0001111629-16-000006.txt : 20160125 0001111629-16-000006.hdr.sgml : 20160125 20160125152741 ACCESSION NUMBER: 0001111629-16-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160125 DATE AS OF CHANGE: 20160125 EFFECTIVENESS DATE: 20160125 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NEW YORK SECURITIES LLC /NY CENTRAL INDEX KEY: 0001111629 IRS NUMBER: 133270745 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11898 FILM NUMBER: 161358718 BUSINESS ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 212-848-0600 MAIL ADDRESS: STREET 1: 90 PARK AVENUE 5TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10016 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001111629 XXXXXXXX 12-31-2015 12-31-2015 FIRST NEW YORK SECURITIES LLC /NY
90 PARK AVENUE 5TH FLOOR NEW YORK NY 10016
13F HOLDINGS REPORT 028-11898 N
Elizabeth Dickerson Chief Compliance Officer 212-331-6725 Elizabeth Dickerson New York NY 01-25-2016 0 80 11620560 false
INFORMATION TABLE 2 Firm.xml FIRST NEW YORK SECURITIES 4Q15 ALCATEL-LUCENT SPONSORED ADR CMNSPONSORED ADR01390430510341027000SHSOLE2700000ALERIAN MLPCOM00162Q866262570SHCallSOLE7000ALLEGIANT TRAVEL CO CMNCOM01748X10216783100SHSOLE10000ALTERA CORPORATIONCOM0214411001100SHPutSOLE10000ALTERA CORPORATIONCOM0214411001840046SHCallSOLE4600AMERICAN AIRLINES GROUPCOM02376R10272SHCallSOLE200AMERICAN AIRLINES GROUP INC CMNCOM02376R102719951700SHSOLE170000ANADARKO PETROLEUM CORPCOM03251110740010SHCallSOLE1000APACHE CORP. CMNCOM037411105222450SHSOLE5000AQUA AMERICA INC CMNCOM03836W1033755126SHSOLE12600ATMEL CORP.COM04951310437550SHCallSOLE5000AVOLON HLDGS LTD CMNCOMG522371071500634847SHSOLE484700BAXALTA INCORPORATEDCOM07177M103137510SHCallSOLE1000BIOMED REALTY TRUST INCCOM09063H10710123SHCallSOLE300BOULDER BRANDS INCCOM1014051081932061SHCallSOLE6100BOULEVARD ACQUISITION CORP. I CORPCOM10157Q2013960400SHSOLE40000BROOKFIELD GLOBAL LISTED INFRASTRUCCOM11273Q1091175100SHSOLE10000CABLEVISION SYSTEMS CORPCOM12686C1091831537SHCallSOLE3700CALIFORNIA RESOURCES CORP CMNCOM13057Q10723301000SHSOLE100000CBRE GROUP INC CMNCOM12504L1093458100SHSOLE10000CENTERPOINT ENERGY INC.COM15189T1071001SHCallSOLE100CENTRAL GARDEN & PET CO CMNCOM153527106729815398SHSOLE539800CHESAPEAKE ENERGY CORPORATION CMNCOM1651671075850013000SHSOLE1300000CHINA UNICOM (HONG KONG) LTD ADR CMCOM16945R104699485800SHSOLE580000CIGNA CORPORATION CMNCOM125509109585340SHSOLE4000COPA HOLDINGS, S.A. CMN CLASS ACOMP310761057046146SHSOLE14600CSX CORPORATION CMNCOM1264081032595100SHSOLE10000DEVON ENERGY CORPORATION (NEW CMNCOM25179M1031040003250SHSOLE325000DIEBOLD INCORPORATEDCOM25365110387550SHCallSOLE5000DIGIRAD CORPORATION CMNCOM253827109347406000SHSOLE600000E Z CORP INC CL-A NON VTG CMN CLASSCOM3023011063992800SHSOLE80000EMBOTELLADORA