0000921895-18-002757.txt : 20181011
0000921895-18-002757.hdr.sgml : 20181011
20181011194750
ACCESSION NUMBER: 0000921895-18-002757
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181010
FILED AS OF DATE: 20181011
DATE AS OF CHANGE: 20181011
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210/GSB Acquisition Partners, LLC
CENTRAL INDEX KEY: 0001694779
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119140
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: 210 Capital, LLC
CENTRAL INDEX KEY: 0001694780
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119141
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 21479996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COVENANT RHA PARTNERS, L.P.
CENTRAL INDEX KEY: 0001274195
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119142
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 214-999-6082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 650
CITY: DALLAS
STATE: TX
ZIP: 75225
FORMER NAME:
FORMER CONFORMED NAME: COVENANT INVESTMENTS L P
DATE OF NAME CHANGE: 20031223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CCW/LAW Holdings, LLC
CENTRAL INDEX KEY: 0001694778
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119143
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Alpert Robert H
CENTRAL INDEX KEY: 0001694574
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119144
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RHA Investments, Inc.
CENTRAL INDEX KEY: 0001694781
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119145
BUSINESS ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
BUSINESS PHONE: 2149996082
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Webb C Clark
CENTRAL INDEX KEY: 0001694507
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33601
FILM NUMBER: 181119146
MAIL ADDRESS:
STREET 1: 8214 WESTCHESTER DRIVE
STREET 2: SUITE 950
CITY: DALLAS
STATE: TX
ZIP: 75225
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: GLOBALSCAPE INC
CENTRAL INDEX KEY: 0001112920
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 742785449
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
BUSINESS PHONE: 2103088267
MAIL ADDRESS:
STREET 1: 4500 LOCKHILL SELMA
STREET 2: STE 150
CITY: SAN ANTONIO
STATE: TX
ZIP: 78249
4
1
form411906alp_10112018.xml
OWNERSHIP DOCUMENT
X0306
4
2018-10-10
0
0001112920
GLOBALSCAPE INC
GSB
0001694779
210/GSB Acquisition Partners, LLC
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
0001694780
210 Capital, LLC
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
0001274195
COVENANT RHA PARTNERS, L.P.
8214 WESTCHESTER DRIVE
SUITE 650
DALLAS
TX
75225
0
0
1
0
0001694778
CCW/LAW Holdings, LLC
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
0001694574
Alpert Robert H
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
0001694781
RHA Investments, Inc.
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
0001694507
Webb C Clark
8214 WESTCHESTER DRIVE
SUITE 950
DALLAS
TX
75225
0
0
1
0
Common Stock
2018-10-10
4
A
0
20000
0
A
251507
I
See footnotes
Common Stock
2018-10-10
4
A
0
20000
0
A
20000
I
See footnotes
Common Stock
227645
I
See footnotes
Common Stock
3768900
D
The shares vest in full one year from the grant date on October 10, 2019.
This statement is jointly filed by and on behalf of each of 210/GSB Acquisition Partners, LLC ("GSB Acquisition"), 210 Capital, LLC ("210 Capital"), Covenant RHA Partners, L.P. ("RHA Partners"), CCW/LAW Holdings, LLC ("CCW Holdings"), RHA Investments, Inc. ("RHA Investments"), C. Clark Webb and Robert H. Alpert. The direct beneficial owners of the securities covered by this statement are GSB Acquisition, Mr. Webb, Atlas Capital Management, L.P. ("ACM"), a limited partnership whose securities may be deemed to be beneficially owned by RHA Investments, as the general partner of ACM, and Mr. Alpert.
210 Capital is the sole member of, and may be deemed to beneficially own securities owned by, GSB Acquisition. RHA Partners and CCW Holdings are the only members of, and may each be deemed to beneficially own securities owned by, 210 Capital. Mr. Webb is the sole member of, and may be deemed to beneficially own securities owned by, CCW Holdings. RHA Investments is the general partner of, and may be deemed to beneficially own securities owned by, RHA Partners. Mr. Alpert is the President and sole shareholder of, and may be deemed to beneficially own securities owned by, RHA Investments.
The reporting persons state that neither the filing of this statement nor anything herein shall be deemed an admission that such persons are, for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act") or otherwise, the beneficial owners of any securities covered by this statement. The reporting persons disclaim beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such persons in such securities.
The reporting persons may be deemed to be a member of a group with respect to GlobalSCAPE, Inc. (the "Issuer") or securities of the Issuer for purposes of Section 13(d) or 13(g) of the Exchange Act. The reporting persons declare that neither the filing of this statement nor anything herein shall be construed as an admission that such persons are, for the purposes of Section 13(d) or 13(g) of the Exchange Act or any other purpose, a member of a group with respect to the Issuer or securities of the Issuer.
Represents shares directly beneficially owned solely by Mr. Webb.
Represents shares directly beneficially owned solely by Mr. Alpert.
Represents shares directly beneficially owned by ACM and indirectly by RHA Investments and Mr. Alpert.
Represents shares directly beneficially owned by GSB Acquisition, a ten percent owner of the Issuer, and indirectly by the other reporting persons.
Exhibit Index Exhibit 99.1 - Joint Filer Information and Exhibit 99.2 - Joint Filing Agreement (both filed previously on that certain Form 4 filed with the Securities and Exchange Commission on August 22, 2017).
210/GSB ACQUISITION PARTNERS, LLC, By: 210 Capital, LLC, Its: Sole Member, By: /s/ Robert H. Alpert, Name: Robert H. Alpert, Title: Authorized Signatory, By: /s/ C. Clark Webb, Name: C. Clark Webb, Title: Authorized Signatory
2018-10-11
210 CAPITAL, LLC, By: /s/ Robert H. Alpert, Name: Robert H. Alpert, Title: President of the General Partner of a Member of 210 Capital, LLC, By: /s/ C. Clark Webb, Name: C. Clark Webb, Title: Sole Member of a Member of 210 Capital, LLC
2018-10-11
COVENANT RHA PARTNERS, L.P., By: RHA Investments, Inc., Its: General Partner, By: /s/ Robert H. Alpert, Name: Robert H. Alpert, Title: President
2018-10-11
CCW/LAW HOLDINGS, LLC, By: /s/ C. Clark Webb, Name: C. Clark Webb, Title: Sole Member
2018-10-11
RHA INVESTMENTS, INC., By: /s/ Robert H. Alpert, Name: Robert H. Alpert, Title: President
2018-10-11
ROBERT H. ALPERT, By: /s/ Robert H. Alpert
2018-10-11
C. CLARK WEBB, By: /s/ C. Clark Webb
2018-10-11