-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, B60WzjHQkSCpCJMzFVcZTDAPzl+5l4uhO8m0kWfip8P94fr/Ki/QQ5bnVfYUNmOG ptDipNvBcZRzZKu6oXkwLA== 0000899140-04-000470.txt : 20040326 0000899140-04-000470.hdr.sgml : 20040326 20040326100756 ACCESSION NUMBER: 0000899140-04-000470 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20040326 GROUP MEMBERS: WARBURG PINCUS & CO. GROUP MEMBERS: WARBURG PINCUS LLC SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: I TRAX INC CENTRAL INDEX KEY: 0001110189 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 233057155 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-61171 FILM NUMBER: 04691428 BUSINESS ADDRESS: STREET 1: ONE LOGAN SQUARE STREET 2: 130 N 18TH ST SUITE 3615 CITY: PHILADELPHIA STATE: PA ZIP: 19103 BUSINESS PHONE: 7038600600 MAIL ADDRESS: STREET 1: ONE LOGAN SQUARE STREET 2: 130 N 18TH STREET SUITE 2615 CITY: PHILADELPHIA STATE: PA ZIP: 19103 FORMER COMPANY: FORMER CONFORMED NAME: I TRAX COM INC DATE OF NAME CHANGE: 20000404 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: WARBURG PINCUS VENTURES LP CENTRAL INDEX KEY: 0000942263 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133784037 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 BUSINESS PHONE: 2128780600 MAIL ADDRESS: STREET 1: E M WARBURG PINCUS & CO INC STREET 2: 466 LEXINGTON AVE 10TH FL CITY: NEW YORK STATE: NY ZIP: 10017-3147 SC 13G 1 w2509760a.txt INITIAL FILING ON SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934* I-trax, Inc. ------------ (Name of Issuer) Common Stock, $0.001 par value ------------------------------ (Title of Class of Securities) 45069D203 --------- (CUSIP Number) March 19, 2004 -------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [X] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). - ------------------- ----------------- CUSIP No. 45069D203 13G Page 2 of 8 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg, Pincus Ventures, L.P. - (IRS Identification No. 13-3784037) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,772,056 shares, except that Warburg Pincus & Co. ("WPC"), the sole general partner of Warburg, Pincus Ventures, L.P. ("WPV"), may be deemed to have shared voting power with respect to such shares and Warburg Pincus LLC ("WPLLC"), the manager of WPV, may be deemed to have shared voting power with respect to such shares. ------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY See response to row 5. OWNED BY EACH ------------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 4,772,056 shares, except that WPC, the sole general partner of WPV, may be deemed to have shared dispositive power with respect to such shares and WPLLC, the manager of WPV, may be deemed to have shared dispositive power with respect to such shares. ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,772,056 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------- ----------------- CUSIP No. 45069D203 13G Page 3 of 8 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus & Co. - (IRS Identification No. 13-6358475) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,772,056 shares, all of which are beneficially owned by WPV. WPC is the sole general partner of WPV and WPLLC is the manager of WPV. WPC and WPLLC may be deemed to share with WPV voting power with respect to such shares. ------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY See response to row 5. OWNED BY EACH ------------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 4,772,056 shares, all of which are beneficially owned by WPV. WPC is the sole general partner of WPV and WPLLC is the manager of WPV. WPC and WPLLC may be deemed to share with WPV dispositive power with respect to such shares. ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,772,056 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! - ------------------- ----------------- CUSIP No. 45069D203 13G Page 4 of 8 Pages - ------------------- ----------------- - -------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Warburg Pincus LLC - (IRS Identification No. 13-3536050) - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION New York - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 4,772,056 shares, all of which are beneficially owned by WPV. WPLLC is the manager of WPV and WPC is the sole general partner of WPV. WPC and WPLLC may be deemed to share with WPV voting power with respect to such shares. ------------------------------------------------------------------ NUMBER OF 6 SHARED VOTING POWER SHARES BENEFICIALLY See response to row 5. OWNED BY EACH ------------------------------------------------------------------ REPORTING 7 SOLE DISPOSITIVE POWER PERSON WITH 4,772,056 shares, all of which are beneficially owned by WPV. WPLLC is the manager of WPV and WPC is the sole general partner of WPV. WPC and WPLLC may be deemed to share with WPV dispositive power with respect to such shares. ------------------------------------------------------------------ 8 SHARED DISPOSITIVE POWER See response to row 7. - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,772,056 - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* [ ] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 16.