ANDINA SA SPONSORED ASPONSORED ADR29081P303254191460SHSOLE146000FEDEX CORP CMNCOM31428X106298020SHSOLE2000GREIF INC CMN CLASS ACOM3976241072918639473SHSOLE947300HAMPTON ROADS BANKSHARES INC CMNCOM409321502135987390SHSOLE739000HSBC HOLDINGS PLC SPONSORED ADR CMNSPONSORED ADR404280406118430SHSOLE3000IDEX CORPORATION COMMON STOCKCOM45167R104406053SHSOLE5300INTEL CORPORATION CMNCOM458140100689002000SHSOLE200000ISHARES U.S. REALCOM464287739123SHPutSOLE300JARDEN CORPORATION CMNCOM471109108156508827400SHSOLE2740000KANSAS CITY SOUTHERN CMNCOM48517030229868400SHSOLE40000KINDER MORGAN INCCOM49456B10158751250SHCallSOLE125000KING DIGITAL ENTERTAINMENT PL CMNCOMG5258J10934329619200SHSOLE1920000KING DIGITAL ENTERTAINMENT PLCCOMG5258J10959380158SHCallSOLE15800LIBERTY MEDIA CORPORATION CMNCOM53122930015232400SHSOLE40000MACQUARIE INFRASTRUCTURE CORP CMNCOM55608B1051815002500SHSOLE250000MASTERCARD INCORPORATED CMN CLASS ACOM57636Q104584260SHSOLE6000MSC INDUSTRIAL DIRECT CO INC CL-A CCOM5535301068778156SHSOLE15600NABORS INDUSTRIES LTD. CMNCOMG6359F103936110SHSOLE11000NATIONAL RETAIL PROPERTIES IN CMNCOM6374171068010200SHSOLE20000OMNICOM GROUP CMNCOM681919106196726SHSOLE2600OPKO HEALTH INC CMNCOM68375N103404SHSOLE400ORACLE CORPORATION CMNCOM68389X105164385045000SHSOLE4500000PARTNERRE LTD BERMUDACOMG6852T1051515030SHCallSOLE3000PDVWIRELESS INC CMNCOM69290R104412501500SHSOLE150000PEOPLES UNITED FINANCIAL INC CMNCOM7127041058075500SHSOLE50000PEP BOYS MANNY-MOE &JACKCOM713278109258300422SHCallSOLE42200PHI INC CMN CLASSCOM69336T205332SHSOLE200PMC-SIERRA INCCOM69344F1063729001064SHCallSOLE106400PROSHARES ULTRASHORT YEN CMNCOM74347W5692636703000SHSOLE300000PULTEGROUP INC. CMNCOM745867101327891840SHSOLE184000QLIK TECHNOLOGIES INC. CMNCOM74733T10515830500SHSOLE50000RETROPHIN INCCOM76129910654036SHCallSOLE3600ROYAL BANK OF CANADA CMNCOM7800871022685SHSOLE500SANDISK CORPCOM80004C1012321SHCallSOLE100SOLARWINDS INC.COM83416B109115150490SHCallSOLE49000SOLERA HOLDINGS INC CMNCOM83421A104148041027000SHSOLE2700000SOUTHWESTERN ENERGY CO. CMNCOM84546710911091615600SHSOLE1560000SPDR S&P 500 ETFCOM78462F103108800400SHPutSOLE40000STANLEY BLACK & DECKER INC CMNCOM85450210110673100SHSOLE10000STRATUS PPTYS INC CMNCOM8631672016123300SHSOLE30000SYNCHRONY FINANCIAL CMNCOM87165B103142927047000SHSOLE4700000TWITTER, INC. CMNCOM90184L10245123019500SHSOLE1950000UCP INC CMNCOM90265Y1063600500SHSOLE50000UTI WORLDWIDE CMNCOMG872101037030010000SHSOLE1000000WASHINGTON REAL ESTATE INVT T SBICOM9396531012706100SHSOLE10000WESTERN DIGITAL CORPORATIONCOM958102105300001500SHCallSOLE150000WL ROSS HLDG CORPCOM92939D2032050200SHSOLE20000YAHOO INC CMNCOM984332106151000445400SHSOLE4540000YOUKU TUDOU INCCOM98742U100221000350SHCallSOLE35000