Chief Operating Officer

0001376474-18-000036.txt : 20180212 0001376474-18-000036.hdr.sgml : 20180212 20180212151511 ACCESSION NUMBER: 0001376474-18-000036 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20171231 FILED AS OF DATE: 20180212 DATE AS OF CHANGE: 20180212 EFFECTIVENESS DATE: 20180212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 18595984 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 12-31-2017 12-31-2017 NATIONS FINANCIAL GROUP INC, /IA/ /ADV

4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402

13F HOLDINGS REPORT 028-17213 N Steve Cairney Chief Operating Officer 319-393-9541 /s/ Steve Cairney Cedar Rapids IA 02-09-2018 0 146 109071 false INFORMATION TABLE 2 aci_13f.xml 3M CO COM Stock 88579Y101 245 1041 SH SOLE 0 0 1041 ABBOTT LABS COM Stock 002824100 244 4268 SH SOLE 0 0 4268 ABBVIE INC COM Stock 00287Y109 298 3079 SH SOLE 0 0 3079 ADVENT CLAYMORE CV SECS & INC COM CEF 00764C109 285 17935 SH SOLE 0 0 17935 AFLAC INC COM Stock 001055102 239 2728 SH SOLE 0 0 2728 ALLIANT ENERGY CORP COM Stock 018802108 992 23282 SH SOLE 0 0 23282 AMAZON COM INC COM Stock 023135106 751 642 SH SOLE 0 0 642 AMERICAN ELEC PWR INC COM Stock 025537101 258 3507 SH SOLE 0 0 3507 AMGEN INC COM Stock 031162100 413 2377 SH SOLE 0 0 2377 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR ADR 03524A108 725 6500 SH SOLE 0 0 6500 AON PLC SHS CL A Stock G0408V102 402 3002 SH SOLE 0 0 3002 APPLE INC COM Stock 037833100 3180 18793 SH SOLE 0 0 18793 AT&T INC COM Stock 00206R102 1170 30083 SH SOLE 0 0 30083 AUTOMATIC DATA PROCESSING INC COM Stock 053015103 300 2562 SH SOLE 0 0 2562 BERKSHIRE HATHAWAY INC DEL CL A Stock 084670108 1488 5 SH SOLE 0 0 5 BERKSHIRE HATHAWAY INC DEL CL B NEW Stock 084670702 3180 16043 SH SOLE 0 0 16043 BLACKROCK ENHANCED GBL DIV TR COM CEF 092501105 518 41441 SH SOLE 0 0 41441 BOEING CO COM Stock 097023105 477 1617 SH SOLE 0 0 1617 BP PLC SPONSORED ADR ADR 055622104 290 6894 SH SOLE 0 0 6894 CALAMOS STRATEGIC TOTL RETN FD COM SH BEN INT CEF 128125101 314 26025 SH SOLE 0 0 26025 CATERPILLAR INC DEL COM Stock 149123101 682 4325 SH SOLE 0 0 4325 CBRE CLARION GLOBAL REAL ESTAT COM CEF 12504G100 103 12975 SH SOLE 0 0 12975 CENTURYLINK INC COM Stock 156700106 344 20602 SH SOLE 0 0 20602 CHEVRON CORP NEW COM Stock 166764100 510 4078 SH SOLE 0 0 4078 COHEN & STEERS INFRASTRUCTURE COM CEF 19248A109 2282 95070 SH SOLE 0 0 95070 COHEN & STEERS REIT & PFD INCM COM CEF 19247X100 441 20750 SH SOLE 0 0 20750 COLGATE PALMOLIVE CO COM Stock 194162103 