FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year) 03/06/2014 |
3. Issuer Name and Ticker or Trading Symbol
COUPONS.com Inc [ COUP ] |
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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5. If Amendment, Date of Original Filed
(Month/Day/Year) |
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6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 1,565,191 | D | |
Common Stock | 500,000 | I | By Steven R. Boal, Trustee of the Michele L. Boal Annuity Trust dated December 6, 2013 |
Common Stock | 500,000 | I | By Steven R. Boal, Trustee of the Steven R. Boal Annuity Trust dated December 6, 2013 |
Common Stock | 3,237 | I | by Stuart Shiff, Trustee of the EBB 2011 TRUST dated September 23, 2011 |
Common Stock | 3,237 | I | by Stuart Shiff, Trustee of the JMB 2011 TRUST dated September 23, 2011 |
Common Stock | 3,237 | I | by Stuart Shiff, Trustee of the SEB 2011 TRUST dated September 23, 2011 |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series 1 Preferred Stock (Convertible) | (1) | (2) | Common Stock | 3,653,938 | $0.63 | D | |
Employee Stock Option (right to buy) | (3) | 11/12/2014 | Common Stock | 63,256 | $0.2688 | D | |
Employee Stock Option (right to buy) | (4) | 01/18/2017 | Common Stock | 240,000 | $0.2688 | D | |
Employee Stock Option (right to buy) | (5) | 04/17/2021 | Common Stock | 160,000 | $3.675 | D | |
Employee Stock Option (right to buy) | (6) | 02/06/2022 | Common Stock | 200,000 | $5.325 | D | |
Employee Stock Option (right to buy) | (7) | 02/06/2023 | Common Stock | 240,000 | $3.7 | D | |
Employee Stock Option (right to buy) | (8) | 11/13/2023 | Common Stock | 600,000 | $8.65 | D | |
Employee Stock Option (right to buy) | (8) | 11/13/2023 | Common Stock | 600,000 | $16.25 | D | |
Employee Stock Option (right to buy) | (8) | 11/13/2023 | Common Stock | 800,000 | $25 | D |
Explanation of Responses: |
1. Each share will automatically convert into one share of Common Stock immediately prior to the closing of the Issuer's initial public offering. |
2. Not applicable. |
3. Options were granted on 11/12/2004, are fully vested, immediately exerciseable and expire on 11/12/2014. |
4. Options were granted on 1/19/2007, are fully vested, immediately exerciseable and expire on 1/18/2017. |
5. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares underlying the options vested on the one-year anniversary of 4/18/2011, and thereafter 1/48th of the shares vest monthly and become 100% exercisable on 4/18/2015. |
6. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares underlying the options vested on the one-year anniversary of 2/07/2012, and thereafter 1/48th of the shares vest monthly and become 100% exercisable on 2/07/2016. |
7. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares underlying the options vest on the one-year anniversary of 2/07/2013, and thereafter 1/48th of the shares vest monthly and become 100% exercisable on 2/07/2017. |
8. Subject to the Reporting Person's continued service to the Issuer, 25% of the shares underlying the options vest on the one-year anniversary of 11/14/2013, and thereafter 1/48th of the shares vest monthly and become 100% exercisable on 11/14/2017. |
Remarks: |
/s/ Richard Hornstein, as Power of Attorney on behalf of Steven R. Boal | 03/06/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |