0001111629-16-000009.txt : 20160727 0001111629-16-000009.hdr.sgml : 20160727 20160727131847 ACCESSION NUMBER: 0001111629-16-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160630 FILED AS OF DATE: 20160727 DATE AS OF CHANGE: 20160727 EFFECTIVENESS DATE: 20160727 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY CENTRAL INDEX KEY: 0001111629 IRS NUMBER: 133270745 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11898 FILM NUMBER: 161786236 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001111629 XXXXXXXX 06-30-2016 06-30-2016 FIRST NEW YORK SECURITIES LLC /NY
90 PARK AVENUE 5TH FLOOR NEW YORK NY 10016
13F HOLDINGS REPORT 028-11898 N
Lauren Friedman General Counsel 212-331-6852 Lauren Friedman New York NY 07-27-2016 0 212 162718485 false
INFORMATION TABLE 2 Firm.xml FIRST NEW YORK SECURITIES 2Q16 ADVANCE AUTO PARTS, INC. CMNCOM00751Y106646540SHSOLE4000AGL RESOURCES INC CMNCOM0012041066915833104833SHSOLE10483300ALERE INCCOM01449J1051352SHCallSOLE200ALERE INC CMNCOM01449J1052500806000SHSOLE600000ALLERGAN PLC CMNCOMG0177J108531523SHSOLE2300ALPHABET INC. CMN CLASS ACOM02079K30510911751551SHSOLE155100AMERICAN TOWER CORPORATION CMNCOM03027X1002272202000SHSOLE200000ANHEUSER-BUSCH INBEV S.A. SPONSOREDSPONSORED ADR03524A108169867212900SHSOLE1290000APACHE CORP. CMNCOM037411105278450SHSOLE5000AQUA AMERICA INC CMNCOM03836W1034493126SHSOLE12600AUTOLIV, INC. CMNCOM0528001098596008000SHSOLE800000AVALONBAY COMMUNITIES INC CMNCOM053484101144312800SHSOLE80000AXIALL CORP CMNCOM05463D100107286932900SHSOLE3290000BANK OF NOVA SCOTIA CMNCOM0641491078822180SHSOLE18000BARCLAYS BK PLC-IPATH S&P 500 FUTURCOM06742E71124167517500SHSOLE1750000BARRICK GOLD CORPORATION CMNCOM0679011081174255500SHSOLE550000BAYTEX ENERGY TR CMNCOM07317Q105463208000SHSOLE800000BEL FUSE INC CL-A CMN CLASS ACOM07734720112536800SHSOLE80000BIOMARIN PHARMACEUTICAL INCCOM09061G1011951SHCallSOLE100BRF SA SPONSORED ADR CMNSPONSORED ADR10552T107417903000SHSOLE300000BRITISH AMERICAN TOBACCO PLC SPONSSPONSORED ADR11044810720717160SHSOLE16000BROADCOM LIMITED CMNCOMY098271096224SHSOLE400BROWN FORMAN CORP CL B CMN CLASS BCOM1156372092106932112SHSOLE211200C1 FINANCIAL INC CMNCOM12591N1092103909018SHSOLE901800CALIFORNIA RESOURCES CORP CMNCOM13057Q20698881SHSOLE8100CAMDEN PROPERTY TRUST CMNCOM133131102707480SHSOLE8000CARMIKE CINEMAS INC CMNCOM143436400301201000SHSOLE100000CASH AMER INTL INC CMNCOM14754D100596681400SHSOLE140000CATABASIS PHARMACEUTICALS, IN CMNCOM14875P1072775750SHSOLE75000CAVIUM INC CMNCOM14964U1087720200SHSOLE20000CBS CORPORATION CMN CLASS BCOM12485720225587470SHSOLE47000CELATOR PHARMACEUTICALS INC