0000091142-16-000101.txt : 20160517 0000091142-16-000101.hdr.sgml : 20160517 20160517092734 ACCESSION NUMBER: 0000091142-16-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160516 FILED AS OF DATE: 20160517 DATE AS OF CHANGE: 20160517 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMITH A O CORP CENTRAL INDEX KEY: 0000091142 STANDARD INDUSTRIAL CLASSIFICATION: HOUSEHOLD APPLIANCES [3630] IRS NUMBER: 390619790 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 BUSINESS PHONE: 4143594000 MAIL ADDRESS: STREET 1: 11270 WEST PARK PLACE CITY: MILWAUKEE STATE: WI ZIP: 53224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JONES PAUL W CENTRAL INDEX KEY: 0001111599 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-00475 FILM NUMBER: 161656239 MAIL ADDRESS: STREET 1: 900 COMMERCE DRIVE, SUITE 302 CITY: OAK BROOK STATE: IL ZIP: 60523 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2016-05-16 0000091142 SMITH A O CORP AOS 0001111599 JONES PAUL W A. O. SMITH CORPORATION 11270 WEST PARK PLACE MILWAUKEE WI 53224 1 0 0 0 Common Stock 2016-05-16 4 M 0 80400 34.923 A 285067 D Common Stock 2016-05-16 4 S 0 80400 78.7732 D 204667 D Employee Stock Options (Right to Buy) 34.923 2016-05-16 4 M 0 80400 0 D 2023-02-11 Common Stock 80400 60450 D The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. James F. Stern, Attorney-in-Fact for Paul W. Jones 2016-05-17