GROUP INC COM 38141G104 203 1,380 Defined 1 1,380 HEINZ H J CO COM 423074103 439 12,304 Defined 2 8,105 4,199 HERSHEY CO COM 427866108 214 5,956 Defined 2 5,956 -- HEWLETT PACKARD CO COM 428236103 20,144 521,196 Defined 2 482,598 38,598 HEWLETT PACKARD CO COM 428236103 358 9,270 Defined 1 9,270 HOME DEPOT INC COM 437076102 17,523 741,570 Defined 2 661,388 80,182 HONEYWELL INTL INC COM 438516106 1,262 40,207 Defined 2 32,057 8,150 HORMEL FOODS CORP COM 440452100 208 6,027 Defined 2 6,027 -- ILLINOIS TOOL WKS INC COM 452308109 19,437 520,545 Defined 2 480,102 40,443 IMS HEALTH INC COM 449934108 2,759 217,267 Defined 2 194,305 22,962 INTEL CORP COM 458140100 9,151 552,944 Defined 2 505,449 47,495 INTEL CORP COM 458140100 221 13,367 Defined 1 13,367 INTEL CORP COM 458140100 189 11,400 Sole 11,400 INTERNATIONAL BUSINESS MACHS COM 459200101 16,000 153,232 Defined 2 142,210 11,022 INTERNATIONAL BUSINESS MACHS COM 459200101 292 2,800 Sole 2,800 INTERNATIONAL BUSINESS MACHS COM 459200101 202 1,935 Defined 1 1,935 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 561 17,151 Defined 2 16,351 800 ISHARES INC MSCI JAPAN 464286848 323 34,275 Defined 1 34,275 ISHARES TR COHEN&ST RLTY 464287564 23,444 652,310 Defined 2 619,885 32,425 ISHARES TR MSCI EAFE IDX 464287465 18,127 395,701 Defined 2 321,971 73,730 ISHARES TR S&P 100 IDX FD 464287101 11,702 271,951 Defined 2 237,639 34,312 ISHARES TR BARCLYS TIPS BD 464287176 6,789 66,793 Defined 2 59,421 7,372 ISHARES TR BARCLYS 1-3 YR 464287457 6,523 77,922 Defined 2 64,904 13,018 ISHARES TR MSCI EMERG MKT 464287234 6,421 199,227 Defined 2 149,281 49,946 ISHARES TR RUSSELL MCP GR 464287481 5,855 160,625 Defined 2 137,463 23,162 ISHARES TR BARCLYS US AGG B 464287226 3,158 30,920 Defined 2 29,875 1,045 ISHARES TR RUSL 2000 GROW 464287648 3,125 55,131 Defined 2 45,769 9,362 ISHARES TR RUSSELL MCP VL 464287473 2,723 93,956 Defined 2 81,352 12,604 ISHARES TR RUSL 2000 VALU 464287630 1,438 30,900 Defined 2 27,052 3,848 ISHARES TR IBOXX INV CPBD 464287242 987 9,840 Defined 2 2,715 7,125 ISHARES TR MSCI EAFE IDX 464287465 926 20,205 Defined 1 20,205 ISHARES TR RUSSELL 2000 464287655 639 12,509 Defined 2 9,510 2,999 ISHARES TR RUSSELL 1000 464287622 584 11,530 Defined 2 11,030 500 ISHARES TR RUSSELL1000GRW 464287614 540 13,168 Defined 2 9,968 3,200 ISHARES TR RUSSELL1000VAL 464287598 417 8,757 Defined 2 8,757 -- ISHARES TR S&P SMLCAP 600 464287804 375 8,440 Defined 2 8,440 -- ISHARES TR DJ SEL DIV INX 464287168 371 10,490 Defined 2 8,490 2,000 ISHARES TR BARCLYS 7-10 YR 464287440 323 3,560 Defined 2 3,310 250 ISHARES TR DJ US REAL EST 464287739 319 9,850 Defined 2 9,850 -- ISHARES TR BARCLYS 1-3YR CR 464288646 313 3,040 Defined 1 3,040
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FAIR MARKET AMOUNT OF VOTING AUTHORITY (SOLE) VALUE SECURITY INVESTMENT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- ---------------- --------- --------- ---------- ---------- -------- ------ --------- ------- ISHARES TR S&P MIDCAP 400 464287507 208 3,600 Defined 2 3,600 -- ITT CORP NEW COM 450911102 239 5,362 Defined 2 5,362 -- JACKSON HEWITT TAX SVCS INC COM 468202106 100 16,000 Sole 16,000 JOHNSON & JOHNSON COM 478160104 36,913 649,883 Defined 2 592,641 57,242 JOHNSON & JOHNSON COM 478160104 385 6,770 Defined 1 6,770 JOHNSON CTLS INC COM 478366107 1,090 50,183 Defined 2 49,133 