0001417327-11-000026.txt : 20110817 0001417327-11-000026.hdr.sgml : 20110817 20110817213716 ACCESSION NUMBER: 0001417327-11-000026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rundle Catherine Hunt CENTRAL INDEX KEY: 0001351265 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 111043624 MAIL ADDRESS: STREET 1: MIPS TECHNOLOGIES, INC. STREET 2: 1225 CHARLESTON ROAD CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-15 0001110647 OCLARO, INC. OCLR 0001351265 Rundle Catherine Hunt 2560 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 EVP, General Counsel Common Stock 2011-08-15 4 A 0 20000 0 A 65033 D Common Stock 2011-08-17 4 S 0 2731 3.7822 D 62302 D Stock Option (Right to Buy) 4.33 2011-08-15 4 A 0 20000 0 A 2012-08-15 2021-08-15 Common Stock 20000 20000 D The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter. Sale of 2,731 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards. The price range for sales of these shares was between $3.78 to $3.79. Upon appropriate request, the Reporting Person will provide full information regarding the number of shares sold at each separate price. The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter. Christopher Croddy, Attorney-in-Fact 2011-08-17