0001683168-22-002297.txt : 20220401 0001683168-22-002297.hdr.sgml : 20220401 20220401194019 ACCESSION NUMBER: 0001683168-22-002297 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220330 FILED AS OF DATE: 20220401 DATE AS OF CHANGE: 20220401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: KESSLER PAUL L. CENTRAL INDEX KEY: 0001113835 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-33383 FILM NUMBER: 22800081 MAIL ADDRESS: STREET 1: 662 N. SEPULVEDA BLVD., STREET 2: SUITE 300 CITY: LOS ANGELES STATE: CA ZIP: 90049 FORMER NAME: FORMER CONFORMED NAME: KESSLER PAUL DATE OF NAME CHANGE: 20000509 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Creek Road Miners, Inc. CENTRAL INDEX KEY: 0001162896 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 980357690 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 HOMESTEAD ROAD STREET 2: SUITE 50 CITY: PARK CITY STATE: UT ZIP: 84098 BUSINESS PHONE: 435-900-1949 MAIL ADDRESS: STREET 1: 2700 HOMESTEAD ROAD STREET 2: SUITE 50 CITY: PARK CITY STATE: UT ZIP: 84098 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD BRANDS, INC. DATE OF NAME CHANGE: 20200814 FORMER COMPANY: FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC. DATE OF NAME CHANGE: 20181009 FORMER COMPANY: FORMER CONFORMED NAME: Wizard World, Inc. DATE OF NAME CHANGE: 20110125 4 1 ownership.xml X0306 4 2022-03-30 1 0001162896 Creek Road Miners, Inc. CRKR 0001113835 KESSLER PAUL L. 555 MARIN STREET, SUITE 140 THOUSAND OAKS CA 91360 0 1 1 0 Chairman of Board Common stock, par value $0.0001 per share 2022-03-30 2022-03-30 4 C 0 11000 0.175 A 2668725 I See footnote Common stock, par value $0.0001 per share 2022-03-31 2022-03-31 4 C 0 7000 0.175 A 2675725 I See footnote Common stock, par value $0.0001 per share 2022-03-31 2022-03-31 4 S 0 7000 2.71 D 2668725 I See footnote Common stock, par value $0.0001 per share 2022-03-31 2022-03-31 4 S 0 11000 2.63 D 2657725 I See footnote Warrant .175 2016-12-02 2024-12-02 Common Stock 10000000 10000000 I See footnote Convertible debenture .175 2016-12-02 2022-12-31 Common Stock 14267714 14267714 I See footnote Options .25 Common Stock 15000 15000 I See footnote Series A Convertible preferred stock .175 2020-08-03 Common Stock 4535714 5821429 D Options 2.65 Common Stock 2625000 2625000 D Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders. The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split"). In December 2016, BIF purchased from Issuer a $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In December 2019, Debenture's maturity date was extended to December 2021, Warrant's expiration date was extended to December 2024, conversion price and exercise price were adjusted to $0.125, and number of Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to another investor in December 2019 and retained 14,000,000 Warrant shares. Following the Split in February 2020 and subsequent repricing of Debenture and Warrant, conversion price and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and number of shares underlying Warrant became 10,000,000. In May 2020, Debenture's maturity date was extended to December 2022. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22. Stock options for 300,000 shares issued to BC pursuant to stock award plans, with an exercise price of $0.25, expiring on December 29, 2021 as disclosed in the Issuer's 10K report. Following the 1-for-20 reverse stock split, the stock options are for 15,000 shares. 110,625 Series A Preferred Shares issued to Paul Kessler as payment of outstanding debt owed to Mr. Kessler, of which 101,875 shares remain outstanding. These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175 The Issuer has also granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65. /s/ Paul L. Kessler 2022-04-01