0001114331-19-000007.txt : 20191126 0001114331-19-000007.hdr.sgml : 20191126 20191126200005 ACCESSION NUMBER: 0001114331-19-000007 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191126 FILED AS OF DATE: 20191126 DATE AS OF CHANGE: 20191126 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAMMOND ROBERT B CENTRAL INDEX KEY: 0001114331 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36467 FILM NUMBER: 191252770 MAIL ADDRESS: STREET 1: C/O RESONANT INC. STREET 2: 175 CREMONA DRIVE, SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Resonant Inc CENTRAL INDEX KEY: 0001579910 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 454320930 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 BUSINESS PHONE: (805) 308-9803 MAIL ADDRESS: STREET 1: 175 CREMONA DRIVE STREET 2: SUITE 200 CITY: GOLETA STATE: CA ZIP: 93117 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2019-11-26 0 0001579910 Resonant Inc RESN 0001114331 HAMMOND ROBERT B C/O RESONANT INC. 175 CREMONA DRIVE, SUITE 200 GOLETA CA 93117 0 1 0 0 Chief Technology Officer Common Stock 2019-11-26 4 S 0 1631 2.1701 D 473715 D This transaction was effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person to satisfy the reporting person's tax withholding obligations upon the vesting of restricted stock units. /s/Martin S. McDermut, Attorney-In-Fact 2019-11-26