1,050 JPMORGAN CHASE & CO COM 46625H100 27,884 817,464 Defined 2 738,173 79,291 JPMORGAN CHASE & CO COM 46625H100 333 9,760 Defined 1 9,760 KELLOGG CO COM 487836108 348 7,470 Defined 2 7,470 -- KIMBERLY CLARK CORP COM 494368103 502 9,569 Defined 2 7,768 1,801 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 386 7,543 Defined 2 7,043 500 KINROSS GOLD CORP COM NO PAR 496902404 204 9,900 Sole 9,900 KRAFT FOODS INC CL A 50075N104 553 21,832 Defined 2 16,051 5,781 L-3 COMMUNICATIONS HLDGS INC COM 502424104 440 6,347 Defined 2 5,722 625 LAKELAND BANCORP INC COM 511637100 844 93,917 Defined 2 93,917 -- LEGG MASON INC COM 524901105 2,648 108,609 Defined 2 99,598 9,011 LEVEL 3 COMMUNICATIONS INC COM 52729N100 92 60,600 Sole 60,600 LILLY ELI & CO COM 532457108 613 17,697 Defined 2 16,297 1,400 LINCOLN ELEC HLDGS INC COM 533900106 227 6,305 Defined 2 6,305 -- LKQ CORP COM 501889208 237 14,400 Sole 14,400 LORILLARD INC COM 544147101 488 7,200 Sole 7,200 LOWES COS INC COM 548661107 582 30,000 Defined 2 27,600 2,400 MANULIFE FINL CORP COM 56501R106 1,000 42,665 Defined 1 42,665 MARATHON OIL CORP COM 565849106 2,050 68,023 Defined 2 65,273 2,750 MASCO CORP COM 574599106 156 16,280 Defined 2 16,280 -- MASSMUTUAL CORPORATE INVS IN COM 576292106 215 8,963 Defined 2 8,963 -- MCCORMICK & CO INC COM NON VTG 579780206 2,471 75,954 Defined 2 72,179 3,775 MCDONALDS CORP COM 580135101 9,412 163,717 Defined 2 142,378 21,339 MEADWESTVACO CORP COM 583334107 263 16,018 Defined 2 16,018 -- MEDCO HEALTH SOLUTIONS INC COM 58405U102 2,301 50,443 Defined 2 47,415 3,028 MEDTRONIC INC COM 585055106 16,942 485,593 Defined 2 442,499 43,094 MERCK & CO INC COM 589331107 6,123 218,983 Defined 2 209,727 9,256 METLIFE INC COM 59156R108 657 21,879 Defined 2 21,879 -- MICROSOFT CORP COM 594918104 33,593 1,413,239 Defined 2 1,297,653 115,586 MICROSOFT CORP COM 594918104 453 19,050 Defined 1 19,050 MIDCAP SPDR TR UNIT SER 1 595635103 517 4,918 Defined 2 4,868 50 MITSUBISHI UFJ FINL GROUP IN SPONSORED ADR 606822104 63 10,245 Defined 1 10,245 MOHAWK INDS INC COM 608190104 1,729 48,445 Defined 2 45,246 3,199 MONSANTO CO NEW COM 61166W101 15,076 202,803 Defined 2 185,827 16,976 MOODYS CORP COM 615369105 341 12,955 Defined 2 12,955 -- MORGAN STANLEY COM NEW 617446448 261 9,144 Defined 2 7,104 2,040 MOTOROLA INC COM 620076109 289 43,657 Defined 2 41,257 2,400 MURPHY OIL CORP COM 626717102 1,483 27,304 Defined 2 24,164 3,140 NAM TAI ELECTRS INC COM PAR $0.02 629865205 58 13,500 Sole 13,500 NATIONAL FUEL GAS CO N J COM 636180101 235 6,500 Defined 2 6,500 -- NEW YORK TIMES CO CL A 650111107 168 30,507 Defined 2 30,507 -- NEXEN INC COM 65334H102 387 17,800 Sole 17,800 NIKE INC CL B 654106103 2,086 40,285 Defined 2 36,905 3,380 NOKIA CORP SPONSORED ADR 654902204 485 33,240 Defined 2 30,247 2,993 NORFOLK SOUTHERN CORP COM 655844108 1,102 29,250 Defined 2 20,484 8,766 NOVARTIS A G SPONSORED ADR 66987V109 18,736 459,327 Defined 2 421,465 37,862 NOVO-NORDISK A S ADR 670100205 1,088 19,980 Defined 2 18,580 1,400 OPEN TEXT CORP COM 683715106 267 7,300 Sole 7,300 ORACLE CORP COM 68389X105 924 43,149 Defined 2 32,509 10,640 PAYCHEX INC COM 704326107 12,759 506,301 Defined 2 461,762 44,539 PENNICHUCK CORP COM NEW 708254206 2,021 88,628 Defined 2 36,636 51,992 PEOPLES UNITED FINANCIAL INC COM 712704105 382 25,319 Defined 2 18,233 7,086 PEPSICO INC COM 713448108 