Chief Operating Officer

0001376474-20-000105.txt : 20200508 0001376474-20-000105.hdr.sgml : 20200508 20200508135615 ACCESSION NUMBER: 0001376474-20-000105 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 EFFECTIVENESS DATE: 20200508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 20859899 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 03-31-2020 03-31-2020 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-378-5272 /s/ Steve Cairney Cedar Rapids IA 05-08-2020 0 257 234369 false INFORMATION TABLE 2 aci_13f.xml ABBOTT LABS COM Stock 002824100 695 8803 SH SOLE 0 0 8803 ABBVIE INC COM Stock 00287Y109 771 10115 SH SOLE 0 0 10115 ABERDEEN GLOBAL PREMIER PPTYS COM SH BEN INT CEF 00302L108 46 10925 SH SOLE 0 0 10925 ACCENTURE PLC IRELAND SHS CLASS A Stock G1151C101 1179 7222 SH SOLE 0 0 7222 ACTIVISION BLIZZARD INC COM Stock 00507V109 779 13092 SH SOLE 0 0 13092 ADOBE INC COM Stock 00724F101 1026 3224 SH SOLE 0 0 3224 ADVENT CONVERTIBLE & INCOME FD COM CEF 00764C109 190 17901 SH SOLE 0 0 17901 AFLAC INC COM Stock 001055102 202 5900 SH SOLE 0 0 5900 ALERIAN MLP ETF ETF 00162Q866 36 10590 SH SOLE 0 0 10590 ALIBABA GROUP HLDG LTD SPONSORED ADS ADR 01609W102 472 2427 SH SOLE 0 0 2427 ALLIANT ENERGY CORP COM Stock 018802108 1052 21781 SH SOLE 0 0 21781 ALPHABET INC CAP STK CL A Stock 02079K305 265 228 SH SOLE 0 0 228 ALPHABET INC CAP STK CL C Stock 02079K107 345 297 SH SOLE 0 0 297 ALTRIA GROUP INC COM Stock 02209S103 658 17021 SH SOLE 0 0 17021 AMAZON COM INC COM Stock 023135106 2837 1455 SH SOLE 0 0 1455 AMERICAN ELEC PWR CO INC COM Stock 025537101 255 3182 SH SOLE 0 0 3182 AMERICAN EXPRESS CO COM Stock 025816109 306 3568 SH SOLE 0 0 3568 AMERICAN TOWER CORP NEW COM REIT 03027X100 1578 7245 SH SOLE 0 0 7245 AMGEN INC COM Stock 031162100 593 2923 SH SOLE 0 0 2923 ANALOG DEVICES INC COM Stock 032654105 974 10867 SH SOLE 0 0 10867 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 260 5900 SH SOLE 0 0 5900 ANTERO RESOURCES CORP COM Stock 03674X106 7 10000 SH SOLE 0 0 10000 AON PLC SHS CL A Stock G0403H108 487 2950 SH SOLE 0 0 2950 APPLE INC COM Stock 037833100 8076 31759 SH SOLE 0 0 31759 AT&T INC COM Stock 00206R102 1139 39068 SH SOLE 0 0 39068 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 1161 8492 SH SOLE 0 0 8492 BAXTER INTL INC COM Stock 071813109 301 3706 SH SOLE 0 0 3706 BECTON DICKINSON & CO COM Stock 075887109 1271 5533 SH SOLE 0 0 5533 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1360 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3565 19497 SH SOLE 0 0 19497 BEST BUY INC COM Stock 086516101 767 13457 SH SOLE 0 0 13457 BLACK HILLS CORP COM Stock 092113109 209 3262 SH SOLE 0 0 3262 BLACKROCK ENHANCED GLOBAL DIVI COM CEF 092501105 567 68368 SH SOLE 0 0 68368 BOEING CO COM Stock 097023105 365 2445 SH SOLE 0 0 2445 BP PLC SPONSORED ADR ADR 055622104 218 8957 SH SOLE 0 0 