CMNCOM15089R1027626214252691SHSOLE25269100CENTRAL GARDEN & PET COMPANY CMN CLCOM153527205104288348037SHSOLE4803700CHECK POINT SOFTWARE TECH. LT ORDINCOMM2246510431872400SHSOLE40000CHINA UNICOM (HONG KONG) LTD ADR CMSPONSORED ADR16945R1042082200SHSOLE20000CHURCH & DWIGHT CO., INC. CMNCOM17134010251445500SHSOLE50000CIA ENERGETICA DE MINAS GERAI GERAICOM20440960122101000SHSOLE100000CLUBCORP HOLDINGS, INC. CMNCOM18948M10815470011900SHSOLE1190000CNH INDUSTRIAL NV CMNCOMN209441091069640149600SHSOLE14960000COCA COLA FEMSA SA SPONSORED ADR CMSPONSORED ADR191241108331840SHSOLE4000COLUMBIA PIPELINE GROUP, INC. CMNCOM1982801093920387153801SHSOLE15380100COMPANHIA BRASILEIRA DE DISTRIBUICACOM20440T201145501000SHSOLE100000COSTCO WHOLESALE CORPORATIONCOM22160K105131SHPutSOLE100CRAWFORD & CO CLASS-B CMN CLASS BCOM224633107466195491SHSOLE549100CURIS INC CMNCOM2312691011872012000SHSOLE1200000CVENT INC.COM23247G1093902535SHCallSOLE3500CVENT, INC. CMNCOM23247G109136696938269SHSOLE3826900DDR CORP CMNCOM23317H10211791650SHSOLE65000DELHAIZE GROUP SPONSORED ADR CMNSPONSORED ADR29759W101499201901SHSOLE190100DEMANDWARE INC.COM24802Y1051970010SHCallSOLE1000DEMANDWARE INC. CMNCOM24802Y1059007699120263SHSOLE12026300DEUTSCHE BANK AGCOMD181908987462995SHPutSOLE99500DEUTSCHE BANK AG CMNCOMD181908982334100170000SHSOLE17000000DIAMOND RESORTS INTL INCCOM25272T104170375226SHCallSOLE22600DIAMOND RESORTS INTL INC CMNCOM25272T1043703086123601SHSOLE12360100DICKS SPORTING GOODS INC CMNCOM2533931023154207000SHSOLE700000DIGIRAD CORPORATION CMNCOM253827109309006000SHSOLE600000DIPEXIUM PHARMACEUTICALS INC CMNCOM25456J104227932300SHSOLE230000DOUBLELINE INCOME SOLUTIONS F MUTUACOM2586221091835100SHSOLE10000DREAMWORKS ANIMATION SKG INC.COM26153C103100000500SHCallSOLE50000DREAMWORKS ANIMATION SKG, INC CMN CCOM26153C10316348400SHSOLE40000E Z CORP INC CL-A NON VTG CMN CLASSCOM3023011066048800SHSOLE80000EDGEWELL PERSONAL CARE CMNCOM28035Q10242205500SHSOLE50000EDWARDS LIFESCIENCES CORP CMNCOM28176E10888560888SHSOLE88800ELBIT IMAGING LTD. CMNCOMM376051245075021688SHSOLE2168800EMC CORPORATION MASS CMNCOM26864810216674664613716SHSOLE61371600ENDESA AMERICAS SA SPONSORED ADR CMSPONSORED ADR29261D10465137147338SHSOLE4733800ENERGY TRANSFER EQUITY L PCOM29273V10023288115SHCallSOLE11500ENERSIS CHILE S.A. SPONSORED ADR CMSPONSORED ADR29278D105293315031SHSOLE503100ENSCO PLC CMN CLASS ACOMG3157S10638840SHSOLE4000EQUITY RESIDENTIAL CMNCOM29476L107757681100SHSOLE110000ESSEX PROPERTY TRUST INC CMNCOM297178105456220SHSOLE2000EURONAV NV CMNCOMB3856410818340020000SHSOLE2000000EXAMWORKS GROUP, INC. CMNCOM30066A10573185021000SHSOLE2100000FAIRCHILD SEMICON INTL