Chief Operating Officer

0001376474-19-000032.txt : 20190207 0001376474-19-000032.hdr.sgml : 20190207 20190207084123 ACCESSION NUMBER: 0001376474-19-000032 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190207 DATE AS OF CHANGE: 20190207 EFFECTIVENESS DATE: 20190207 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 19573572 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 12-31-2018 12-31-2018 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-378-5272 /s/ Steve Cairney Cedar Rapids IA 02-06-2019 0 164 124858 false INFORMATION TABLE 2 aci_13f.xml 3M CO COM Stock 88579Y101 214 1123 SH SOLE 0 0 1123 ABBOTT LABS COM Stock 002824100 325 4489 SH SOLE 0 0 4489 ABBVIE INC COM Stock 00287Y109 331 3589 SH SOLE 0 0 3589 ADVENT CLAYMORE CV SECS & INC COM CEF 00764C109 225 17935 SH SOLE 0 0 17935 AFLAC INC COM Stock 001055102 249 5456 SH SOLE 0 0 5456 ALERIAN MLP ETF ETF 00162Q866 102 11652 SH SOLE 0 0 11652 ALLIANT ENERGY CORP COM Stock 018802108 994 23524 SH SOLE 0 0 23524 ALPHABET INC CAP STK CL A Stock 02079K305 220 211 SH SOLE 0 0 211 ALTRIA GROUP INC COM Stock 02209S103 227 4586 SH SOLE 0 0 4586 AMAZON COM INC COM Stock 023135106 1454 968 SH SOLE 0 0 968 AMERICAN ELEC PWR CO INC COM Stock 025537101 253 3387 SH SOLE 0 0 3387 AMERICAN EXPRESS CO COM Stock 025816109 267 2798 SH SOLE 0 0 2798 AMGEN INC COM Stock 031162100 409 2101 SH SOLE 0 0 2101 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 389 5912 SH SOLE 0 0 5912 AON PLC SHS CL A Stock G0408V102 440 3026 SH SOLE 0 0 3026 APPLE INC COM Stock 037833100 3826 24255 SH SOLE 0 0 24255 ARCOS DORADOS HOLDINGS INC SHS CLASS -A - Stock G0457F107 106 13426 SH SOLE 0 0 13426 AT&T INC COM Stock 00206R102 945 33108 SH SOLE 0 0 33108 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 346 2641 SH SOLE 0 0 2641 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1530 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3654 17898 SH SOLE 0 0 17898 BLACKROCK ENHANCED GBL DIV TR COM CEF 092501105 626 66792 SH SOLE 0 0 66792 BOEING CO COM Stock 097023105 722 2237 SH SOLE 0 0 2237 BP PLC SPONSORED ADR ADR 055622104 379 9987 SH SOLE 0 0 9987 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 276 26025 SH SOLE 0 0 26025 CATERPILLAR INC DEL COM Stock 149123101 821 6457 SH SOLE 0 0 6457 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 83 13489 SH SOLE 0 0 13489 CELGENE CORP COM Stock 151020104 317 4949 SH SOLE 0 0 4949 CENTURYLINK INC COM Stock 156700106 189 12460 SH SOLE 0 0 12460 CHEVRON CORP NEW COM Stock 166764100 455 4179 SH SOLE 0 0 4179 CISCO SYS INC COM Stock 17275R102 314 7250 SH SOLE 0 0 7250 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 2032 102857 SH SOLE 0 0 102857 COHEN & STEERS QUALITY RLTY FD COM CEF 19247L106 220 21225 SH SOLE 0 0 21225 COHEN & STEERS REIT & PFD INCM COM CEF 19247X100 372 20900 SH SOLE 0 0 20900 COLGATE PALMOLIVE CO COM Stock 194162103 426 7150 SH SOLE 0 0 7150 COMCAST CORP NEW CL A Stock 20030N101 222 6532 SH SOLE 0 0 6532 COMPANHIA PARANAENSE ENERG COP SPON ADR PFD ADR 20441B407 127 