8957 BRISTOL-MYERS SQUIBB CO COM Stock 110122108 224 4026 SH SOLE 0 0 4026 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 254 26025 SH SOLE 0 0 26025 CALIFORNIA WTR SVC GROUP COM Stock 130788102 279 5540 SH SOLE 0 0 5540 CARLISLE COS INC COM Stock 142339100 239 1909 SH SOLE 0 0 1909 CATERPILLAR INC DEL COM Stock 149123101 840 7241 SH SOLE 0 0 7241 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 71 13509 SH SOLE 0 0 13509 CENTENE CORP DEL COM Stock 15135B101 297 4997 SH SOLE 0 0 4997 CHEVRON CORP NEW COM Stock 166764100 262 3616 SH SOLE 0 0 3616 CINTAS CORP COM Stock 172908105 657 3794 SH SOLE 0 0 3794 CISCO SYS INC COM Stock 17275R102 446 11340 SH SOLE 0 0 11340 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 1974 104724 SH SOLE 0 0 104724 COHEN & STEERS QUALITY INCOME COM CEF 19247L106 149 16455 SH SOLE 0 0 16455 COHEN & STEERS REIT & PFD &INM COM CEF 19247X100 337 20900 SH SOLE 0 0 20900 COLGATE PALMOLIVE CO COM Stock 194162103 431 6500 SH SOLE 0 0 6500 COMCAST CORP NEW CL A Stock 20030N101 877 25503 SH SOLE 0 0 25503 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 800 8153 SH SOLE 0 0 8153 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 378 6936 SH SOLE 0 0 6936 COPART INC COM Stock 217204106 755 11023 SH SOLE 0 0 11023 COSTCO WHSL CORP NEW COM Stock 22160K105 2222 7793 SH SOLE 0 0 7793 CSX CORP COM Stock 126408103 685 11960 SH SOLE 0 0 11960 CUMMINS INC COM Stock 231021106 612 4523 SH SOLE 0 0 4523 CVS HEALTH CORP COM Stock 126650100 1188 20022 SH SOLE 0 0 20022 CYBERARK SOFTWARE LTD SHS Stock M2682V108 438 5124 SH SOLE 0 0 5124 DANAHER CORPORATION COM Stock 235851102 1059 7650 SH SOLE 0 0 7650 DAVITA INC COM Stock 23918K108 263 3463 SH SOLE 0 0 3463 DEERE & CO COM Stock 244199105 698 5052 SH SOLE 0 0 5052 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 319 42776 SH SOLE 0 0 42776 DISNEY WALT CO COM DISNEY Stock 254687106 1805 18685 SH SOLE 0 0 18685 DOMINION ENERGY INC COM Stock 25746U109 210 2903 SH SOLE 0 0 2903 EATON VANCE CORP COM NON VTG Stock 278265103 631 19553 SH SOLE 0 0 19553 ECOLAB INC COM Stock 278865100 1052 6754 SH SOLE 0 0 6754 EDWARDS LIFESCIENCES CORP COM Stock 28176E108 294 1559 SH SOLE 0 0 1559 ELECTRONIC ARTS INC COM Stock 285512109 256 2555 SH SOLE 0 0 2555 ENTERPRISE PRODS PARTNERS L P COM Stock 293792107 616 43084 SH SOLE 0 0 43084 EPAM SYS INC COM Stock 29414B104 270 1452 SH SOLE 0 0 1452 ESSENT GROUP LTD COM Stock G3198U102 247 9367 SH SOLE 0 0 9367 ESSENTIAL UTILS INC COM Stock 29670G102 792 19463 SH SOLE 0 0 19463 EXXON MOBIL CORP COM Stock 30231G102 324 8524 SH SOLE 0 0 8524 FACEBOOK INC CL A Stock 30303M102 319 1915 SH SOLE 0 0 1915 FACTSET RESH SYS INC COM Stock 303075105 1881 7214 SH SOLE 0 0 7214 FEDERAL SIGNAL CORP COM Stock 313855108 259 9476 SH SOLE 0 0 9476 FIDELITY LOW DURATION BOND FACTOR ETF ETF 316188408 2561 52414 SH SOLE 0 0 