0001417327-11-000024.txt : 20110817
0001417327-11-000024.hdr.sgml : 20110817
20110817213502
ACCESSION NUMBER: 0001417327-11-000024
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110815
FILED AS OF DATE: 20110817
DATE AS OF CHANGE: 20110817
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Le Maitre Yves
CENTRAL INDEX KEY: 0001334769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30684
FILM NUMBER: 111043621
MAIL ADDRESS:
STREET 1: C/O AVANEX CORPORATION
STREET 2: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCLARO, INC.
CENTRAL INDEX KEY: 0001110647
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201303994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 2584 JUNCTION AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 383-1400
MAIL ADDRESS:
STREET 1: 2584 JUNCTION AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20090424
FORMER COMPANY:
FORMER CONFORMED NAME: OCLARO, INC.
DATE OF NAME CHANGE: 20090423
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20040929
4
1
edgar.xml
PRIMARY DOCUMENT
X0304
4
2011-08-15
0001110647
OCLARO, INC.
OCLR
0001334769
Le Maitre Yves
2560 JUNCTION AVENUE
SAN JOSE
CA
95134
0
1
0
0
Chief Commercial Officer
Common Stock
2011-08-15
4
A
0
20000
0
A
38675
D
Common Stock
2011-08-17
4
S
0
1817
3.79
D
36858
D
Stock Option (Right to Buy)
4.33
2011-08-15
4
A
0
20000
0
A
2012-08-15
2021-08-15
Common Stock
20000
20000
D
The restricted award vests 25% on the one year anniversary, then 6.25% every 3 month period thereafter.
Sale of 1,817 shares to satisfy tax obilgations arising in connection with the vesting of previously granted and reported restricted stock awards.
The option vests 25% on the one year anniversary, then 36 equal monthly installments thereafter.
Christopher Croddy, Attorney-in-Fact
2011-08-17