0001214659-13-001004.txt : 20130222 0001214659-13-001004.hdr.sgml : 20130222 20130222182611 ACCESSION NUMBER: 0001214659-13-001004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130220 FILED AS OF DATE: 20130222 DATE AS OF CHANGE: 20130222 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Le Maitre Yves CENTRAL INDEX KEY: 0001334769 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-30684 FILM NUMBER: 13635761 MAIL ADDRESS: STREET 1: C/O AVANEX CORPORATION STREET 2: 40919 ENCYCLOPEDIA CIRCLE CITY: FREMONT STATE: CA ZIP: 94538 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OCLARO, INC. CENTRAL INDEX KEY: 0001110647 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 201303994 STATE OF INCORPORATION: DE FISCAL YEAR END: 0703 BUSINESS ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 BUSINESS PHONE: (408) 383-1400 MAIL ADDRESS: STREET 1: 2584 JUNCTION AVENUE CITY: SAN JOSE STATE: CA ZIP: 95134 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20090424 FORMER COMPANY: FORMER CONFORMED NAME: OCLARO, INC. DATE OF NAME CHANGE: 20090423 FORMER COMPANY: FORMER CONFORMED NAME: BOOKHAM, INC. DATE OF NAME CHANGE: 20040929 4 1 marketforms-13156.xml PRIMARY DOCUMENT X0306 4 2013-02-20 0001110647 OCLARO, INC. OCLR 0001334769 Le Maitre Yves 2560 JUNCTION AVENUE SAN JOSE CA 95134 false true false false EVP, Chief Commercial Officer Common Stock 2013-02-20 4 S false 9225 1.3967 D 94283 D Common Stock 2013-02-21 4 F false 524 1.45 D 93759 D Sale of 9,225 shares pursuant to a Rule 10b5-1 trading plan adopted on May 29, 2012. The total shares includes 9,225 share acquired through the Company's Employee Stock Purchase Plan. The purchase price of the shares was $1.23 per share. Withholding of 524 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards. Christopher Croddy, Attorney-in-Fact 2013-02-22