52414 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 394 18936 SH SOLE 0 0 18936 FIRST AMERN FINL CORP COM Stock 31847R102 294 6936 SH SOLE 0 0 6936 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 622 10541 SH SOLE 0 0 10541 FIRST TRUST SMALL CAP CORE ALPHADEX FUND ETF 33734Y109 622 15131 SH SOLE 0 0 15131 FOAMIX PHARMACEUTICALS LTD SHS Stock M46135105 0 20150 SH SOLE 0 0 20150 FORD MTR CO DEL COM Stock 345370860 316 65336 SH SOLE 0 0 65336 FT CBOE VEST U.S. EQUITY DEEP BUFFER ETF - FEBRUARY ETF 33740F771 224 8118 SH SOLE 0 0 8118 FTI CONSULTING INC COM Stock 302941109 264 2202 SH SOLE 0 0 2202 GENERAL ELECTRIC CO COM Stock 369604103 182 22863 SH SOLE 0 0 22863 GILEAD SCIENCES INC COM Stock 375558103 609 8141 SH SOLE 0 0 8141 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 1151 22049 SH SOLE 0 0 22049 HANCOCK JOHN TAX-ADVANTAGED DI COM CEF 41013V100 886 50373 SH SOLE 0 0 50373 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 997 11257 SH SOLE 0 0 11257 HENRY JACK & ASSOC INC COM Stock 426281101 1560 10047 SH SOLE 0 0 10047 HOME DEPOT INC COM Stock 437076102 774 4146 SH SOLE 0 0 4146 INDUSTRIAL SELECT SECTOR SPDR FUND ETF 81369Y704 259 4382 SH SOLE 0 0 4382 INTEL CORP COM Stock 458140100 1251 23124 SH SOLE 0 0 23124 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 748 6738 SH SOLE 0 0 6738 INTUITIVE SURGICAL INC COM NEW Stock 46120E602 242 489 SH SOLE 0 0 489 INVESCO BULLETSHARES 2020 HIGH YIELD CORPORATE BOND ETF ETF 46138J601 211 9162 SH SOLE 0 0 9162 INVESCO BUYBACK ACHIEVERS ETF ETF 46137V308 624 12882 SH SOLE 0 0 12882 INVESCO DWA EMERGING MARKETS MOMENTUM ETF ETF 46138E867 273 18707 SH SOLE 0 0 18707 INVESCO DYNAMIC LARGE CAP GROWTH ETF ETF 46137V746 215 4923 SH SOLE 0 0 4923 INVESCO OPTIMUM YIELD DIVERSIFIED COMMODITY STRATEGY NOA K-1A ETF ETF 46090F100 196 16613 SH SOLE 0 0 16613 INVESCO PREFERRED ETF ETF 46138E511 258 19635 SH SOLE 0 0 19635 INVESCO QQQ TRUST ETF 46090E103 5095 26761 SH SOLE 0 0 26761 INVESCO S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF ETF 46137V373 256 2072 SH SOLE 0 0 2072 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 270 3212 SH SOLE 0 0 3212 INVESCO S&P GLOBAL WATER INDEX ETF ETF 46138E263 244 7343 SH SOLE 0 0 7343 INVESCO S&P MIDCAP 400 REVENUE ETF ETF 46138G672 408 9928 SH SOLE 0 0 9928 INVESCO S&P MIDCAP LOW VOLATILITY ETF ETF 46138E198 1170 29374 SH SOLE 0 0 29374 INVESCO S&P SMALLCAP 600 REVENUE ETF ETF 46138G664 667 15895 SH SOLE 0 0 15895 INVESCO S&P SMALLCAP LOW VOLATILITY ETF ETF 46138G102 777 23440 SH SOLE 0 0 23440 INVESCO TOTAL RETURN BOND ETF ETF 46090A804 2115 39820 SH SOLE 0 0 39820 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 124 10272 SH SOLE 0 0 10272 IQ MERGER ARBITRAGE ETF ETF 45409B800 402 13350 SH SOLE 0 0 13350 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 561 6473 SH SOLE 0 0 6473 ISHARES COMEX