0001181431-11-048618.txt : 20110908 0001181431-11-048618.hdr.sgml : 20110908 20110908190422 ACCESSION NUMBER: 0001181431-11-048618 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110906 FILED AS OF DATE: 20110908 DATE AS OF CHANGE: 20110908 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MATHEW SARA CENTRAL INDEX KEY: 0001192748 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15967 FILM NUMBER: 111082009 MAIL ADDRESS: STREET 1: ONE DIAMOND HILL RD CITY: MURRAY HILL STATE: NJ ZIP: 07974 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW CENTRAL INDEX KEY: 0001115222 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320] IRS NUMBER: 223725387 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 BUSINESS PHONE: 9739215500 MAIL ADDRESS: STREET 1: 103 JFK PARKWAY STREET 2: 103 JFK PARKWAY CITY: SHORT HILLS STATE: NJ ZIP: 07078 FORMER COMPANY: FORMER CONFORMED NAME: NEW D&B CORP DATE OF NAME CHANGE: 20000523 4 1 rrd321434.xml SEP, 6 & 7 EXCERCISE/SELL TO COVER TRANSACTIONS X0304 4 2011-09-06 0 0001115222 DUN & BRADSTREET CORP/NW DNB 0001192748 MATHEW SARA 103 JFK PARKWAY SHORT HILLS NJ 07078 1 1 0 0 Chairman & CEO Common Stock 2011-09-06 4 M 0 25000 36.16 A 106348.9003 D Common Stock 2011-09-06 4 S 0 5640 61.7136 D 100708.9003 D Common Stock 2011-09-07 4 M 0 25000 36.16 A 125708.9003 D Common Stock 2011-09-07 4 S 0 5935 64.4817 D 119773.9003 D Common Stock 385.672 I Held in 401(k) Common Stock 3540.1646 I Held in ESPP Non-Qualified Stock Option - right to buy 36.16 2011-09-06 4 M 0 25000 0 D 2004-12-19 2011-12-19 Common Stock 25000 75000 D Non-Qualified Stock Option - right to buy 36.16 2011-09-07 4 M 0 25000 0 D 2004-12-19 2011-12-19 Common Stock 25000 50000 D Represents the weighted average sales price. Actual prices ranged from $61.532 to $61.81. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price. Represents the weighted average sales price. Actual prices ranged from $64.09 to $64.684. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price. Held in the issuer's 401(k) plan. Held in the issuer's employee stock purchase plan (ESPP). One-third of the option vested each year beginning on the date indicated. The transactions reported herein were executed pursuant to a 10b5-1 trading plan (the "Trading Plan") entered into by the reporting person on August 2, 2011. Pursuant to the Trading Plan, the reporting person has exercised a portion of her December 19, 2001 stock option award (the "Award"), which is set to expire on December 19, 2011, and sold only enough shares to cover the cost of the exercise and taxes and is retaining the remaining shares acquired upon exercise. /s/ Christine Cappuccia for Sara Mathew 2011-09-08