26,750 486,710 Defined 2 446,874 39,836 PEPSICO INC COM 713448108 413 7,515 Defined 1 7,515 PETSMART INC COM 716768106 12,945 603,238 Defined 2 560,662 42,576 PFIZER INC COM 717081103 4,865 324,356 Defined 2 291,845 32,511 PFIZER INC COM 717081103 217 14,440 Defined 1 14,440 PHILIP MORRIS INTL INC COM 718172109 6,006 137,693 Defined 2 121,991 15,702 PHILIP MORRIS INTL INC COM 718172109 216 4,950 Sole 4,950 PNC FINL SVCS GROUP INC COM 693475105 636 16,400 Defined 2 13,720 2,680 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 17,993 795,464 Defined 2 746,207 49,257 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 197 13,545 Defined 2 -- 13,545 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 486 13,361 Defined 2 9,861 3,500 PRAXAIR INC COM 74005P104 2,425 34,127 Defined 2 26,873 7,254 PRECISION CASTPARTS CORP COM 740189105 673 9,216 Defined 2 9,016 200 PRICE T ROWE GROUP INC COM 74144T108 435 10,433 Defined 2 9,933 500 PROCTER & GAMBLE CO COM 742718109 29,147 570,391 Defined 2 519,735 50,656 PROCTER & GAMBLE CO COM 742718109 474 9,270 Defined 1 9,270 PUBLIC SVC ENTERPRISE GROUP COM 744573106 386 11,829 Defined 2 9,629 2,200 QUALCOMM INC COM 747525103 2,046 45,260 Defined 2 43,745 1,515 QUEST DIAGNOSTICS INC COM 74834L100 18,950 335,812 Defined 2 309,669 26,143 QUESTAR CORP COM 748356102 1,287 41,422 Defined 2 40,692 730 RESEARCH IN MOTION LTD COM 760975102 11,844 166,609 Defined 2 151,200 15,409 RESEARCH IN MOTION LTD COM 760975102 800 8,330 Defined 1 8,330 RESEARCH IN MOTION LTD COM 760975102 783 11,000 Sole 11,000
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FAIR MARKET AMOUNT OF VOTING AUTHORITY (SOLE) VALUE SECURITY INVESTMENT OTHER -------------------------- NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) (SH) DISCRETION MANAGERS SOLE SHARE NONE - ---------------------------- ---------------- --------- --------- ---------- ---------- -------- ------ --------- ------- ROCKVILLE FINL INC COM 774186100 205 18,750 Defined 2 18,750 -- ROGERS COMMUNICATIONS INC CL B 775109200 1,006 28,980 Defined 1 28,980 ROGERS COMMUNICATIONS INC CL B 775109200 479 18,600 Sole 18,600 ROYAL BK CDA MONTREAL QUE COM 780087102 742 16,900 Sole 16,900 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 106 10,800 Defined 2 10,800 -- ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 1,029 20,496 Defined 2 14,908 5,588 SCHLUMBERGER LTD COM 806857108 3,765 69,585 Defined 2 63,876 5,709 SCHLUMBERGER LTD COM 806857108 346 6,400 Sole 6,400 SEASPAN CORP SHS Y75638109 63 10,300 Sole 10,300 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 1,077 59,143 Defined 2 10,443 48,700 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 134 11,174 Defined 2 11,174 -- SEMPRA ENERGY COM 816851109 18,848 379,770 Defined 2 353,193 26,577 SIGMA ALDRICH CORP COM 826552101 12,837 259,029 Defined 2 237,303 21,726 SOUTHERN CO COM 842587107 16,108 516,933 Defined 2 477,582 39,351 SPDR GOLD TRUST GOLD SHS 78463V107 3,850 42,225 Defined 2 35,025 7,200 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 303 11,955 Defined 2 11,955 -- SPDR SERIES TRUST KBW REGN BK ETF 78464A698 626 34,300 Defined 2 33,300 1,000 SPDR TR UNIT SER 1 78462F103 25,076 272,712 Defined 2 239,581 33,131 ST JUDE MED INC COM 790849103 450 10,952 Defined 2 10,952 -- STAPLES INC COM 855030102 2,253 111,656 Defined 2 103,556 8,100 