SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
HUMMER WINBLAD VENTURE PARTNERS V LP

(Last) (First) (Middle)
C/O HUMMER WINBLAD EQUITY PARTNERS V,
LLC, PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
04/03/2014
3. Issuer Name and Ticker or Trading Symbol
Five9, Inc. [ FIVN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director X 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 8,410,041 D(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
HUMMER WINBLAD VENTURE PARTNERS V LP

(Last) (First) (Middle)
C/O HUMMER WINBLAD EQUITY PARTNERS V,
LLC, PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Hummer Winblad Equity Partners V, LLC

(Last) (First) (Middle)
PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
HUMMER WINBLAD VENTURE PARTNERS V A LP

(Last) (First) (Middle)
PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
Hummer John

(Last) (First) (Middle)
PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
1. Name and Address of Reporting Person*
WINBLAD ANN L

(Last) (First) (Middle)
PIER 33 SOUTH, THE EMBARCADERO

(Street)
SAN FRANCISCO CA 94111

(City) (State) (Zip)

Relationship of Reporting Person(s) to Issuer
Director X 10% Owner
Officer (give title below) Other (specify below)
Explanation of Responses:
1. Securities are owned directly by Hummer Winblad Venture Partners V, L.P. ("HWVP V") as nominee for HWVP V and Hummer Winblad Venture Partners V-A, L.P. ("HWVP VA"). John Hummer and Ann Winblad are each managing members of Hummer Winblad Equity Partners V, L.L.C. ("HWEP V"), which is the general partner of HWVP V and HWVP VA. Mr. Hummer and Ms. Winblad disclaim beneficial ownership of all securities held by HWVP V except to the extent of their pecuniary interests therein.
Remarks:
Exhibit List Exhibit 24 - Power of Attorney
/s/ Ingrid Chiavacci, attorney-in-fact for Hummer Winblad Venture Partners V, L.P. 04/03/2014
/s/ Ingrid Chiavacci, attorney-in-fact for Hummer Winblad Equity Partners V, L.L.C. 04/03/2014
/s/ Ingrid Chiavacci, attorney-in-fact for Hummer Winblad Venture Partners V-A, L.P. 04/03/2014
/s/ Ingrid Chiavacci, attorney-in-fact for John Hummer 04/03/2014
/s/ Ingrid Chiavacci, attorney-in-fact for Ann Winblad 04/03/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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