CMNCOM303726103972654900SHSOLE490000FEDEX CORP CMNCOM31428X10648570320SHSOLE32000FIAT CHRYSLER AUTOMOBILES N V CMNCOMN3173810221175234600SHSOLE3460000FIREEYE INC.COM31816Q101545776SHCallSOLE7600FIREEYE, INC. CMNCOM31816Q10116470010000SHSOLE1000000FIRST MARBLEHEAD CORPORATION CMNCOM320771207364507500SHSOLE750000FIRST POTOMAC REALTY TRUST CMNCOM33610F109523945695SHSOLE569500FMC TECHNOLOGIES INC CMNCOM30249U1012962504111080SHSOLE11108000GENERAL DYNAMICS CORP. CMNCOM3695501081392401000SHSOLE100000GERDAU SA SPON ADR SPONSORED ADR CMSPONSORED ADR373737105132867300SHSOLE730000GOLDCORP INC CMNCOM380956409956505000SHSOLE500000GREIF INC CMN CLASS ACOM397624107133709935876SHSOLE3587600HAMPTON ROADS BANKSHARES INC CMNCOM409321502132287390SHSOLE739000HANSEN MEDICAL, INC. CMNCOM4113072001985500SHSOLE50000HARMAN INTL INDS INC (NEW) CMNCOM41308610957456800SHSOLE80000HCP, INC. CMNCOM40414L10910897308SHSOLE30800HEARTWARE INTERNATIONAL INCCOM422368100887720426SHCallSOLE42600HESS CORPORATIONCOM42809H107298628SHCallSOLE2800HIGHER ONE HOLDINGS, INC. CMNCOM42983D1042368960463593SHSOLE46359300HUTCHINSON TECHNOLOGIES CMNCOM4484071066744119894SHSOLE1989400IDREAMSKY TECHNOLOGY LIMITED SPONSOSPONSORED ADR45173K101272602000SHSOLE200000INFOBLOX INC. CMNCOM45672H1049380500SHSOLE50000INGRAM MICRO INC.COM45715310411076SHPutSOLE600INGRAM MICRO INC. CLASS A COMMON STCOM457153104120717934709SHSOLE3470900ISHARES US OIL & GAS EXPL & PRODUCCOM464288851638101125SHSOLE112500ISHARES 20+ YEARCOM46428743262550SHPutSOLE5000KLA-TENCOR CORPORATION CMNCOM4824801001025501400SHSOLE140000LENNAR CORP CMN CLASS BCOM52605730234829935SHSOLE93500LEXMARK INTERNATIONAL INC.COM529771107630045SHCallSOLE4500LEXMARK INTERNATIONAL INC. CMN CLASCOM529771107174820246310SHSOLE4631000LIBERTY GLOBAL, PLC CMN CLASS ACOMG5480U1042847889800SHSOLE980000LIBERTY MEDIA CORPORATION SERIES ACOM531229706451203000SHSOLE300000LIBERTY MEDIA CORPORATION SERIES ACOM5312298701914100SHSOLE10000LINCOLN NATL.CORP.INC. CMNCOM5341871097754200SHSOLE20000LINKEDIN CORPCOM53578A10865316SHPutSOLE1600LINKEDIN CORPCOM53578A1086409741188SHCallSOLE118800LINKEDIN CORP CMN CLASS ACOM53578A108399317521100SHSOLE2110000LOCKHEED MARTIN CORPORATION CMNCOM5398301091240850SHSOLE5000MARKETO INC. CMNCOM57063L1075125504147200SHSOLE14720000MASTERCARD INCORPORATED CMN CLASS ACOM57636Q1041347321530SHSOLE153000MEDIVATION INC. CMNCOM58501N1012894404800SHSOLE480000MERCK & CO., INC. CMNCOM58933Y1051209812100SHSOLE210000METLIFE, INC. CMNCOM59156R1081194903000SHSOLE300000MINES MANAGEMENT, INC. CMNCOM6034321055353050500SHSOLE5050000NABORS INDUSTRIES LTD. CMNCOMG6359F1031106110SHSOLE11000NATIONAL RETAIL PROPERTIES IN