542 7187 SH SOLE 0 0 7187 COMCAST CORP NEW CL A Stock 20030N101 263 6563 SH SOLE 0 0 6563 COMPANHIA PARANAENSE ENERG COP SPON ADR PFD ADR 20441B407 79 10300 SH SOLE 0 0 10300 CONOCOPHILLIPS COM Stock 20825C104 512 9327 SH SOLE 0 0 9327 CONSUMER DISCRETIONARY SELECT SECTOR SPDR FUND ETF 81369Y407 353 3575 SH SOLE 0 0 3575 CONSUMER STAPLES SELECT SECTOR SPDR FUND ETF 81369Y308 239 4194 SH SOLE 0 0 4194 COSTCO WHSL CORP NEW COM Stock 22160K105 222 1195 SH SOLE 0 0 1195 CSX CORP COM Stock 126408103 380 6902 SH SOLE 0 0 6902 DEERE & CO COM Stock 244199105 585 3739 SH SOLE 0 0 3739 DELAWARE ENHANCED GBL DIV & IN COM CEF 246060107 349 28781 SH SOLE 0 0 28781 DISNEY WALT CO COM DISNEY Stock 254687106 449 4180 SH SOLE 0 0 4180 DOMINION ENERGY INC COM Stock 25746U109 347 4279 SH SOLE 0 0 4279 DOWDUPONT INC COM Stock 26078J100 705 9893 SH SOLE 0 0 9893 ELECTRONIC ARTS INC COM Stock 285512109 305 2900 SH SOLE 0 0 2900 ENERGY SELECT SECTOR SPDR FUND ETF 81369Y506 678 9381 SH SOLE 0 0 9381 EXXON MOBIL CORP COM Stock 30231G102 615 7352 SH SOLE 0 0 7352 FACEBOOK INC CL A Stock 30303M102 275 1559 SH SOLE 0 0 1559 FIRST TRUST NASDAQ RISING DIVIDEND ACHIEVERS FUND ETF 33738R506 1935 64748 SH SOLE 0 0 64748 FIRST TRUST US EQUITY OPPORTUNITIES ETF ETF 336920103 546 7995 SH SOLE 0 0 7995 FIRST TRUST VALUE LINE DIVIDEND INDEX FUND ETF 33734H106 661 21422 SH SOLE 0 0 21422 FORD MTR CO DEL COM PAR $0.01 Stock 345370860 905 72484 SH SOLE 0 0 72484 GABELLI DIVD & INCOME TR COM CEF 36242H104 432 18464 SH SOLE 0 0 18464 GENERAL ELECTRIC CO COM Stock 369604103 658 37699 SH SOLE 0 0 37699 GILEAD SCIENCES INC COM Stock 375558103 211 2950 SH SOLE 0 0 2950 GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF ETF 381430503 277 5190 SH SOLE 0 0 5190 GOLDMAN SACHS MLP INC OPP FD COM SHS CEF 38147W103 465 52050 SH SOLE 0 0 52050 GUGGENHEIM S&P 500 EQUAL WEIGHT ETF ETF 78355W106 309 3055 SH SOLE 0 0 3055 HANCOCK JOHN TAX-ADV DIV INCM COM CEF 41013V100 1125 45622 SH SOLE 0 0 45622 HEALTH CARE SELECT SECTOR SPDR FUND ETF 81369Y209 625 7557 SH SOLE 0 0 7557 HOME DEPOT INC COM Stock 437076102 341 1797 SH SOLE 0 0 1797 IBERIABANK CORP COM Stock 450828108 249 3215 SH SOLE 0 0 3215 INTEL CORP COM Stock 458140100 965 20904 SH SOLE 0 0 20904 INTERNATIONAL BUSINESS MACHS COM Stock 459200101 947 6172 SH SOLE 0 0 6172 ISHARES 1-3 YEAR TREASURY BOND ETF ETF 464287457 331 3945 SH SOLE 0 0 3945 ISHARES COMEX GOLD TRUST ETF 464285105 420 33603 SH SOLE 0 0 33603 ISHARES CORE S&P 500 ETF ETF 464287200 842 3130 SH SOLE 0 0 3130 ISHARES CORE U.S. AGGREGATE BOND ETF ETF 464287226 308 2815 SH SOLE 0 0 2815 ISHARES EDGE MSCI MIN VOL USA ETF ETF 46429B697 772 14624 SH SOLE 0 0 14624 ISHARES INTERMEDIATE CREDIT BOND ETF ETF 464288638 342 3130 SH SOLE 0 0 3130 ISHARES J.P. 