0000701374-14-000111.txt : 20140910 0000701374-14-000111.hdr.sgml : 20140910 20140910171508 ACCESSION NUMBER: 0000701374-14-000111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140908 FILED AS OF DATE: 20140910 DATE AS OF CHANGE: 20140910 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Six Flags Entertainment Corp CENTRAL INDEX KEY: 0000701374 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MISCELLANEOUS AMUSEMENT & RECREATION [7990] IRS NUMBER: 133995059 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 BUSINESS PHONE: 972 595-5000 MAIL ADDRESS: STREET 1: 924 AVENUE J EAST CITY: GRAND PRAIRIE STATE: TX ZIP: 75050 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS, INC. DATE OF NAME CHANGE: 20070322 FORMER COMPANY: FORMER CONFORMED NAME: SIX FLAGS INC DATE OF NAME CHANGE: 20000714 FORMER COMPANY: FORMER CONFORMED NAME: TIERCO GROUP INC/DE/ DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BALK LANCE C CENTRAL INDEX KEY: 0001111849 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-13703 FILM NUMBER: 141096496 MAIL ADDRESS: STREET 1: C/O KIRKLAND & ELLIS STREET 2: 153 EAST 53RD STREET CITY: NEW YORK STATE: NY ZIP: 10022 4 1 wf-form4_141038369739397.xml FORM 4 X0306 4 2014-09-08 0 0000701374 Six Flags Entertainment Corp SIX 0001111849 BALK LANCE C C/O SIX FLAGS 924 AVENUE J EAST GRAND PRAIRIE TX 75050 0 1 0 0 Exec. VP and General Counsel Common Stock, par value $0.025 per share 2014-09-08 4 M 0 80000 10 A 375559 D Common Stock, par value $0.025 per share 2014-09-08 4 S 0 75000 34.9756 D 300559 D Employee Stock Option (Right to Buy) 10.0 2014-09-08 4 M 0 80000 0 D 2020-09-07 Common Stock, par value $0.025 per share 80000.0 0 D The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by Lance C. Balk on February 25, 2014. The price reported in column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $34.77 to $35.37, inclusive. The reporting person undertakes to provide Issuer, any security holder of Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Mr. Balk was granted an option to purchase 320,000 shares (as adjusted for stock splits) on September 7, 2010, which vests 25% on each of the first four anniversaries of the grant date if the reporting person has been continuously employed with the Issuer through such date, subject to accelerated vesting in certain events, including certain terminations or upon a change in control, or as provided for by the Compensation Committee of the Issuer's Board of Directors. /s/ Lance C. Balk 2014-09-10