0001417327-11-000024.txt : 20110817 0001417327-11-000024.hdr.sgml : 20110817 20110817213502 ACCESSION NUMBER: 0001417327-11-000024 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110815 FILED AS OF DATE: 20110817 DATE AS OF CHANGE: 20110817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Maitre Yves CENTRAL INDEX KEY: 0001334769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 111043621 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-08-15 0001110647 OCLARO, INC. OCLR 0001334769 Le Maitre Yves 2560 JUNCTION AVENUE SAN JOSE CA 95134 0 1 0 0 Chief Commercial Officer Common Stock 2011-08-15 4 A 0 20000 0 A 38675 D Common Stock 2011-08-17 4 S 0 1817 3.79 D 36858 D Stock Option (Right to Buy) 4.33 2011-08-15 4 A 0 20000 0 A 2012-08-15 2021-08-15 Common Stock 20000 20000 D The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter. Sale of 1,817 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards. The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter. Christopher Croddy, Attorney-in-Fact 2011-08-17