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SOLE 0 0 3092 ISHARES S&P MIDCAP FUND ETF 464287507 8137 42874 SH SOLE 0 0 42874 ISHARES S&P SMALL-CAP 600 GROWTH ETF ETF 464287887 456 2678 SH SOLE 0 0 2678 ISHARES S&P SMALL-CAP FUND ETF 464287804 5113 66563 SH SOLE 0 0 66563 ISHARES SILVER TRUST ETF 46428Q109 197 12350 SH SOLE 0 0 12350 ISHARES TIPS BOND ETF ETF 464287176 1980 17360 SH SOLE 0 0 17360 JOHNSON & JOHNSON COM Stock 478160104 785 5617 SH SOLE 0 0 5617 KIMBERLY CLARK CORP COM Stock 494368103 487 4032 SH SOLE 0 0 4032 KRAFT HEINZ CO COM Stock 500754106 319 4097 SH SOLE 0 0 4097 LOCKHEED MARTIN CORP COM Stock 539830109 210 654 SH SOLE 0 0 654 MCDONALDS CORP COM Stock 580135101 301 1750 SH SOLE 0 0 1750 MERCK & CO INC COM Stock 58933Y105 763 13557 SH SOLE 0 0 13557 MICROSOFT CORP COM Stock 594918104 514 6011 SH SOLE 0 0 6011 MONDELEZ INTL INC CL A Stock 609207105 273 6383 SH SOLE 0 0 6383 NEXTERA ENERGY INC COM Stock 65339F101 226 1450 SH SOLE 0 0 1450 NORDSTROM INC COM Stock 655664100 365 7710 SH SOLE 0 0 7710 NUVEEN DOW 30 DYN OVERWRITE SHS CEF 67075F105 537 28500 SH SOLE 0 0 28500 NUVEEN SELECT TAX FREE INCM PT SH BEN INT CEF 67062F100 180 12325 SH SOLE 0 0 12325 NUVEEN SR INCOME FD COM CEF 67067Y104 189 29006 SH SOLE 0 0 29006 ONEOK INC NEW COM Stock 682680103 687 12856 SH SOLE 0 0 12856 PENGROWTH ENERGY CORP COM Stock 70706P104 9 11605 SH SOLE 0 0 11605 PEPSICO INC COM Stock 713448108 824 6870 SH SOLE 0 0 6870 PFIZER INC COM Stock 717081103 913 25203 SH SOLE 0 0 25203 PHILIP MORRIS INTL INC COM Stock 718172109 267 2525 SH SOLE 0 0 2525 PHILLIPS 66 COM Stock 718546104 219 2163 SH SOLE 0 0 2163 PIMCO ACTIVE BOND EXCHANGE-TRADED FUND ETF 72201R775 482 4551 SH SOLE 0 0 4551 POWERSHARES DYNAMIC LARGE CAP GROWTH PORTFOLIO ETF 73935X609 370 8907 SH SOLE 0 0 8907 POWERSHARES QQQ TRUST, SERIES 1 ETF 73935A104 6505 41761 SH SOLE 0 0 41761 PROCTER AND GAMBLE CO COM Stock 742718109 1086 11824 SH SOLE 0 0 11824 QUALCOMM INC COM Stock 747525103 476 7435 SH SOLE 0 0 7435 RAYTHEON CO COM NEW Stock 755111507 220 1174 SH SOLE 0 0 1174 ROSS STORES INC COM Stock 778296103 280 3488 SH SOLE 0 0 3488 SALESFORCE COM INC COM Stock 79466L302 664 6500 SH SOLE 0 0 6500 SCHWAB U.S. LARGE-CAP ETF ETF 808524201 594 9316 SH