0001181431-11-048618.txt : 20110908
0001181431-11-048618.hdr.sgml : 20110908
20110908190422
ACCESSION NUMBER: 0001181431-11-048618
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110906
FILED AS OF DATE: 20110908
DATE AS OF CHANGE: 20110908
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: MATHEW SARA
CENTRAL INDEX KEY: 0001192748
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15967
FILM NUMBER: 111082009
MAIL ADDRESS:
STREET 1: ONE DIAMOND HILL RD
CITY: MURRAY HILL
STATE: NJ
ZIP: 07974
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: DUN & BRADSTREET CORP/NW
CENTRAL INDEX KEY: 0001115222
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-CONSUMER CREDIT REPORTING, COLLECTION AGENCIES [7320]
IRS NUMBER: 223725387
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 103 JFK PARKWAY
STREET 2: 103 JFK PARKWAY
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
BUSINESS PHONE: 9739215500
MAIL ADDRESS:
STREET 1: 103 JFK PARKWAY
STREET 2: 103 JFK PARKWAY
CITY: SHORT HILLS
STATE: NJ
ZIP: 07078
FORMER COMPANY:
FORMER CONFORMED NAME: NEW D&B CORP
DATE OF NAME CHANGE: 20000523
4
1
rrd321434.xml
SEP, 6 & 7 EXCERCISE/SELL TO COVER TRANSACTIONS
X0304
4
2011-09-06
0
0001115222
DUN & BRADSTREET CORP/NW
DNB
0001192748
MATHEW SARA
103 JFK PARKWAY
SHORT HILLS
NJ
07078
1
1
0
0
Chairman & CEO
Common Stock
2011-09-06
4
M
0
25000
36.16
A
106348.9003
D
Common Stock
2011-09-06
4
S
0
5640
61.7136
D
100708.9003
D
Common Stock
2011-09-07
4
M
0
25000
36.16
A
125708.9003
D
Common Stock
2011-09-07
4
S
0
5935
64.4817
D
119773.9003
D
Common Stock
385.672
I
Held in 401(k)
Common Stock
3540.1646
I
Held in ESPP
Non-Qualified Stock Option - right to buy
36.16
2011-09-06
4
M
0
25000
0
D
2004-12-19
2011-12-19
Common Stock
25000
75000
D
Non-Qualified Stock Option - right to buy
36.16
2011-09-07
4
M
0
25000
0
D
2004-12-19
2011-12-19
Common Stock
25000
50000
D
Represents the weighted average sales price. Actual prices ranged from $61.532 to $61.81. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
Represents the weighted average sales price. Actual prices ranged from $64.09 to $64.684. Upon request from the SEC or a stockholder of the issuer, the reporting person will provide information on the number of shares sold at each separate price.
Held in the issuer's 401(k) plan.
Held in the issuer's employee stock purchase plan (ESPP).
One-third of the option vested each year beginning on the date indicated.
The transactions reported herein were executed pursuant to a 10b5-1 trading plan (the "Trading Plan") entered into by the reporting person on August 2, 2011. Pursuant to the Trading Plan, the reporting person has exercised a portion of her December 19, 2001 stock option award (the "Award"), which is set to expire on December 19, 2011, and sold only enough shares to cover the cost of the exercise and taxes and is retaining the remaining shares acquired upon exercise.
/s/ Christine Cappuccia for Sara Mathew
2011-09-08