GOLD TRUST ETF 464285105 535 35531 SH SOLE 0 0 35531 ISHARES CORE MSCI EAFE ETF ETF 46432F842 1480 29668 SH SOLE 0 0 29668 ISHARES CORE MSCI EMERGING MARKETS ETF ETF 46434G103 2539 62737 SH SOLE 0 0 62737 ISHARES CORE S&P 500 ETF ETF 464287200 3390 13118 SH SOLE 0 0 13118 ISHARES CORE S&P TOTAL U.S. STOCK MARKET ETF ETF 464287150 1869 32668 SH SOLE 0 0 32668 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 372 3224 SH SOLE 0 0 3224 ISHARES EDGE MSCI MIN VOL EAFE ETF ETF 46429B689 308 4965 SH SOLE 0 0 4965 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 5471 101303 SH SOLE 0 0 101303 ISHARES FLOATING RATE BOND ETF ETF 46429B655 2537 52051 SH SOLE 0 0 52051 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 360 6557 SH SOLE 0 0 6557 ISHARES J.P. MORGAN EM HIGH YIELD BOND ETF ETF 464286285 631 16586 SH SOLE 0 0 16586 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 1543 15962 SH SOLE 0 0 15962 ISHARES MORNINGSTAR SMALL-CAP ETF ETF 464288505 565 4505 SH SOLE 0 0 4505 ISHARES MSCI EAFE ETF ETF 464287465 330 6173 SH SOLE 0 0 6173 ISHARES MSCI EAFE SMALL-CAP ETF ETF 464288273 757 16893 SH SOLE 0 0 16893 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 480 4456 SH SOLE 0 0 4456 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 266 1766 SH SOLE 0 0 1766 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 622 6270 SH SOLE 0 0 6270 ISHARES RUSSELL 2000 ETF ETF 464287655 250 2185 SH SOLE 0 0 2185 ISHARES RUSSELL 3000 ETF ETF 464287689 271 1825 SH SOLE 0 0 1825 ISHARES RUSSELL MID-CAP ETF ETF 464287499 528 12234 SH SOLE 0 0 12234 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 499 4105 SH SOLE 0 0 4105 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 466 7273 SH SOLE 0 0 7273 ISHARES S&P 100 ETF ETF 464287101 298 2510 SH SOLE 0 0 2510 ISHARES S&P 500 GROWTH ETF ETF 464287309 1458 8832 SH SOLE 0 0 8832 ISHARES S&P 500 VALUE ETF ETF 464287408 761 7910 SH SOLE 0 0 7910 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 485 2714 SH SOLE 0 0 2714 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 1118 10187 SH SOLE 0 0 10187 ISHARES S&P MIDCAP FUND ETF 464287507 9258 64352 SH SOLE 0 0 64352 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 1056 7657 SH SOLE 0 0 7657 ISHARES S&P SMALL-CAP FUND ETF 464287804 6499 115818 SH SOLE 0 0 115818 ISHARES TIPS BOND ETF ETF 464287176 1075 9114 SH SOLE 0 0 9114 ISHARES TRANSPORTATION AVERAGE ETF ETF 464287192 262 1893 SH SOLE 0 0 1893 ISHARES U.S. AEROSPACE & DEFENSE ETF ETF 464288760 207 1437 SH SOLE 0 0 1437 JOHNSON & JOHNSON COM Stock 478160104 1004 7655 SH SOLE 0 0 7655 JPMORGAN CHASE & CO COM Stock 46625H100 380 4220 SH SOLE 0 0 4220 KEYSIGHT TECHNOLOGIES INC COM Stock 49338L103 892 10658 SH SOLE 0 0 10658 KIMBERLY CLARK CORP COM Stock 494368103 511 4000 SH SOLE 0 0 4000 KINDER MORGAN INC DEL COM Stock 49456B101 264 18952 SH SOLE 0 