EX-99.D.1.J 5 h73322bexv99wdw1wj.htm EX-99.D.1.J exv99wdw1wj
AMENDMENT NO. 9
TO
MASTER INVESTMENT ADVISORY AGREEMENT
     This Amendment dated as of February 12, 2010, amends the Master Investment Advisory Agreement (the “Agreement”), dated November 25, 2003, between AIM Counselor Series Trust, a Delaware statutory trust, and Invesco Advisers, Inc., a Delaware corporation.
W I T N E S S E T H:
     WHEREAS, the parties desire to amend the Agreement to add the following series portfolios: Invesco Balanced Fund, Invesco California Tax-Free Income Fund, Invesco Dividend Growth Securities Fund, Invesco Equally-Weighted S&P 500 Fund, Invesco Fundamental Value Fund, Invesco Large Cap Relative Value Fund, Invesco New York Tax-Free Income Fund, Invesco S&P 500 Index Fund, Invesco Van Kampen American Franchise Fund, Invesco Van Kampen Core Equity Fund, Invesco Van Kampen Equity and Income Fund, Invesco Van Kampen Equity Premium Income Fund, Invesco Van Kampen Growth and Income Fund, Invesco Van Kampen Money Market Fund, Invesco Van Kampen Pennsylvania Tax Free Income Fund, Invesco Van Kampen Small Cap Growth Fund and Invesco Van Kampen Tax Free Money Fund;
     NOW, THEREFORE, the parties agree as follows;
  1.   Appendix A and Appendix B to the Agreement are hereby deleted in their entirety and replaced with the following:
“APPENDIX A
FUNDS AND EFFECTIVE DATES
       
Name of Fund   Effective Date of Advisory Agreement
AIM Core Plus Bond Fund
    June 2, 2009
AIM Floating Rate Fund
    April 14, 2006
AIM Multi-Sector Fund
    November 25, 2003
AIM Select Real Estate Income Fund
    March 12, 2007
AIM Structured Core Fund
    March 31, 2006
AIM Structured Growth Fund
    March 31, 2006
AIM Structured Value Fund
    March 31, 2006
Invesco Balanced Fund
    February 12, 2010
Invesco California Tax-Free Income Fund
    February 12, 2010
Invesco Dividend Growth Securities Fund
    February 12, 2010
Invesco Equally-Weighted S&P 500 Fund
    February 12, 2010

 

 

       
Name of Fund   Effective Date of Advisory Agreement
Invesco Fundamental Value Fund
    February 12, 2010
Invesco Large Cap Relative Value Fund
    February 12, 2010
Invesco New York Tax-Free Income Fund
    February 12, 2010
Invesco S&P 500 Index Fund
    February 12, 2010
Invesco Van Kampen American Franchise Fund
    February 12, 2010
Invesco Van Kampen Core Equity Fund
    February 12, 2010
Invesco Van Kampen Equity and Income Fund
    February 12, 2010
Invesco Van Kampen Equity Premium Income Fund
    February 12, 2010
Invesco Van Kampen Growth and Income Fund
    February 12, 2010
Invesco Van Kampen Money Market Fund
    February 12, 2010
Invesco Van Kampen Pennsylvania Tax Free Income Fund
    February 12, 2010
Invesco Van Kampen Small Cap Growth Fund
    February 12, 2010
Invesco Van Kampen Tax Free Money Fund
    February 12, 2010
APPENDIX B
COMPENSATION TO THE ADVISOR
     The Trust shall pay the Adviser, out of the assets of each Fund, as full compensation for all services rendered, an advisory fee for such Funds as set forth below. Such fee shall be calculated by applying the following annual rates to the average daily net assets of such Funds for the calendar year computed in the manner used for the determination of the net asset value of shares of such Funds.

2

 

AIM Core Plus Bond Fund
         
Net Assets   Annual Rate
First $500 million
    0.450 %
Next $500 million
    0.425 %
Next $1.5 billion
    0.400 %
Next $2.5 billion
    0.375 %
Over $5 billion
    0.350 %
AIM Floating Rate Fund
         
Net Assets   Annual Rate
First $500 million
    0.65 %
Next $4.5 billion
    0.60 %
Next $5 billion
    0.575 %
Over $10 billion
    0.55 %
AIM Multi-Sector Fund
         
Net Assets   Annual Rate
First $250 million
    0.695 %
Next $250 million
    0.67 %
Next $500 million
    0.645 %
Next $1.5 billion
    0.62 %
Next $2.5 billion
    0.595 %
Next $2.5 billion
    0.57 %
Next $2.5 billion
    0.545 %
Amount over $10 billion
    0.52 %
AIM Select Real Estate Income Fund
         