CMNCOM63741710614223275SHSOLE27500NETFLIX COM INCCOM64110L1061941SHCallSOLE100NETFLIX COM INCCOM64110L10610481SHPutSOLE100NETWORK-1 TECHNOLOGIES INC CMNCOM64121N10953202000SHSOLE200000NEVSUN RESOURCES LTD CMNCOM64156L101318696108400SHSOLE10840000NEXTERA ENERGY, INC. CMNCOM65339F101521640SHSOLE4000NOVO-NORDISK A/S ADR ADR CMNSPONSORED ADR6701002052689005000SHSOLE500000OCCIDENTAL PETROLEUM CORP CMNCOM6745991051099401455SHSOLE145500OFFICE DEPOT INCCOM676220106208SHCallSOLE800OFFICE DEPOT INC CMNCOM67622010658261760SHSOLE176000OUTFRONT MEDIA INC CMNCOM69007J1063553147SHSOLE14700OWENS-ILLINOIS INC CMNCOM6907684032611145SHSOLE14500PDVWIRELESS INC CMNCOM69290R1046417300SHSOLE30000PEPSICO INC CMNCOM71344810810594100SHSOLE10000PERFORMANT FINANCIAL CORP CMNCOM71377E105147069078SHSOLE907800PETROLEO BRASILEIRO S.A. - PE SPONSSPONSORED ADR71654V408257763600SHSOLE360000PETROLEO BRASILEIRO S.A. SPON ADRSPONSORED ADR71654V10175531300SHSOLE130000PHIBRO ANIMAL HEALTH CORPORAT CMN CCOM71742Q10614555780SHSOLE78000POLYCOM INC CMNCOM73172K10433750030000SHSOLE3000000POTASH CORP OF SASKATCHEWAN INCCOM73755L10777045847442SHSOLE4744200POWERSHARES S&P 500 LOW VOLATILITYCOM73937B7791026722400SHSOLE240000PROSHARES ULTRASHORT 20+Y TR ETFCOM74347B2014437140SHSOLE14000QIAGEN N.V. COMMON SHARESCOMN72482107148368SHSOLE6800QIHOO 360 TECHNOLOGY CO. LTD.COM74734M10963885SHPutSOLE8500QIHOO 360 TECHNOLOGY CO. LTD.COM74734M1091875150SHCallSOLE15000QLIK TECHNOLOGIES INC. CMNCOM74733T105739502500SHSOLE250000QLOGIC CORP CMNCOM747277101147401000SHSOLE100000QUALCOMM INC CMNCOM7475251031197292235SHSOLE223500QUANTA SERVICES INC CMNCOM74762E102196585SHSOLE8500QUOTIENT, LTD. CMNCOMG7326810713950018000SHSOLE1800000RALPH LAUREN CORP CMN CLASS ACOM751212101537760SHSOLE6000REACHLOCAL INC CMNCOM75525F1043424785752700SHSOLE75270000RESMED INC. CMNCOM761152107415990265790SHSOLE6579000RESOURCE AMERICA INC CL-A CMN CLASSCOM7611952053888400SHSOLE40000RITE AID CORPCOM7677541041500200SHCallSOLE20000RITE AID CORP CMNCOM76775410472952697400SHSOLE9740000ROYAL BANK OF CANADA CMNCOM7800871023556SHSOLE600ROYAL CARIBBEAN CRUISES LTD ISIN: LCOMV7780T1036715100SHSOLE10000ROYAL DUTCH SHELL PLC SPONSORED ADRSPONSORED ADR7802592069940180SHSOLE18000RUSH ENTERPISES INC CMN CLASS ACOM7818462095172240SHSOLE24000RUSH ENTERPRISES INC CMN CLASS BCOM7818463081330566400SHSOLE640000SAGE THERAPEUTICS INCCOM78667J108655020SHCallSOLE2000SANOFI SPONSORED ADR CMNSPONSORED ADR80105N105421SHSOLE100SBA COMMUNICATIONS CORP CMNCOM78388J1061640691520SHSOLE152000SEADRILL LTD. CMNCOMG7945E105162035001SHSOLE500100SHIRE LIMITEDCOM82481R106260040SHCallSOLE4000SHIRE LIMITED SPONSORED