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* OO - -------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! This Schedule 13G is being filed with respect to the Common Stock, $0.001 par value of I-trax, Inc. Item 1(a): Name of Issuer: - ---------- --------------- I-trax, Inc., a Delaware corporation (the "Company"). Item 1(b): Address of Issuer's Principal Executive Offices: - ---------- ------------------------------------------------ One Logan Square, Suite 2615 130 N. 18th Street Philadelphia, Pennsylvania 19103 Item 2(a): Name of Person Filing: - ---------- ---------------------- Warburg, Pincus Ventures, L.P. ("WPV") Warburg Pincus & Co. ("WPC") Warburg Pincus LLC ("WPLLC") Item 2(b): Address of Principal Business Office or, if None, Residence: - ---------- ------------------------------------------------------------ 466 Lexington Avenue New York, New York 10017 Item 2(c): Citizenship: - ---------- ------------ WPV is a Delaware limited partnership WPC is a New York general partnership WPLLC is a New York limited liability company Item 2(d): Title of Class of Securities: - ---------- ----------------------------- Common Stock, $0.001 par value (the "Common Stock") Item 2(e): CUSIP Number: - ---------- ------------- 45069D203 Item 3: If this statement is filed pursuant to Rules 13d-1(b) or - ------- -------------------------------------------------------- 13d-2(b) or (c), check whether the person filing is a: ------------------------------------------------------ Not applicable. Item 4: Ownership: - ------- ---------- As to each of WPV, WPC and WPLLC (individually, a "Reporting Person" and collectively the "Reporting Persons"): -5- (a) Amount beneficially owned: 4,772,056 (b) Percent of class: 16.5% (c) Number of shares as to which the person has: (i) Sole power to vote or direct the vote: See Row 5 for each Reporting Person. (ii) Shared power to vote or direct the vote: See Row 6 for each Reporting Person. (iii) Sole power to dispose or direct the disposition of: See Row 7 for each Reporting Person. (iv) Shared power to dispose or direct the disposition of: See Row 8 for each Reporting Person. Item 5: Ownership of Five Percent or Less of a Class: - ------- --------------------------------------------- Not applicable. Item 6: Ownership of More than Five Percent on Behalf of Another - ------- -------------------------------------------------------- Person: ------- Not applicable. Item 7: Identification and Classification of the Subsidiary Which - ------- --------------------------------------------------------- Acquired the Security Being Reported on by the Parent ----------------------------------------------------- Holding Company: ---------------- Not applicable. Item 8: Identification and Classification of Members of the Group: - ------- ---------------------------------------------------------- The Reporting Persons are making this single, joint filing because they may be deemed to constitute a "group" within the meaning of Section 13(d)(3) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). The agreement among the Reporting Persons to file jointly is attached hereto as Exhibit 1. Each Reporting Person disclaims beneficial ownership of the Common Stock except to the extent of its pecuniary interest therein. Item 9: Notice of Dissolution of Group: - ------- ------------------------------- Not applicable. Item 10: Certification: - -------- -------------- Each Reporting Person hereby makes the following certification: By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -6- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 26, 2004 WARBURG, PINCUS VENTURES, L.P. By: Warburg Pincus & Co. its General Partner By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Partner WARBURG PINCUS & CO. By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Managing Director Exhibit Index Exhibit 1 Joint Filing Agreement, dated as of March 26, 2004 EX-1 3 w2509760b.txt JOINT FILING AGREEMENT Exhibit 1 --------- JOINT FILING AGREEMENT PURSUANT TO RULE 13D-1(k)(1) The undersigned acknowledge and agree that the foregoing Statement on Schedule 13G is filed on behalf of each of the undersigned and that all subsequent amendments to such statement on Schedule 13G shall be filed on behalf of each of the undersigned without the necessity of filing additional joint filing agreements. The undersigned acknowledge that each shall be responsible for the timely filing of such amendments, and for the completeness and accuracy of the information concerning it contained therein, but shall not be responsible for the completeness and accuracy of the information concerning the others, except to the extent that it knows or has reason to believe that such information is inaccurate. This Agreement may be executed in any number of counterparts and all of such counterparts taken together shall constitute one and the same instrument. Dated: March 26, 2004 WARBURG, PINCUS VENTURES, L.P. By: Warburg Pincus & Co. its General Partner By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Partner WARBURG PINCUS & CO. By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Partner WARBURG PINCUS LLC By: /s/ Scott A. Arenare ------------------------------ Name: Scott A. Arenare Title: Managing Director -----END PRIVACY-ENHANCED MESSAGE-----