0001214659-13-001004.txt : 20130222
0001214659-13-001004.hdr.sgml : 20130222
20130222182611
ACCESSION NUMBER: 0001214659-13-001004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130220
FILED AS OF DATE: 20130222
DATE AS OF CHANGE: 20130222
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Le Maitre Yves
CENTRAL INDEX KEY: 0001334769
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-30684
FILM NUMBER: 13635761
MAIL ADDRESS:
STREET 1: C/O AVANEX CORPORATION
STREET 2: 40919 ENCYCLOPEDIA CIRCLE
CITY: FREMONT
STATE: CA
ZIP: 94538
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: OCLARO, INC.
CENTRAL INDEX KEY: 0001110647
STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674]
IRS NUMBER: 201303994
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0703
BUSINESS ADDRESS:
STREET 1: 2584 JUNCTION AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
BUSINESS PHONE: (408) 383-1400
MAIL ADDRESS:
STREET 1: 2584 JUNCTION AVENUE
CITY: SAN JOSE
STATE: CA
ZIP: 95134
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20090424
FORMER COMPANY:
FORMER CONFORMED NAME: OCLARO, INC.
DATE OF NAME CHANGE: 20090423
FORMER COMPANY:
FORMER CONFORMED NAME: BOOKHAM, INC.
DATE OF NAME CHANGE: 20040929
4
1
marketforms-13156.xml
PRIMARY DOCUMENT
X0306
4
2013-02-20
0001110647
OCLARO, INC.
OCLR
0001334769
Le Maitre Yves
2560 JUNCTION AVENUE
SAN JOSE
CA
95134
false
true
false
false
EVP, Chief Commercial Officer
Common Stock
2013-02-20
4
S
false
9225
1.3967
D
94283
D
Common Stock
2013-02-21
4
F
false
524
1.45
D
93759
D
Sale of 9,225 shares pursuant to a Rule 10b5-1 trading plan adopted on May 29, 2012.
The total shares includes 9,225 share acquired through the Company's Employee Stock Purchase Plan. The purchase price of the shares was $1.23 per share.
Withholding of 524 shares to satisfy tax obligations arising in connection with the non-reportable vesting of restricted stock awards.
Christopher Croddy, Attorney-in-Fact
2013-02-22