16263 SH SOLE 0 0 16263 CONOCOPHILLIPS COM Stock 20825C104 407 6529 SH SOLE 0 0 6529 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 844 8520 SH SOLE 0 0 8520 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 315 6211 SH SOLE 0 0 6211 COSTCO WHSL CORP NEW COM Stock 22160K105 291 1426 SH SOLE 0 0 1426 CSX CORP COM Stock 126408103 393 6323 SH SOLE 0 0 6323 DANAHER CORP DEL COM Stock 235851102 245 2380 SH SOLE 0 0 2380 DEERE & CO COM Stock 244199105 633 4245 SH SOLE 0 0 4245 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 298 34247 SH SOLE 0 0 34247 DICKS SPORTING GOODS INC COM Stock 253393102 374 12000 SH SOLE 0 0 12000 DISNEY WALT CO COM DISNEY Stock 254687106 487 4443 SH SOLE 0 0 4443 DOMINION ENERGY INC COM Stock 25746U109 333 4660 SH SOLE 0 0 4660 DOWDUPONT INC COM Stock 26078J100 505 9451 SH SOLE 0 0 9451 DREYFUS STRATEGIC MUNS INC COM CEF 261932107 75 10400 SH SOLE 0 0 10400 DUKE ENERGY CORP NEW COM NEW Stock 26441C204 214 2478 SH SOLE 0 0 2478 ELECTRONIC ARTS INC COM Stock 285512109 221 2800 SH SOLE 0 0 2800 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 486 8472 SH SOLE 0 0 8472 EXXON MOBIL CORP COM Stock 30231G102 549 8046 SH SOLE 0 0 8046 FINANCIAL SELECT SECTOR SPDR FUND ETF 81369Y605 236 9920 SH SOLE 0 0 9920 FIRST TRUST ENHANCED SHORT MATURITY ETF ETF 33739Q408 368 6150 SH SOLE 0 0 6150 FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND ETF 33738R506 2565 96753 SH SOLE 0 0 96753 FIRST TRUST NYSE ARCA BIOTECHNOLOGY INDEX FUND ETF 33733E203 1210 9744 SH SOLE 0 0 9744 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 409 6595 SH SOLE 0 0 6595 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 217 7466 SH SOLE 0 0 7466 FORD MTR CO DEL COM Stock 345370860 473 61848 SH SOLE 0 0 61848 GENERAL ELECTRIC CO COM Stock 369604103 195 25697 SH SOLE 0 0 25697 GILEAD SCIENCES INC COM Stock 375558103 239 3825 SH SOLE 0 0 3825 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 695 13821 SH SOLE 0 0 13821 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 1063 52039 SH SOLE 0 0 52039 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 828 9576 SH SOLE 0 0 9576 HOME DEPOT INC COM Stock 437076102 343 1997 SH SOLE 0 0 1997 IBERIABANK CORP COM Stock 450828108 211 3277 SH SOLE 0 0 3277 INTEL CORP COM Stock 458140100 1251 26661 SH SOLE 0 0 26661 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 810 7129 SH SOLE 0 0 7129 INVESCO DYNAMIC LARGE CAP GROWTH ETF ETF 46137V746 249 6009 SH SOLE 0 0 6009 INVESCO QQQ TRUST ETF 46090E103 5389 34933 SH SOLE 0 0 34933 INVESCO S&P 500 EQUAL WEIGHT ETF ETF 46137V357 230 2517 SH SOLE 0 0 2517 INVESCO TR INVT GRADE MUNS COM CEF 46131M106 122 10659 SH SOLE 0 0 10659 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 326 3904 SH SOLE 0 0 3904 ISHARES COMEX GOLD TRUST ETF 464285105 417 33902 SH SOLE 0 0 33902 ISHARES CORE MSCI EAFE ETF ETF 46432F842 219 3977 SH SOLE 0 0 3977 ISHARES CORE S&P 500 ETF ETF 464287200 822 3266 SH SOLE 0 0 3266 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 4135 78904 SH SOLE 0 0 78904 