0 18952 L3HARRIS TECHNOLOGIES INC COM Stock 502431109 850 4718 SH SOLE 0 0 4718 LOCKHEED MARTIN CORP COM Stock 539830109 624 1840 SH SOLE 0 0 1840 LOWES COS INC COM Stock 548661107 798 9275 SH SOLE 0 0 9275 LULULEMON ATHLETICA INC COM Stock 550021109 563 2969 SH SOLE 0 0 2969 MARVELL TECHNOLOGY GROUP LTD ORD Stock G5876H105 342 15096 SH SOLE 0 0 15096 MASTERCARD INCORPORATED CL A Stock 57636Q104 590 2441 SH SOLE 0 0 2441 MCDONALDS CORP COM Stock 580135101 279 1684 SH SOLE 0 0 1684 MEDICAL PPTYS TRUST INC COM REIT 58463J304 234 13525 SH SOLE 0 0 13525 MENLO THERAPEUTICS INC COM Stock 586858102 27 10156 SH SOLE 0 0 10156 MERCK & CO. INC COM Stock 58933Y105 1063 13815 SH SOLE 0 0 13815 MFS INTER HIGH INCOME FD SH BEN INT CEF 59318T109 25 11675 SH SOLE 0 0 11675 MGM RESORTS INTERNATIONAL COM Stock 552953101 142 12000 SH SOLE 0 0 12000 MICROSOFT CORP COM Stock 594918104 4013 25444 SH SOLE 0 0 25444 MONDELEZ INTL INC CL A Stock 609207105 366 7310 SH SOLE 0 0 7310 NETFLIX INC COM Stock 64110L106 784 2087 SH SOLE 0 0 2087 NEXTERA ENERGY INC COM Stock 65339F101 1992 8277 SH SOLE 0 0 8277 NIKE INC CL B Stock 654106103 496 5990 SH SOLE 0 0 5990 NORTHROP GRUMMAN CORP COM Stock 666807102 1027 3395 SH SOLE 0 0 3395 NUVEEN CR OPPORTUNITIES 2022 T COM CEF 67075U102 522 65300 SH SOLE 0 0 65300 NUVEEN DOW 30 DYNAMIC OVERWRIT SHS CEF 67075F105 465 37150 SH SOLE 0 0 37150 NUVEEN REAL ASSET INCOME & GRO COM CEF 67074Y105 385 39052 SH SOLE 0 0 39052 NUVEEN SR INCOME FD COM CEF 67067Y104 149 33802 SH SOLE 0 0 33802 NVIDIA CORP COM Stock 67066G104 1522 5774 SH SOLE 0 0 5774 OLD DOMINION FREIGHT LINE INC COM Stock 679580100 605 4610 SH SOLE 0 0 4610 ONEOK INC NEW COM Stock 682680103 233 10687 SH SOLE 0 0 10687 PAYCOM SOFTWARE INC COM Stock 70432V102 273 1351 SH SOLE 0 0 1351 PAYPAL HLDGS INC COM Stock 70450Y103 402 4203 SH SOLE 0 0 4203 PEPSICO INC COM Stock 713448108 768 6395 SH SOLE 0 0 6395 PFIZER INC COM Stock 717081103 892 27324 SH SOLE 0 0 27324 PHILIP MORRIS INTL INC COM Stock 718172109 296 4051 SH SOLE 0 0 4051 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 1842 17352 SH SOLE 0 0 17352 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 664 6706 SH SOLE 0 0 6706 PROCTER AND GAMBLE CO COM Stock 742718109 1234 11219 SH SOLE 0 0 11219 RAYTHEON TECHNOLOGIES CORP COM Stock 75513E101 344 3644 SH SOLE 0 0 3644 REGENERON PHARMACEUTICALS COM Stock 75886F107 349 714 SH SOLE 0 0 714 REPUBLIC SVCS INC COM Stock 760759100 654 8718 SH SOLE 0 0 8718 RIVERNORTH OPPORTUNITIES FD IN COM CEF 76881Y109 482 38775 SH SOLE 0 0 38775 ROPER TECHNOLOGIES INC COM Stock 776696106 771 2474 SH SOLE 0 0 2474 ROSS 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SOLE 0 0 5230 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 746 14910 SH SOLE 0 0 14910 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 579 11831 SH SOLE 0 0 11831 SPDR