SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Cabou Christian

(Last) (First) (Middle)
5200 ILLUMINA WAY

(Street)
SAN DIEGO CA 92122

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ILLUMINA INC [ ILMN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr VP & General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
01/29/2013
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/29/2013 A 5,333 (1) A $0.0 45,856 D
Common Stock 01/30/2013 M 30,000 (2) A $28.45 75,856 D
Common Stock 01/30/2013 S 30,000 (2) D $50.6217 (3) 45,856 D
Common Stock 01/30/2013 M 10,500 (2) A $32.485 56,356 D
Common Stock 01/30/2013 S 10,500 (2) D $50.8421 (4) 45,856 D
Common Stock 01/30/2013 M 15,000 (2) A $20.04 60,856 D
Common Stock 01/30/2013 S 15,000 (2) D $50.9355 (5) 45,856 D
Common Stock 01/31/2013 M 35,000 (2) A $13.7 80,856 D
Common Stock 01/31/2013 S 35,000 (2) D $50.5411 (6) 45,856 D
Common Stock 1,000 I by Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $13.7 01/31/2013 M 35,000 (2) 05/30/2007 05/30/2016 Common Stock 35,000 $0.0 0.0 D
Non-Qualified Stock Option (right to buy) $20.04 01/30/2013 M 15,000 (2) 02/25/2007 01/25/2017 Common Stock 15,000 $0.0 0.0 D
Non-Qualified Stock Option (right to buy) $28.45 01/30/2013 M 30,000 (2) 02/28/2009 01/28/2019 Common Stock 30,000 $0.0 0.0 D
Non-Qualified Stock Option (right to buy) $32.485 01/30/2013 M 10,500 (2) 02/29/2008 01/29/2018 Common Stock 10,500 $0.0 0.0 D
Performance Shares (7) 01/29/2013 A 24,000 (7) (7) 01/03/2016 Common Stock 24,000 $0.0 24,000 D
Explanation of Responses:
1. Grant of restricted stock units that vest as follows: 25% of the Shares subject to the Award become vested on each of the first four anniversaries of grant date, subject to Awardee's continuing to be a Service Provider on such dates.
2. The sale was made pursuant to a 10b5-1 plan.
3. Weighted average sale price representing 30,000 shares sold ranging from $50.37 to $50.80 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
4. Weighted average sale price representing 10,500 shares sold ranging from $50.80 to $50.88 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
5. Weighted average sale price representing 15,000 shares sold ranging from $50.88 to $51.01 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
6. Weighted average sale price representing 35,000 shares sold ranging from $50.07 to $50.99 per share. Number of shares sold at each separate price will be made available to the SEC staff, the issuer, or a security holder of the issuer upon request.
7. Each performance stock unit represents a contingent right to receive one share of common stock based on the Company's earnings per share for the fiscal year ending January 3, 2016. The number of shares issued will range from 50% to 150% of the amount specified above, based on the Company's actual earnings per share for the fiscal year ending January 3, 2016 relative to pre-defined objectives.
By: Scott M. Davies For: Christian G. Cabou 01/31/2013
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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