0001683168-18-003692.txt : 20181213 0001683168-18-003692.hdr.sgml : 20181213 20181213163015 ACCESSION NUMBER: 0001683168-18-003692 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181212 FILED AS OF DATE: 20181213 DATE AS OF CHANGE: 20181213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Benck Jeff CENTRAL INDEX KEY: 0001397573 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16027 FILM NUMBER: 181233549 MAIL ADDRESS: STREET 1: LANTRONIX INC. STREET 2: 7535 IRVINE CENTER DRIVE, SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LANTRONIX INC CENTRAL INDEX KEY: 0001114925 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER COMMUNICATIONS EQUIPMENT [3576] IRS NUMBER: 330362767 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 BUSINESS PHONE: 9494533990 MAIL ADDRESS: STREET 1: 7535 IRVINE CENTER DR., SUITE 100 CITY: IRVINE STATE: CA ZIP: 92618 4 1 ownership.xml X0306 4 2018-12-12 0 0001114925 LANTRONIX INC LTRX 0001397573 Benck Jeff C/O LANTRONIX, INC. 7535 IRVINE CENTER DRIVE, #100 IRVINE CA 92618 1 1 0 0 Chief Executive Officer Common Stock 2018-12-12 4 F 0 18672 3.00 D 283255 D Common Stock 2018-12-12 4 M 0 50014 1.12 A 333269 D Stock Option (Right to Buy) 1.12 2018-12-12 4 M 0 50014 0 D 2022-12-05 Common Stock 50014 74986 D Constitutes previously owned shares surrendered to cover the exercise price of the option being exercised through a stock swap. Represents shares of common stock acquired via exercise of Stock Options granted on December 5, 2015 (the "Grant Date") under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP"). The option vests according to the following schedule: 25% of the option (37,500 shares) vested September 1, 2017 and the remainder of the option (112,500 shares) is vesting ratably each month thereafter over a period of 36 months. /s/ Jeremy Whitaker, Attorney-in-fact for Jeff Benck 2018-12-13