0001683168-22-002297.txt : 20220401
0001683168-22-002297.hdr.sgml : 20220401
20220401194019
ACCESSION NUMBER: 0001683168-22-002297
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220330
FILED AS OF DATE: 20220401
DATE AS OF CHANGE: 20220401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: KESSLER PAUL L.
CENTRAL INDEX KEY: 0001113835
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-33383
FILM NUMBER: 22800081
MAIL ADDRESS:
STREET 1: 662 N. SEPULVEDA BLVD.,
STREET 2: SUITE 300
CITY: LOS ANGELES
STATE: CA
ZIP: 90049
FORMER NAME:
FORMER CONFORMED NAME: KESSLER PAUL
DATE OF NAME CHANGE: 20000509
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Creek Road Miners, Inc.
CENTRAL INDEX KEY: 0001162896
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374]
IRS NUMBER: 980357690
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2700 HOMESTEAD ROAD
STREET 2: SUITE 50
CITY: PARK CITY
STATE: UT
ZIP: 84098
BUSINESS PHONE: 435-900-1949
MAIL ADDRESS:
STREET 1: 2700 HOMESTEAD ROAD
STREET 2: SUITE 50
CITY: PARK CITY
STATE: UT
ZIP: 84098
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD BRANDS, INC.
DATE OF NAME CHANGE: 20200814
FORMER COMPANY:
FORMER CONFORMED NAME: WIZARD ENTERTAINMENT, INC.
DATE OF NAME CHANGE: 20181009
FORMER COMPANY:
FORMER CONFORMED NAME: Wizard World, Inc.
DATE OF NAME CHANGE: 20110125
4
1
ownership.xml
X0306
4
2022-03-30
1
0001162896
Creek Road Miners, Inc.
CRKR
0001113835
KESSLER PAUL L.
555 MARIN STREET, SUITE 140
THOUSAND OAKS
CA
91360
0
1
1
0
Chairman of Board
Common stock, par value $0.0001 per share
2022-03-30
2022-03-30
4
C
0
11000
0.175
A
2668725
I
See footnote
Common stock, par value $0.0001 per share
2022-03-31
2022-03-31
4
C
0
7000
0.175
A
2675725
I
See footnote
Common stock, par value $0.0001 per share
2022-03-31
2022-03-31
4
S
0
7000
2.71
D
2668725
I
See footnote
Common stock, par value $0.0001 per share
2022-03-31
2022-03-31
4
S
0
11000
2.63
D
2657725
I
See footnote
Warrant
.175
2016-12-02
2024-12-02
Common Stock
10000000
10000000
I
See footnote
Convertible debenture
.175
2016-12-02
2022-12-31
Common Stock
14267714
14267714
I
See footnote
Options
.25
Common Stock
15000
15000
I
See footnote
Series A Convertible preferred stock
.175
2020-08-03
Common Stock
4535714
5821429
D
Options
2.65
Common Stock
2625000
2625000
D
Shares held by Bristol Investment Fund, Ltd., a Cayman Islands exempted company ("BIF") managed by Bristol Capital Advisors, LLC, a Delaware LLC, Bristol Capital, LLC, a Delaware LLC ("BC"), Paul Kessler IRA Rollover ("PK IRA"), and Bristol Capital Advisors Profit Sharing Plan ("BCA PSP"). Mr. Kessler has voting and dispositive power over the shares beneficially owned by these holders.
The total includes: (i) 2,589,990 shares owned by BIF, (ii) 24,450 shares owned by BC, (iii) 3,935 shares owned by PK IR, and (iv) 39,350 shares owned by BCA PSP. Numbers reflect the 1-for-20 reverse stock split effectuated by the Issuer on February 27, 2020. (the "Split").
In December 2016, BIF purchased from Issuer a $2,500,000 convertible debenture ("Debenture") and warrant to purchase 16,666,667 shares of common stock ("Warrant"). In December 2019, Debenture's maturity date was extended to December 2021, Warrant's expiration date was extended to December 2024, conversion price and exercise price were adjusted to $0.125, and number of Warrant shares became 20,000,000. BIF transferred 6,000,000 Warrant shares to another investor in December 2019 and retained 14,000,000 Warrant shares. Following the Split in February 2020 and subsequent repricing of Debenture and Warrant, conversion price and exercise price became $0.175, number of shares underlying Debenture became 14,285,714 and number of shares underlying Warrant became 10,000,000. In May 2020, Debenture's maturity date was extended to December 2022. In March 2022, BIF converted $3,150 of principal into 18,000 shares which were sold on 3/31/22.
Stock options for 300,000 shares issued to BC pursuant to stock award plans, with an exercise price of $0.25, expiring on December 29, 2021 as disclosed in the Issuer's 10K report. Following the 1-for-20 reverse stock split, the stock options are for 15,000 shares.
110,625 Series A Preferred Shares issued to Paul Kessler as payment of outstanding debt owed to Mr. Kessler, of which 101,875 shares remain outstanding. These Series A shares have a stated value of $10 per share and are convertible into common stock at a price per share of $0.175
The Issuer has also granted options for 2,625,000 shares to Paul Kessler pursuant to its Stock Incentive and Award Plans, as amended with an exercise price of $2.65.
/s/ Paul L. Kessler
2022-04-01