ISHARES EDGE MSCI USA MOMENTUM FACTOR ETF ETF 46432F396 1724 17204 SH SOLE 0 0 17204 ISHARES FLOATING RATE BOND ETF ETF 46429B655 665 13199 SH SOLE 0 0 13199 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 285 5432 SH SOLE 0 0 5432 ISHARES J.P. MORGAN USD EMERGING MARKETS BOND ETF ETF 464288281 716 6895 SH SOLE 0 0 6895 ISHARES MORNINGSTAR SMALL-CAP ETF ETF 464288505 585 3958 SH SOLE 0 0 3958 ISHARES MSCI EAFE ETF ETF 464287465 733 12473 SH SOLE 0 0 12473 ISHARES NASDAQ BIOTECHNOLOGY INDEX FUND ETF 464287556 457 4734 SH SOLE 0 0 4734 ISHARES RUSSELL 1000 GROWTH ETF ETF 464287614 353 2699 SH SOLE 0 0 2699 ISHARES RUSSELL 1000 VALUE ETF ETF 464287598 732 6594 SH SOLE 0 0 6594 ISHARES RUSSELL 2000 ETF ETF 464287655 217 1624 SH SOLE 0 0 1624 ISHARES RUSSELL MID-CAP ETF ETF 464287499 350 7540 SH SOLE 0 0 7540 ISHARES RUSSELL MID-CAP GROWTH ETF ETF 464287481 493 4337 SH SOLE 0 0 4337 ISHARES RUSSELL MID-CAP VALUE ETF ETF 464287473 513 6720 SH SOLE 0 0 6720 ISHARES S&P 500 GROWTH ETF ETF 464287309 2793 18538 SH SOLE 0 0 18538 ISHARES S&P 500 VALUE ETF ETF 464287408 746 7372 SH SOLE 0 0 7372 ISHARES S&P MID-CAP 400 GROWTH ETF ETF 464287606 497 2601 SH SOLE 0 0 2601 ISHARES S&P MID-CAP 400 VALUE ETF ETF 464287705 721 5213 SH SOLE 0 0 5213 ISHARES S&P MIDCAP FUND ETF 464287507 8503 51205 SH SOLE 0 0 51205 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 847 5247 SH SOLE 0 0 5247 ISHARES S&P SMALL-CAP FUND ETF 464287804 5281 76183 SH SOLE 0 0 76183 ISHARES SILVER TRUST ETF 46428Q109 280 19264 SH SOLE 0 0 19264 ISHARES TIPS BOND ETF ETF 464287176 240 2190 SH SOLE 0 0 2190 JOHNSON & JOHNSON COM Stock 478160104 696 5393 SH SOLE 0 0 5393 JPMORGAN CHASE & CO COM Stock 46625H100 229 2341 SH SOLE 0 0 2341 KIMBERLY CLARK CORP COM Stock 494368103 437 3834 SH SOLE 0 0 3834 KINDER MORGAN INC DEL COM Stock 49456B101 174 11317 SH SOLE 0 0 11317 KRAFT HEINZ CO COM Stock 500754106 223 5183 SH SOLE 0 0 5183 MCDONALDS CORP COM Stock 580135101 310 1747 SH SOLE 0 0 1747 MERCK & CO INC COM Stock 58933Y105 1018 13318 SH SOLE 0 0 13318 MFS INTERMEDIATE HIGH INC FD SH BEN INT CEF 59318T109 25 11675 SH SOLE 0 0 11675 MICROSOFT CORP COM Stock 594918104 794 7818 SH SOLE 0 0 7818 MONDELEZ INTL INC CL A Stock 609207105 300 7485 SH SOLE 0 0 7485 NETFLIX INC COM Stock 64110L106 306 1143 SH SOLE 0 0 1143 NEXTERA ENERGY INC COM Stock 65339F101 418 2402 SH SOLE 0 0 2402 NUVEEN CR OPPORTUNITIES 2022 COM CEF 67075U102 418 49424 SH SOLE 0 0 49424 NUVEEN DOW 30 DYN OVERWRITE SHS CEF 67075F105 491 30450 SH SOLE 0 0 30450 NUVEEN SR INCOME FD COM CEF 67067Y104 189 34351 SH SOLE 0 0 34351 ONEOK INC NEW COM Stock 682680103 610 11304 SH SOLE 0 0 11304 PEPSICO INC COM Stock 713448108 729 6598 SH SOLE 0 0 6598 PFIZER INC COM Stock 717081103 1268 29056 SH SOLE 0 0 29056 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 1025 9976 SH SOLE 0 0 9976 PIMCO ENHANCED SHORT MATURITY ACTIVE EXCHANGE-TRADED FUND ETF 72201R833 505 5002 SH SOLE 0 0 5002 PROCTER AND GAMBLE CO COM Stock 742718109 966 10513 SH SOLE 0 0 10513 QUALCOMM INC COM Stock 