STARBUCKS CORP COM 855244109 201 14,449 Defined 2 14,449 -- STATE STR CORP COM 857477103 20,241 428,829 Defined 2 393,345 35,484 STRYKER CORP COM 863667101 2,822 71,017 Defined 2 66,847 4,170 SUN LIFE FINL INC COM 866796105 667 18,285 Defined 1 18,285 SUN LIFE FINL INC COM 866796105 243 9,000 Sole 9,000 SUNCOR ENERGY INC COM 867229106 420 13,800 Sole 13,800 SUNCOR ENERGY INC COM 867229106 402 13,236 Defined 2 11,936 1,300 SWISS HELVETIA FD INC COM 870875101 182 18,823 Defined 2 18,823 -- SYNGENTA AG SPONSORED ADR 87160A100 847 18,212 Defined 2 14,172 4,040 SYSCO CORP COM 871829107 932 41,439 Defined 2 40,539 900 TALISMAN ENERGY INC COM 87425E103 367 25,500 Sole 25,500 TARGET CORP COM 87612E106 1,368 34,656 Defined 2 32,421 2,235 TECHNE CORP COM 878377100 645 10,112 Defined 2 8,022 2,090 TELEFONICA S A SPONSORED ADR 879382208 686 10,107 Defined 2 9,722 385 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 827 16,759 Defined 2 15,909 850 TEXAS INSTRS INC COM 882508104 15,383 722,214 Defined 2 672,505 49,709 THERMO FISHER SCIENTIFIC INC COM 883556102 6,134 150,445 Defined 2 136,819 13,626 TIM HORTONS INC COM 88706M103 285 11,608 Sole 11,608 TJX COS INC NEW COM 872540109 253 8,045 Defined 2 7,545 500 TLC VISION CORP COM 872549100 2 10,000 Sole 10,000 TORCHMARK CORP COM 891027104 251 6,785 Defined 2 6,785 -- TORONTO DOMINION BK ONT COM NEW 891160509 8,580 165,920 Defined 2 3,817 162,103 TRANSALTA CORP COM 89346D107 204 10,600 Sole 10,600 TRANSCANADA CORP COM 89353D107 666 24,700 Sole 24,700 TRANSOCEAN LTD REG SHS H8817H100 13,678 184,111 Defined 2 164,836 19,275 UGI CORP NEW COM 902681105 1,244 48,792 Defined 2 48,792 -- UNION PAC CORP COM 907818108 1,033 19,845 Defined 2 17,197 2,648 UNITED PARCEL SERVICE INC CL B 911312106 5,347 106,970 Defined 2 63,337 43,633 UNITED TECHNOLOGIES CORP COM 913017109 25,394 488,729 Defined 2 455,504 33,225 UNITED TECHNOLOGIES CORP COM 913017109 446 8,585 Defined 1 8,585 UNITEDHEALTH GROUP INC COM 91324P102 3,226 129,146 Defined 2 119,524 9,622 US BANCORP DEL COM NEW 902973304 15,004 837,268 Defined 2 759,374 77,894 VALLEY NATL BANCORP COM 919794107 129 11,041 Defined 2 11,041 -- VAN KAMPEN DYNAMIC CR OPPORT COM 921166104 139 15,000 Defined 2 -- 15,000 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 799 33,200 Defined 2 2,300 30,900 VERIZON COMMUNICATIONS INC COM 92343V104 18,404 598,904 Defined 2 539,413 59,491 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 242 12,410 Defined 2 9,580 2,830 VULCAN MATLS CO COM 929160109 235 5,443 Defined 2 5,443 -- WAL MART STORES INC COM 931142103 6,180 127,582 Defined 2 114,532 13,050 WALGREEN CO COM 931422109 18,181 618,389 Defined 2 571,833 46,556 WELLS FARGO & CO NEW COM 949746101 17,025 701,774 Defined 2 639,644 62,130 WELLS FARGO & CO NEW COM 949746101 395 16,285 Defined 1 16,285 WESTERN UN CO COM 959802109 694 42,339 Defined 2 38,280 4,059 WEYERHAEUSER CO COM 962166104 337 11,060 Defined 2 9,548 1,512 WYETH COM 983024100 3,262 71,870 Defined 2 69,270 2,600 XTO ENERGY INC COM 98385X106 20,165 528,713 Defined 2 487,353 41,360 YAMANA GOLD INC COM 98462Y100 171 19,256 Sole 19,256 YUM BRANDS INC COM 988498101 22,843 685,145 Defined 2 636,111 49,034 ZIMMER HLDGS INC COM 98956P102 14,863 348,893 Defined 2 318,711 30,182 --- --------- ---------- 309 1,446,818 42,082,494
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