0001104659-13-055200.txt : 20130719 0001104659-13-055200.hdr.sgml : 20130719 20130719060030 ACCESSION NUMBER: 0001104659-13-055200 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130719 DATE AS OF CHANGE: 20130719 GROUP MEMBERS: ALAN E. SALZMAN GROUP MEMBERS: VANTAGEPOINT VENTURE ASSOCIATES III, L.L.C. GROUP MEMBERS: VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C. GROUP MEMBERS: VANTAGEPOINT VENTURE PARTNERS III (Q), L.P. GROUP MEMBERS: VANTAGEPOINT VENTURE PARTNERS III, L.P. GROUP MEMBERS: VANTAGEPOINT VENTURE PARTNERS IV (Q), L.P. GROUP MEMBERS: VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PLX TECHNOLOGY INC CENTRAL INDEX KEY: 0000850579 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943008334 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-56235 FILM NUMBER: 13975847 BUSINESS ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 4087749060 MAIL ADDRESS: STREET 1: 870 MAUDE AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: VANTAGEPOINT VENTURE PARTNERS IV LP CENTRAL INDEX KEY: 0001114993 IRS NUMBER: 943365076 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 BUSINESS PHONE: 6508663100 MAIL ADDRESS: STREET 1: 1001 BAY HILL DRIVE STREET 2: SUITE 300 CITY: SAN BRUNO STATE: CA ZIP: 94066 SC 13G/A 1 a13-16806_1sc13ga.htm SC 13G/A

 

 

UNITED STATES

 

 

SECURITIES AND EXCHANGE COMMISSION

 

 

Washington, D.C. 20549

 

 

 

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934
(Amendment No. 3)*

 

PLX Technology, Inc.

(Name of Issuer)

Common Stock

(Title of Class of Securities)

693417107

(CUSIP Number)

July 11, 2013

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o

Rule 13d-1(b)

x

Rule 13d-1(c)

o

Rule 13d-1(d)

 

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Partners IV, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
162,355

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
162,355

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
162,355

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.00%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

2



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Partners IV Principals Fund, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
5,892

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
5,892

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
5,892

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.00%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

3



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Partners IV (Q), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,619,480

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,619,480

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,619,480

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.04%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

4



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Partners III, L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
9,085

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
9,085

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
9,085

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.00%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

5



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Partners III (Q), L.P.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
74,541

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
74,541

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
74,541

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.00%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 

6



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Associates III, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
83,626

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
83,626

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
83,626 (*)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.00%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(*) Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

7



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
VantagePoint Venture Associates IV, L.L.C.

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
United States of America

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,787,727

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,787,727

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,787,727 (*)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.04%

 

 

12.

Type of Reporting Person (See Instructions)
PN

 


(*) Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

8



 

CUSIP No. 693417107

 

 

1.

Names of Reporting Persons
Alan E. Salzman

 

 

2.

Check the Appropriate Box if a Member of a Group (See Instructions)

 

 

(a)

o

 

 

(b)

x

 

 

3.

SEC Use Only

 

 

4.

Citizenship or Place of Organization
Canada

 

 

 

Number of
Shares
Beneficially
Owned by
Each
Reporting
Person With

5.

Sole Voting Power
0

 

6.

Shared Voting Power
1,871,353

 

7.

Sole Dispositive Power
0

 

8.

Shared Dispositive Power
1,871,353

 

 

9.

Aggregate Amount Beneficially Owned by Each Reporting Person
1,871,353 (*)

 

 

10.

Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)  o

 

 

11.

Percent of Class Represented by Amount in Row (9)
.04%

 

 

12.

Type of Reporting Person (See Instructions)
IN

 


(*) Pursuant to Rule 13d-4, the Reporting Person disclaims beneficial ownership of the shares of common stock reflected herein and, as such, declares that the statement shall not be construed as an admission that such person is the beneficial owner of any securities covered hereby.

 

9



 

Item 1.

 

(a)

Name of Issuer
PLX Technology, Inc.

 

(b)

Address of Issuer’s Principal Executive Offices
870 W. Maude Avenue, Sunnyvale, CA  94085

 

Item 2.

 

(a)

Name of Person Filing
VantagePoint Venture Partners IV, L.P.

