0001209191-16-151984.txt : 20161123 0001209191-16-151984.hdr.sgml : 20161123 20161123171149 ACCESSION NUMBER: 0001209191-16-151984 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161122 FILED AS OF DATE: 20161123 DATE AS OF CHANGE: 20161123 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CARRIGAN ROBERT P CENTRAL INDEX KEY: 0001587835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 162017267 MAIL ADDRESS: STREET 1: C/O COLLECTIVE, INC. STREET 2: 99 PARK AVENUE, 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-11-22 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001587835 CARRIGAN ROBERT P 103 JFK PARKWAY SHORT HILLS NJ 07078 1 1 0 0 Chief Executive Officer Common Stock 2016-11-22 4 M 0 3690 0.00 A 15867 D Common Stock 2016-11-22 4 F 0 1879 123.105 D 13988 D Common Stock 645.0086 I HELD IN ESPP Leveraged Restricted Stock Units 2016-11-22 4 M 0 3226 0.00 D 2016-10-06 Common Stock 3690 0 D Represents the vesting and payout of the third tranche (1/3) of the leveraged restricted stock units granted on October 7, 2013 at 114.4% based on the issuer's stock price performance during the performance period from 10/7/2013 to 10/6/2016 and includes 464 additional shares above the target number of shares originally reported. The reporting person made an irrevocable election in November 2015 to satisfy tax withholding obligations relating to the vesting of shares of Common Stock previously awarded, through the deduction of shares from the vested amount. Held in the issuer's employee stock purchase plan (ESPP) as of 11/22/2016. /s/ Kristin R. Kaldor for Robert P. Carrigan by POA previously filed 2016-11-23