SOLE 0 0 9316 SMUCKER J M CO COM NEW Stock 832696405 373 3000 SH SOLE 0 0 3000 SPDR BLOOMBERG BARCLAYS HIGH YIELD BOND ETF ETF 78464A417 560 15245 SH SOLE 0 0 15245 SPDR GOLD SHARES ETF 78463V107 309 2498 SH SOLE 0 0 2498 SPDR NUVEEN BLOOMBERG BARCLAYS MUNICIPAL BOND ETF ETF 78468R721 797 16277 SH SOLE 0 0 16277 SPDR NUVEEN BLOOMBERG BARCLAYS SHORT TERM MUNICIPAL BOND ETF ETF 78468R739 508 10595 SH SOLE 0 0 10595 SPDR S&P 500 ETF ETF 78462F103 2580 9666 SH SOLE 0 0 9666 SPDR S&P REGIONAL BANKING ETF ETF 78464A698 736 12510 SH SOLE 0 0 12510 STARBUCKS CORP COM Stock 855244109 723 12592 SH SOLE 0 0 12592 STRYKER CORP COM Stock 863667101 415 2677 SH SOLE 0 0 2677 TECHNOLOGY SELECT SECTOR SPDR FUND ETF 81369Y803 958 14977 SH SOLE 0 0 14977 TESLA INC COM Stock 88160R101 226 727 SH SOLE 0 0 727 UNITED PARCEL SERVICE INC CL B Stock 911312106 677 5682 SH SOLE 0 0 5682 VANECK VECTORS AMT-FREE INTERMEDIATE MUNICIPAL INDEX ETF ETF 92189F544 600 24918 SH SOLE 0 0 24918 VANECK VECTORS GOLD MINERS ETF ETF 92189F106 414 17814 SH SOLE 0 0 17814 VANGUARD DIVIDEND APPRECIATION INDEX FUND ETF 921908844 362 3544 SH SOLE 0 0 3544 VANGUARD FTSE DEVELOPED MARKETS ETF ETF 921943858 1273 28377 SH SOLE 0 0 28377 VANGUARD FTSE EMERGING MARKETS ETF ETF 922042858 3059 66634 SH SOLE 0 0 66634 VANGUARD GROWTH INDEX FUND ETF 922908736 364 2585 SH SOLE 0 0 2585 VANGUARD HEALTH CARE INDEX FUND ETF 92204A504 265 1720 SH SOLE 0 0 1720 VANGUARD HIGH DIVIDEND YIELD INDEX FUND ETF 921946406 479 5593 SH SOLE 0 0 5593 VANGUARD MID-CAP INDEX FUND ETF 922908629 1387 8961 SH SOLE 0 0 8961 VANGUARD REAL ESTATE ETF ETF 922908553 934 11260 SH SOLE 0 0 11260 VANGUARD RUSSELL 2000 ETF ETF 92206C664 327 2677 SH SOLE 0 0 2677 VANGUARD SHORT-TERM BOND INDEX FUND ETF 921937827 861 10886 SH SOLE 0 0 10886 VANGUARD SHORT-TERM CORPORATE BOND INDEX FUND ETF 92206C409 261 3290 SH SOLE 0 0 3290 VANGUARD SMALL-CAP VALUE INDEX FUND ETF 922908611 455 3424 SH SOLE 0 0 3424 VANGUARD TOTAL STOCK MARKET INDEX FUND ETF 922908769 293 2131 SH SOLE 0 0 2131 VANGUARD VALUE INDEX FUND ETF 922908744 758 7127 SH SOLE 0 0 7127 VERIZON COMMUNICATIONS INC COM Stock 92343V104 1349 25489 SH SOLE 0 0 25489 WALGREENS BOOTS ALLIANCE INC COM Stock 931427108 470 6473 SH SOLE 0 0 6473 WALMART INC COM Stock 931142103 803 8133 SH SOLE 0 0 8133 WASTE MGMT INC DEL COM Stock 94106L109 302 3496 SH SOLE 0 0 3496 WELLS FARGO CO NEW COM Stock 949746101 235 3866 SH SOLE 0 0 3866 WISDOMTREE U.S. MIDCAP DIVIDEND FUND ETF 97717W505 1012 28695 SH SOLE 0 0 28695