-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ns6TRzw4TVjXCXnUYncYOyJecB2Dj5vs8AurW4g2c/cffBhe5B1kNTXgjCRTmEiD kQpry3PWrsIMDRd6o3v0EA== 0001112746-10-000013.txt : 20101021 0001112746-10-000013.hdr.sgml : 20101021 20101021115204 ACCESSION NUMBER: 0001112746-10-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101021 DATE AS OF CHANGE: 20101021 EFFECTIVENESS DATE: 20101021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: PARADIGM CAPITAL CORP CENTRAL INDEX KEY: 0001112746 IRS NUMBER: 752635485 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11325 FILM NUMBER: 101134469 BUSINESS ADDRESS: STREET 1: 201 MAIN STREET SUITE 1555 CITY: FORT WORTH STATE: TX ZIP: 76102 BUSINESS PHONE: 817-335-1145 MAIL ADDRESS: STREET 1: 201 MAIN STREET SUITE 1555 CITY: FORT WORTH STATE: TX ZIP: 76102 13F-HR 1 apoogee13f093010.txt 3RD QTR ENDING 093010 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 2054 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2010 Check here if Amendment []; Amendment Number: This Amendment (Check only one.):[ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Emmett M. Murphy Address: 100 Throckmorton St., Suite 700 Fort Worth, Texas 76102 13F File Number: 28-11325 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: Emmett M. Murphy Title: President Phone: 817-335-1145 Signature, Place, and Date of Signing: Emmett M. Murphy, Fort Worth, Texas October 21, 2010 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 33 Form 13F Information Table Value Total: $62,189 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHRS OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRTN MANAGERS SOLE SHARED NONE ***HERITAGE OIL CORP COMMON 426928305 164 34200 SH SOLE 34200 0 0 ***TRANSATLANTIC PETROLEUM COMMON G89982105 2303 778000 SH SOLE 778000 0 0 APPROACH RESOURCES INC. OTC IS 03834A103 561 50200 SH SOLE 50200 0 0 ASBURY AUTOMOTIVE GROUP INC. COMMON 043436104 704 50000 SH SOLE 50000 0 0 ***BARCLAYS BK PLC COMMON 06739H255 2269 57950 SH SOLE 57950 0 0 BAY COMMERCIAL BANK CA OTC 072199102 448 56000 SH SOLE 56000 0 0 BPZ RESOURCES OTC IS 055639108 2693 3000000 PRN SOLE 3000000 0 0 CASH AMERICA INVESTMENTS COMMON 14754D100 7000 200000 SH SOLE 200000 0 0 CINEMARK HOLDINGS INC. OTC 17243V102 2834 176000 SH SOLE 176000 0 0 EMERGENCY MED SVCS COMMON 29100P102 2668 50099 SH SOLE 50099 0 0 FRONTEER DEVELOPMENT OTC 359032109 104 14500 SH SOLE 14500 0 0 FURMANITE CORPORATION COMMON 361086101 1134 232300 SH SOLE 232300 0 0 GEOSOURCES INC. OTC 372476101 1595 100309 SH SOLE 100309 0 0 GROUP 1 AUTOMOTIVE COMMON 398905109 2092 70000 SH SOLE 70000 0 0 HOUSTON AMERICAN ENERGY CORP COMMON 44183U100 866 86600 SH SOLE 86600 0 0 KIRBY CORP COMMON 497266106 805 20100 SH SOLE 20100 0 0 LENDER PROCESSING SVCS COMMON 52602E102 2825 85000 SH SOLE 85000 0 0 MCMORAN EXPLORATION CO. COMMON 582411104 430 25000 SH SOLE 25000 0 0 MILLICOM INTERNATIONAL OTC IS L6388F110 2687 28000 SH SOLE 28000 0 0 NATUS MEDICAL INC. OTC IS 639050103 875 60000 SH SOLE 60000 0 0 NII HOLDINGS INC BONDS 62913FAJ1 3488 3596000 PRN SOLE 3596000 0 0 NII HOLDINGS INC OTC IS 62913F201 4727 115000 SH SOLE 115000 0 0 NIKO RESOURCES LTD OTC IS 653905109 6373 64800 SH SOLE 64800 0 0 OBAGI MEDICAL PRODUCTS INC. OTC IS 67423R108 630 60000 SH SOLE 60000 0 0 ***OSISKO MINING CORPORATION OTC IS 688278100 1423 100000 SH SOLE 100000 0 0 PENN OCTANE CORP. OTC IS 707573101 201 1002955 SH SOLE 1002955 0 0 PENSKE AUTOMOTIVE GROUP COMMON 70959W103 858 65000 SH SOLE 65000 0 0 PRICESMART INC. OTC IS 741511109 2558 87800 SH SOLE 87800 0 0 SAFEGUARD SCIENTIFICS INC COMMON 786449207 2502 199664 SH SOLE 199664 0 0 SHOE CARNIVAL INC. OTC IS 824889109 1650 81600 SH SOLE 81600 0 0 VAALCO INERGY INC. OTC IS 91851C201 2272 395762 SH SOLE 395762 0 0 VAST EXPLORATION COMMON 92237U105 229 400000 SH SOLE 400000 0 0 VERMILLION INC. OTC IS 92407M206 221 40000 SH SOLE 40000 0 0 Page Column Totals 62189
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