0001179110-12-014916.txt : 20121004
0001179110-12-014916.hdr.sgml : 20121004
20121004165351
ACCESSION NUMBER: 0001179110-12-014916
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121002
FILED AS OF DATE: 20121004
DATE AS OF CHANGE: 20121004
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BALK LANCE C
CENTRAL INDEX KEY: 0001111849
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13703
FILM NUMBER: 121130108
MAIL ADDRESS:
STREET 1: C/O KIRKLAND & ELLIS
STREET 2: 153 EAST 53RD STREET
CITY: NEW YORK
STATE: NY
ZIP: 10022
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Six Flags Entertainment Corp
CENTRAL INDEX KEY: 0000701374
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990]
IRS NUMBER: 133995059
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 924 AVENUE J EAST
CITY: GRAND PRAIRIE
STATE: TX
ZIP: 75050
BUSINESS PHONE: 972 595-5000
MAIL ADDRESS:
STREET 1: 924 AVENUE J EAST
CITY: GRAND PRAIRIE
STATE: TX
ZIP: 75050
FORMER COMPANY:
FORMER CONFORMED NAME: SIX FLAGS, INC.
DATE OF NAME CHANGE: 20070322
FORMER COMPANY:
FORMER CONFORMED NAME: SIX FLAGS INC
DATE OF NAME CHANGE: 20000714
FORMER COMPANY:
FORMER CONFORMED NAME: TIERCO GROUP INC/DE/
DATE OF NAME CHANGE: 19920703
4
1
edgar.xml
FORM 4 -
X0306
4
2012-10-02
0
0000701374
Six Flags Entertainment Corp
SIX
0001111849
BALK LANCE C
C/O SIX FLAGS ENTERTAINMENT CORPORATION
924 AVENUE J EAST
GRAND PRAIRIE
TX
75050
0
1
0
0
Executive Vice President, GC
Common Stock, par value $0.025 per share
2012-10-02
4
M
0
14227
20.005
A
145201
D
Common Stock, par value $0.025 per share
2012-10-02
4
M
0
5765
33.62
A
150966
D
Common Stock, par value $0.025 per share
2012-10-02
4
S
0
12780
60.0099
D
138186
D
Common Stock, par value $0.025 per share
2012-10-03
4
M
0
25773
20.005
A
163959
D
Common Stock, par value $0.025 per share
2012-10-03
4
M
0
7735
33.62
A
171694
D
Common Stock, par value $0.025 per share
2012-10-03
4
S
0
21162
60.0131
D
150532
D
Employee Stock Option (Right to Buy)
20.005
2012-10-02
4
M
0
14227
20.005
D
2020-09-07
Common Stock, par value $0.025 per share
14227
105773
D
Employee Stock Option (Right to Buy)
33.62
2012-10-02
4
M
0
5765
33.62
D
2021-08-24
Common Stock, par value $0.025 per share
5765
48235
D
Employee Stock Option (Right to Buy)
20.005
2012-10-03
4
M
0
25773
20.005
D
2020-09-07
Common Stock, par value $0.025 per share
25773
80000
D
Employee Stock Option (Right to Buy)
33.62
2012-10-03
4
M
0
7735
33.62
D
2021-08-24
Common Stock, par value $0.025 per share
7735
40500
D
The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Lance Balk on June 14, 2012.
Includes certain restricted stock units subject to vesting.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.00 to $60.17, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $60.00 to $60.27, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Mr. Balk was granted an option to purchase 160,000 shares (as adjusted for June 27, 2011 stock split) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
Mr. Balk was granted an option to purchase 54,000 shares on August 24, 2011, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors.
/s/ Lance C. Balk
2012-10-04