VantagePoint Venture Partners IV Principals Fund, L.P.

VantagePoint Venture Partners IV (Q), L.P.

VantagePoint Venture Partners III, L.P.

VantagePoint Venture Partners III (Q), L.P.

VantagePoint Venture Associates III, L.L.C.

VantagePoint Venture Associates IV, L.L.C.

Alan E. Salzman

 

(b)

Address of Principal Business Office or, if none, Residence
1001 Bayhill Drive, Suite 300, San Bruno, CA  94066

 

(c)

Citizenship
United States of America

 

(d)

Title of Class of Securities
Common Stock

 

(e)

CUSIP Number
693417107

 

Item 3.

If this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:

 

Not applicable.

 

 

 

 

Item 4.

Ownership

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

(a)

Amount beneficially owned:   

VantagePoint Venture Partners IV, L.P.: 162,355

VantagePoint Venture Partners IV Principals Fund, L.P.: 5,892

VantagePoint Venture Partners IV (Q), L.P.: 1,619,480

VantagePoint Venture Partners III, L.P.: 9,085

VantagePoint Venture Partners III (Q), L.P.: 74,541

VantagePoint Venture Associates III, L.L.C.*: 83,626

VantagePoint Venture Associates IV, L.L.C.**: 1,787,727

Alan E. Salzman***: 1,871,353

 

10



 

 

(b)

Percent of class:   

VantagePoint Venture Partners IV, L.P.: 0.00%

VantagePoint Venture Partners IV Principals Fund, L.P. : 0.00%

VantagePoint Venture Partners IV (Q), L.P.: 0.04%

VantagePoint Venture Partners III, L.P.: 0.00%

VantagePoint Venture Partners III (Q), L.P.: 0.00%

VantagePoint Venture Associates III, L.L.C.*: 0.00%

VantagePoint Venture Associates IV, L.L.C.**: 0.04%

Alan E. Salzman***: 0.04%

 

(c)

Number of shares as to which the person has:

 

 

 

(i)

Sole power to vote or to direct the vote   

VantagePoint Venture Partners IV, L.P.: 0

VantagePoint Venture Partners IV Principals Fund, L.P. : 0

VantagePoint Venture Partners IV (Q), L.P.: 0

VantagePoint Venture Partners III, L.P.: 0

VantagePoint Venture Partners III (Q), L.P.: 0

VantagePoint Venture Associates III, L.L.C.*: 0

VantagePoint Venture Associates IV, L.L.C.**: 0

Alan E. Salzman***: 0

 

 

(ii)

Shared power to vote or to direct the vote    

VantagePoint Venture Partners IV, L.P.: 162,355

VantagePoint Venture Partners IV Principals Fund, L.P.: 5,892

VantagePoint Venture Partners IV (Q), L.P.: 1,619,480

VantagePoint Venture Partners III, L.P.: 9,085

VantagePoint Venture Partners III (Q), L.P.: 74,541

VantagePoint Venture Associates III, L.L.C.*: 83,626

VantagePoint Venture Associates IV, L.L.C.**: 1,787,727

Alan E. Salzman***: 1,871,353

 

 

(iii)

Sole power to dispose or to direct the disposition of   

VantagePoint Venture Partners IV, L.P.: 0

VantagePoint Venture Partners IV Principals Fund, L.P. : 0

VantagePoint Venture Partners IV (Q), L.P.: 0

VantagePoint Venture Partners III, L.P.: 0

VantagePoint Venture Partners III (Q), L.P.: 0

VantagePoint Venture Associates III, L.L.C.*: 0

VantagePoint Venture Associates IV, L.L.C.**: 0

Alan E. Salzman***: 0

 

 

(iv)

Shared power to dispose or to direct the disposition of   

VantagePoint Venture Partners IV, L.P.: 162,355

VantagePoint Venture Partners IV Principals Fund, L.P.: 5,892

VantagePoint Venture Partners IV (Q), L.P.: 1,619,480

VantagePoint Venture Partners III, L.P.: 9,085

VantagePoint Venture Partners III (Q), L.P.: 74,541

VantagePoint Venture Associates III, L.L.C.*: 83,626

VantagePoint Venture Associates IV, L.L.C.**: 1,787,727

Alan E. Salzman***: 1,871,353

 

11



 


*VantagePoint Venture Associates III, L.L.C. is the general partner for VantagePoint Venture Partners III (Q), L.P. and VantagePoint Venture Partners III, L.P., and disclaims beneficial ownership of such shares.