Net Assets   Annual Rate
First $250 million
    0.75 %
Next $250 million
    0.74 %
Next $500 million
    0.73 %
Next $1.5 billion
    0.72 %
Next $2.5 billion
    0.71 %
Next $2.5 billion
    0.70 %
Next $2.5 billion
    0.69 %
Amount over $10 billion
    0.68 %

3

 

AIM Structured Core Fund
AIM Structured Growth Fund
AIM Structured Value Fund
         
Net Assets   Annual Rate
First $250 million
    0.60 %
Next $250 million
    0.575 %
Next $500 million
    0.55 %
Next $1.5 billion
    0.525 %
Next $2.5 billion
    0.50 %
Next $2.5 billion
    0.475 %
Next $2.5 billion
    0.45 %
Over $10 billion
    0.425 %
Invesco Balanced Fund
         
Net Assets   Annual Rate
First $500 million
    0.52 %
Over $500 million
    0.495 %
Invesco California Tax-Free Income Fund
         
Net Assets   Annual Rate
First $500 million
    0.47 %
Next $250 million
    0.445 %
Next $250 million
    0.42 %
Next $250 million
    0.395 %
Over $1.25 billion
    0.37 %
Invesco Dividend Growth Securities Fund
         
Net Assets   Annual Rate
First $250 million
    0.545 %
Next $750 million
    0.42 %
Next $1 billion
    0.395 %
Next $1 billion
    0.37 %
Next $1 billion
    0.345 %
Next $1 billion
    0.32 %
Next $1 billion
    0.295 %
Next $2 billion
    0.27 %
Next $2 billion
    0.245 %
Next $5 billion
    0.22 %
Over $15 billion
    0.195 %

4

 

Invesco Equally-Weighted S&P 500 Fund
Invesco S&P 500 Index Fund
         
Net Assets   Annual Rate
First $2 billion
    0.12 %
Over $2 billion
    0.10 %
Invesco Fundamental Value Fund
         
Net Assets   Annual Rate
First $500 million
    0.67 %
Over $500 million
    0.62 %
Invesco Large Cap Relative Value Fund
Invesco Van Kampen Equity and Income Fund
Invesco Van Kampen Growth and Income Fund
         
Net Assets   Annual Rate
First $150 million
    0.50 %
Next $100 million
    0.45 %
Next $100 million
    0.40 %
Over $350 million
    0.35 %
Invesco New York Tax-Free Income Fund
         
Net Assets   Annual Rate
First $500 million
    0.47 %
Over $500 million
    0.445 %
Invesco Van Kampen American Franchise Fund
Invesco Van Kampen Equity Premium Income Fund
         
Net Assets   Annual Rate
First $500 million
    0.70 %
Next $500 million
    0.65 %
Over $1 billion
    0.60 %
Invesco Van Kampen Core Equity Fund
         
Net Assets   Annual Rate
First $1 billion
    0.65 %
Next $1.5 billion
    0.60 %
Over $2.5 billion
    0.55 %

5

 

Invesco Van Kampen Money Market Fund
         
Net Assets   Annual Rate
First $250 million
    0. 45 %
Next $500 million
    0.375 %
Next $500 million
    0.325 %
Next $250 million
    0.30 %
Next $250 million
    0.275 %
Next $500 million
    0.25 %
Next $500 million
    0.225 %
Next $12.25 billion
    0.20 %
Next $2.5 billion
    0.199 %
Next $7.5 billion
    0.198 %
Next $5 billion
    0.197 %
Over $30 billion
    0.196 %
Invesco Van Kampen Pennsylvania Tax Free Income Fund
         
Net Assets   Annual Rate
First $500 million
    0.60 %
Over $500 million
    0.50 %
Invesco Van Kampen Small Cap Growth Fund
         
Net Assets   Annual Rate
First $500 million
    0.80 %
Next $500 million
    0.75 %
Over $1 billion
    0.70 %
Invesco Van Kampen Tax Free Money Fund
         
Net Assets   Annual Rate
First $500 million
    0. 45 %
Next $250 million
    0.375 %
Next $250 million
    0.325 %
Next $500 million
    0.30 %
Next $500 million
    0.275 %
Next $500 million
    0.25 %
Next $500 million
    0.225 %
Next $12 billion
    0.20 %
Over $15 billion
    0.199 %”

6

 

  2.   In all other respects, the Agreement is hereby confirmed and remains in full force and effect.
     IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective officers on the date first written above.
                 
        AIM COUNSELOR SERIES TRUST    
 
                
Attest:
  /s/ Melanie Ringold
 
Assistant Secretary 		  By:    /s/ John M. Zerr
 
John M. Zerr
Senior Vice President 		    
 
                
(SEAL)
                
 
                
        INVESCO ADVISERS, INC.    
 
                
Attest:
  /s/ Melanie Ringold
 
Assistant Secretary 		  By:    /s/ John M. Zerr
 
John M. Zerr
Senior Vice President 		    
 
                
(SEAL)
                

7