PORTFOLIO DEVELOPED WORLD EX-US ETF ETF 78463X889 261 10891 SH SOLE 0 0 10891 SPDR PORTFOLIO S&P 500 ETF ETF 78464A854 2458 81253 SH SOLE 0 0 81253 SPDR S&P 500 ETF ETF 78462F103 3948 15317 SH SOLE 0 0 15317 SPLUNK INC COM Stock 848637104 235 1861 SH SOLE 0 0 1861 SPROTT PHYSICAL GOLD AND SILVER TRUST CEF 85208R101 506 34635 SH SOLE 0 0 34635 SQUARE INC CL A Stock 852234103 569 10858 SH SOLE 0 0 10858 STARBUCKS CORP COM Stock 855244109 265 4030 SH SOLE 0 0 4030 STRYKER CORPORATION COM Stock 863667101 1690 10150 SH SOLE 0 0 10150 SYNACOR INC COM Stock 871561106 15 14500 SH SOLE 0 0 14500 SYSCO CORP COM Stock 871829107 453 9922 SH SOLE 0 0 9922 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 4999 62204 SH SOLE 0 0 62204 TESLA INC 1.25 percent 03/01/2021 Convertible 88160RAC5 23 15000 SH SOLE 0 0 15000 THERMO FISHER SCIENTIFIC INC COM Stock 883556102 512 1805 SH SOLE 0 0 1805 ULTA BEAUTY INC COM Stock 90384S303 219 1244 SH SOLE 0 0 1244 UNITED PARCEL SERVICE INC CL B Stock 911312106 645 6907 SH SOLE 0 0 6907 UNITEDHEALTH GROUP INC COM Stock 91324P102 889 3563 SH SOLE 0 0 3563 UNIVERSAL DISPLAY CORP COM Stock 91347P105 558 4234 SH SOLE 0 0 4234 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189H201 500 10180 SH SOLE 0 0 10180 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 473 20541 SH SOLE 0 0 20541 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 471 4555 SH SOLE 0 0 4555 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 2445 73321 SH SOLE 0 0 73321 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 4898 145994 SH SOLE 0 0 145994 VANGUARD GROWTH INDEX FUND ETF 922908736 1727 11021 SH SOLE 0 0 11021 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 345 2078 SH SOLE 0 0 2078 VANGUARD HIGH DIVIDEND YIELD ETF ETF 921946406 2745 38800 SH SOLE 0 0 38800 VANGUARD MATERIALS INDEX FUND ETF 92204A801 208 2158 SH SOLE 0 0 2158 VANGUARD MID-CAP INDEX FUND ETF 922908629 2452 18628 SH SOLE 0 0 18628 VANGUARD REAL ESTATE ETF ETF 922908553 1461 20915 SH SOLE 0 0 20915 VANGUARD S&P 500 ETF ETF 922908363 681 2876 SH SOLE 0 0 2876 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 2003 24377 SH SOLE 0 0 24377 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 831 10507 SH SOLE 0 0 10507 VANGUARD SHORT-TERM GOVERNMENT BOND ETF ETF 92206C102 313 5025 SH SOLE 0 0 5025 VANGUARD SMALL-CAP INDEX FUND ETF 922908751 549 4757 SH SOLE 0 0 4757 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 624 7031 SH SOLE 0 0 7031 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 410 7280 SH SOLE 0 0 7280 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 636 4933 SH SOLE 0 0 4933 VANGUARD TOTAL WORLD STOCK INDEX FUND ETF 922042742 204 3254 SH SOLE 0 0 3254 VANGUARD VALUE INDEX FUND ETF 922908744 693 7776 SH SOLE 0 0 7776 VEEVA SYS INC CL A COM Stock 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