ADR CMNSPONSORED ADR82481R1061544486483903SHSOLE8390300SIENTRA, INC. CMNCOM82621J10510095715343SHSOLE1534300SKULLCANDY INC CMNCOM83083J10452288985161SHSOLE8516100SONY CORPORATION ADR CMNSPONSORED ADR83569930798616033600SHSOLE3360000SPDR S&P 500 ETFCOM78462F10374175950SHPutSOLE95000ST JUDE MEDICAL INC CMNCOM790849103780001000SHSOLE100000STANLEY BLACK & DECKER INC CMNCOM85450210111122100SHSOLE10000STAPLES INC.COM85503010212000400SHCallSOLE40000STAPLES, INC. CMNCOM85503010225860030000SHSOLE3000000STARWOOD HOTELS & RESORTS CMNCOM85590A4018937893120864SHSOLE12086400SYNAPTICS, INC. CMNCOM87157D109537501000SHSOLE100000SYNGENTA AG SPONSORED ADR CMNSPONSORED ADR87160A1001151851500SHSOLE150000SYSCO CORPORATION CMNCOM87182910715222300SHSOLE30000TAUBMAN CENTERS INC CMNCOM87666410335171474SHSOLE47400TECO ENERGY INC. CMNCOM872375100319324921155300SHSOLE115530000TENARIS SA SPONSORED ADR CMNSPONSORED ADR88031M109115360040000SHSOLE4000000THE HOME DEPOT, INC. CMNCOM4370761021755741375SHSOLE137500THE SOUTHERN CO. CMNCOM8425871071662533100SHSOLE310000THERAPEUTICSMD INC CMNCOM88338N1079350011000SHSOLE1100000TORONTO DOMINION BANK CMNCOM8911605091073252500SHSOLE250000TWENTY-FIRST CENTURY FOX, INC CMNCOM90130A101194872SHSOLE7200UCP INC CMNCOM90265Y1064010500SHSOLE50000UNILIFE CORPORATION CMNCOM90478E301103SHSOLE300UNITED TECHNOLOGIES CORP CMNCOM91301710910255100SHSOLE10000URSTADT BIDDLE PROPERTIES CMNCOM917286106251621150SHSOLE115000VALE S.A. ADRSPONSORED ADR91912E105177103500SHSOLE350000VALEANT PHARMACEUTICALS INTL CMNCOM91911K1021027145100SHSOLE510000VALSPAR CORP CMNCOM9203551043240903000SHSOLE300000VEREIT INC CMNCOM92339V100101401000SHSOLE100000VIACOM INC CMN CLASS BCOM92553P20120735500SHSOLE50000VISTEON CORPORATION CMNCOM92839U20632905500SHSOLE50000VMWARE INC.COM92856340216775160SHCallSOLE16000VMWARE INC. CMN CLASS ACOM928563402572201000SHSOLE100000WAFERGEN BIO-SYSTEMS INC CMNCOM93041P308821110000SHSOLE1000000WASHINGTON REAL ESTATE INVEST SBICOM9396531013146100SHSOLE10000WESTLAKE CHEMICAL CORPORATION CMNCOM960413102171740SHSOLE4000WILLIS TOWERS WATSON PLC CMNCOMG966291032492SHSOLE200WINTHROP REALTY TRUST CMNCOM976391300103901182SHSOLE118200WTS/AMBAC FINANCIAL GROUP, IN 16.67COM02313911639106952352SHSOLE5235200WYNN RESORTS, LIMITED CMNCOM983134107362640SHSOLE4000XCEL ENERGY INC CMNCOM98389B100895602000SHSOLE200000XENOPORT INC CMNCOM98411C1003417061485378SHSOLE48537800XENOPORT INC.COM98411C10032000100SHCallSOLE10000XURA INCCOM98420V10768875100SHCallSOLE10000XURA INC CMNCOM98420V1072174278900SHSOLE890000YAHOO INC CMNCOM9843321067512200SHSOLE20000ZILLOW GROUP INC. CMN CLASS ACOM98954M10183928522900SHSOLE2290000