 

** VantagePoint Venture Associates IV, L.L.C. is the general partner for VantagePoint Venture Partners IV (Q), L.P., VantagePoint Venture Partners IV, L.P., VantagePoint Venture Partners IV Principals Fund, L.P., and disclaims beneficial ownership of such shares.

 

*** Mr. Salzman is the Managing Member of VantagePoint Venture Associates III, L.L.C. and VantagePoint Venture Associates IV, L.L.C., and disclaims beneficial ownership of such shares.    

 

Item 5.

Ownership of Five Percent or Less of a Class

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following   x.

 

Item 6.

Ownership of More than Five Percent on Behalf of Another Person

Not applicable.

 

Item 7.

Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person

Not applicable.

 

Item 8.

Identification and Classification of Members of the Group

Not applicable.

 

Item 9.

Notice of Dissolution of Group

Not applicable.

 

Item 10.

Certification

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

12



 

Signature

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: July 19, 2013

 

 

 

VANTAGEPOINT VENTURE PARTNERS III (Q), L.P.

VANTAGEPOINT VENTURE ASSOCIATES III, L.L.C.

By: VantagePoint Venture Associates III, L.L.C.

 

 

 

By:

/s/ Alan E. Salzman

 

By:

/s/ Alan E. Salzman

Name:

Alan E. Salzman

 

Name:

Alan E. Salzman

Title:

Managing Member

 

Title:

Managing Member

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS III, L.P.

VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C.

By: VantagePoint Venture Associates III, L.L.C.

 

 

 

By:

/s/ Alan E. Salzman

 

By:

/s/ Alan E. Salzman

Name:

Alan E. Salzman

 

Name:

Alan E. Salzman

Title:

Managing Member

 

Title:

Managing Member

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV (Q), L.P.

 

/s/ Alan E. Salzman

By: VantagePoint Venture Associates IV, L.L.C.

Name: Alan E. Salzman

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV, L.P.

 

By: VantagePoint Venture Associates IV, L.L.C.

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND, L.P.

 

By: VantagePoint Venture Associates IV, L.L.C.

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

 

ATTENTION

 

Intentional misstatements or omissions of fact constitute Federal Criminal Violations (See 18 U.S.C. 1001).

 

13



 

EXHIBIT A

 

JOINT FILING AGREEMENT

 

In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the join filing of each of them of the Schedule 13G to which this Agreement is an exhibit (and any further amendment filed by them) with respect to the shares of Common Stock of PLX Technology, Inc.

 

This agreement may be executed simultaneously in any number of counterparts, all of which together shall constitute one and the same instrument.

 

Dated: July 19, 2013

 

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS III (Q), L.P.

 

VANTAGEPOINT VENTURE ASSOCIATES III, L.L.C.

By: VantagePoint Venture Associates III, L.L.C.

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

By:

/s/ Alan E. Salzman

Name:

Alan E. Salzman

 

Name:

Alan E. Salzman

Title:

Managing Member

 

Title:

Managing Member

 

 

 

VANTAGEPOINT VENTURE PARTNERS III, L.P.

 

VANTAGEPOINT VENTURE ASSOCIATES IV, L.L.C.

By: VantagePoint Venture Associates III, L.L.C.

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

By:

/s/ Alan E. Salzman

Name:

Alan E. Salzman

 

Name:

Alan E. Salzman

Title:

Managing Member

 

Title:

Managing Member

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV (Q), L.P.

 

/s/ Alan E. Salzman

By: VantagePoint Venture Associates IV, L.L.C.

 

Name: Alan E. Salzman

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV, L.P.

 

 

By: VantagePoint Venture Associates IV, L.L.C.

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

 

 

VANTAGEPOINT VENTURE PARTNERS IV PRINCIPALS FUND, L.P.

 

 

By: VantagePoint Venture Associates IV, L.L.C.

 

 

 

 

 

By:

/s/ Alan E. Salzman

 

 

Name:

Alan E. Salzman

 

 

Title:

Managing Member

 

 

 

14