-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JraXvACFKGUWzDOcpYzg39xbd6XJwhfybmW66ceuKlZ4Y0vuI/WHkyHAxEk6Ey9s 7TXxVUbF5nFnxAw/wrqeGw== 0001104659-02-004399.txt : 20020828 0001104659-02-004399.hdr.sgml : 20020828 20020828153059 ACCESSION NUMBER: 0001104659-02-004399 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020828 GROUP MEMBERS: BROWN AND MANN-GLOBALSCAPE JOINT VENTURE GROUP MEMBERS: DAVID L. MANN FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BROWN THOMAS W CENTRAL INDEX KEY: 0001176001 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 19026 STONE OAK PKWY STREET 2: SUITE 215 CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104952710 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-78334 FILM NUMBER: 02751186 BUSINESS ADDRESS: STREET 1: 6000 NORTHWEST PKWY STREET 2: STE 100 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 6000 NORTHWEST PARKWAY STREET 2: STE 100 CITY: SAN ANTONIO STATE: TX ZIP: 78249 SC 13D/A 1 j4908_sc13da.htm SC 13D/A

 

 

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C.  20549

 

SCHEDULE 13D

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

GlobalSCAPE, Inc.

(Name of Issuer)

 

Common Stock, $.001 par value per share

(Title of Class of Securities)

 

374940G109

(CUSIP Number)

 

Thomas W. Brown

19026 Stone Oak Parkway, Suite 215

San Antonio, Texas  78258

(210) 495-2710

(Name, Address and Telephone Number of Person

Authorized to Receive Notices and Communications)

 

August 23, 2002

(Date of Event which Requires Filing of this Statement)

 

If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box o

 

Note:  Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See §240.13d-7 for other parties to whom copies are to be sent.

 

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.

 

The information required on the remainder of this cover page shall not be deemed to be filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 


 


                This Amendment No. 1 to Schedule 13D amends and supplements item 2 and item 7 contained in the Schedule 13D initially filed with the Securities and Exchange Commission on June 21, 2002 by Brown and Mann-GlobalSCAPE Joint Venture, Thomas W. Brown, and David L. Mann (the “Initial 13D”).  Capitalized terms used herein but not defined  shall have the meanings ascribed to them in the Initial 13D.

 

                The Initial 13D is amended and supplemented as follows:

 

Item 2.  Identity and Background

 

The text of item 1 appearing in the Initial 13D is unchanged, but the following paragraph is added at the end of that item.

 

Effective August 23, 2002, Brown and Mann executed a Transfer of General Partnership Interest in Brown and Mann-GlobalSCAPE Joint Venture (the “Transfer”). A copy of the Transfer is filed as an exhibit hereto and is incorporated herein by reference.

 

Item 7.  Material to Be Filed as Exhibits

 

Ex. A       Transfer of General Partnership Interest in Brown and Mann-GlobalSCAPE Joint Venture executed effective August 23, 2002.

 

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Signatures

 

                After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

 

Dated August 27, 2002

BROWN AND MANN-GLOBALSCAPE

JOINT VENTURE

 

 

 

By:

Thomas W. Brown and David L. Mann,

 

Its partners

 

 

 

 

By:

/s/  Thomas W. Brown

 

 

Thomas W. Brown

 

 

 

By:

/s/  David L. Mann

 

 

David L. Mann

 

 

Dated August 27, 2002

By:

/s/  Thomas W. Brown

 

 

Thomas W. Brown

 

 

Dated August 27, 2002

By:

/s/  David L. Mann

 

 

David L. Mann

 

 

 

 

 

 

3


 


 

 

Exhibit A

TRANSFER OF GENERAL PARTNERSHIP INTEREST

 

IN

 

BROWN AND MANN — GLOBALSCAPE JOINT VENTURE

 

 

 

                WHEREAS, DAVID L. MANN, is the owner of a forty percent (40%) General Partnership interest in BROWN AND MANN — GLOBALSCAPE JOINT VENTURE, a Texas General Partnership; and

 

                WHEREAS, DAVID L. MANN, desires to transfer and assign out of his forty percent (40%) General Partnership interest a ten percent (10%) General Partnership interest to Thomas W. Brown; and

 

                NOW, THEREFORE, for Ten and no/100 Dollars ($10.00) and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, DAVID L. MANN, transfers and assigns to THOMAS W. BROWN, a ten (10%) General Partnership interest in BROWN AND MANN — GLOBALSCAPE JOINT VENTURE.

 

                The Transferor and the Transferee agree that subsequent to the transfer herein described, the General Partnership Interests are owned as shown in Exhibit “A” attached hereto.

 

                This Agreement shall be binding upon and inure to the benefit of the parties hereto, their heirs, executors, successors, and assigns.

 

                EFFECTIVE at 12:01 a.m. as of the   23   day of August, 2002.

 

 

 

 

TRANSFEROR:

 

 

 

/s/ David L. Mann

 

DAVID L. MANN

 

 

 

TRANSFEREE:

 

 

 

/s/ Thomas W. Brown

 

THOMAS W. BROWN

 

4


 


EXHIBIT “A”

 

 

PARTNERS:

PARTNERSHIP INTEREST

 

 

 

 

DAVID L. MANN

 

30.00

%

 

 

 

 

THOMAS W. BROWN

 

70.00

%

 

 

 

 

WITNESSED BY MICHELE R. WILLIAMS 8/23/02

 

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