747525103 380 6672 SH SOLE 0 0 6672 RITE AID CORP COM Stock 767754104 8 12000 SH SOLE 0 0 12000 ROSS STORES INC COM Stock 778296103 287 3450 SH SOLE 0 0 3450 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 846 14170 SH SOLE 0 0 14170 SCHWAB U.S. LARGE-CAP VALUE ETF ETF 808524409 271 5501 SH SOLE 0 0 5501 SMUCKER J M CO COM NEW Stock 832696405 237 2530 SH SOLE 0 0 2530 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 685 20393 SH SOLE 0 0 20393 SPDR GOLD SHARES ETF 78463V107 280 2313 SH SOLE 0 0 2313 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 793 16489 SH SOLE 0 0 16489 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 512 10653 SH SOLE 0 0 10653 SPDR S&P 500 ETF ETF 78462F103 2756 11026 SH SOLE 0 0 11026 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 704 15043 SH SOLE 0 0 15043 STARBUCKS CORP COM Stock 855244109 914 14189 SH SOLE 0 0 14189 STRYKER CORP COM Stock 863667101 614 3919 SH SOLE 0 0 3919 SYNACOR INC COM Stock 871561106 18 12000 SH SOLE 0 0 12000 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 2698 43531 SH SOLE 0 0 43531 TESLA INC COM Stock 88160R101 224 672 SH SOLE 0 0 672 UNITED PARCEL SERVICE INC CL B Stock 911312106 628 6440 SH SOLE 0 0 6440 UNITED TECHNOLOGIES CORP COM Stock 913017109 289 2718 SH SOLE 0 0 2718 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189H201 717 15114 SH SOLE 0 0 15114 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 470 22292 SH SOLE 0 0 22292 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 375 3832 SH SOLE 0 0 3832 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1536 41395 SH SOLE 0 0 41395 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3457 90746 SH SOLE 0 0 90746 VANGUARD GROWTH INDEX FUND ETF 922908736 652 4856 SH SOLE 0 0 4856 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 413 2570 SH SOLE 0 0 2570 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 419 5368 SH SOLE 0 0 5368 VANGUARD MID-CAP INDEX FUND ETF 922908629 1310 9482 SH SOLE 0 0 9482 VANGUARD REAL ESTATE ETF ETF 922908553 1124 15070 SH SOLE 0 0 15070 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 1623 20663 SH SOLE 0 0 20663 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 381 4889 SH SOLE 0 0 4889 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 642 5631 SH SOLE 0 0 5631 VANGUARD TOTAL INTERNATIONAL BOND ETF ETF 92203J407 265 4879 SH SOLE 0 0 4879 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 541 4242 SH SOLE 0 0 4242 VANGUARD VALUE INDEX FUND ETF 922908744 728 7432 SH SOLE 0 0 7432 VERIZON COMMUNICATIONS INC COM Stock 92343V104 1219 21683 SH SOLE 0 0 21683 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 425 6219 SH SOLE 0 0 6219 WALMART INC COM Stock 931142103 702 7535 SH SOLE 0 0 7535 WASTE MGMT INC DEL COM Stock 94106L109 735 8255 SH SOLE 0 0 8255 WELLS FARGO CO NEW COM Stock 949746101 217 4717 SH SOLE 0 0 4717 WISDOMTREE EMERGING MARKETS LOCAL DEBT FUND ETF 97717X867 208 6223 SH SOLE 0 0 6223 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 908 28695 SH SOLE 0 0 28695