0000899243-17-004356.txt : 20170216 0000899243-17-004356.hdr.sgml : 20170216 20170216160534 ACCESSION NUMBER: 0000899243-17-004356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170214 FILED AS OF DATE: 20170216 DATE AS OF CHANGE: 20170216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GLOBALSCAPE INC CENTRAL INDEX KEY: 0001112920 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 742785449 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 BUSINESS PHONE: 2103088267 MAIL ADDRESS: STREET 1: 4500 LOCKHILL SELMA STREET 2: STE 150 CITY: SAN ANTONIO STATE: TX ZIP: 78249 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RHA Investments, Inc. CENTRAL INDEX KEY: 0001694781 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17617930 BUSINESS ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 BUSINESS PHONE: 2149996082 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Alpert Robert H CENTRAL INDEX KEY: 0001694574 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33601 FILM NUMBER: 17617931 MAIL ADDRESS: STREET 1: 8214 WESTCHESTER DRIVE STREET 2: SUITE 950 CITY: DALLAS STATE: TX ZIP: 75225 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-14 0 0001112920 GLOBALSCAPE INC GSB 0001694574 Alpert Robert H 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 0001694781 RHA Investments, Inc. 8214 WESTCHESTER DRIVE, SUITE 950 DALLAS TX 75225 0 0 1 0 Common Stock 2017-02-14 4 P 0 20000 3.8345 A 110000 I By Atlas Capital Management, L.P. Common Stock 2017-02-15 4 P 0 22700 3.8778 A 132700 I By Atlas Capital Management, L.P. Common Stock 3200000 I By 210/GSB Acquisition Partners, LLC This Form 4 is being filed by (i) Robert H. Alpert, in his capacity as President and sole shareholder of RHA Investments, Inc. ("RHA Investments"), and (ii) RHA Investments, in its capacity as general partner of Atlas Capital Management, L.P. ("ACM"). These shares of common stock of GlobalSCAPE, Inc. (the "Issuer") are held directly by ACM. As general partner of ACM, RHA Investments has the power to direct ACM's affairs, and as President and sole shareholder of RHA Investments, Mr. Alpert has the power to direct RHA Investments' affairs. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. These shares of the Issuer's common stock are held directly by 210/GSB Acquisition Partners, LLC ("GSB Acquisition"). GSB Acquisition is managed by 210 Capital, LLC ("210 Capital"), its sole member, and Covenant RHA Partners, L.P. ("RHA Partners") and CCW/LAW Holdings, LLC are the members of 210 Capital. RHA Investments is the general partner of RHA Partners and Mr. Alpert is the President and sole shareholder of RHA Investments. Mr. Alpert and RHA Investments disclaim beneficial ownership of these shares of the Issuer's common stock and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of these shares of the Issuer's common stock. The principal business address of each of the reporting persons is 8214 Westchester Drive, Suite 950, Dallas, Texas 75225. ROBERT H. ALPERT By: /s/ Robert H. Alpert 2017-02-16 RHA INVESTMENTS, INC. By: /s/ Robert H. Alpert, Title: President 2017-02-16