0001376474-16-000565.txt : 20160212 0001376474-16-000565.hdr.sgml : 20160212 20160212151930 ACCESSION NUMBER: 0001376474-16-000565 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160212 DATE AS OF CHANGE: 20160212 EFFECTIVENESS DATE: 20160212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV CENTRAL INDEX KEY: 0001109767 IRS NUMBER: 391909295 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-17213 FILM NUMBER: 161418316 BUSINESS ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 BUSINESS PHONE: 319-393-9541 MAIL ADDRESS: STREET 1: 4000 RIVER RIDGE DRIVE, NE STREET 2: --- CITY: CEDAR RAPIDS STATE: IA ZIP: 52402 FORMER COMPANY: FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV DATE OF NAME CHANGE: 20000322 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109767 XXXXXXXX 12-31-2015 12-31-2015 NATIONS FINANCIAL GROUP INC, /IA/ /ADV
4000 RIVER RIDGE DRIVE, NE --- CEDAR RAPIDS IA 52402
13F HOLDINGS REPORT 028-17213 N
Steve Cairney Chief Compliance Officer 319-393-9541 /s/ Steve Cairney Cedar Rapids IA 02-11-2016 0 127 76871554 false
INFORMATION TABLE 2 aci_13f.xml ABBOTT LABORATORIES Com 2824100 202538 4510 SH SOLE 0 0 202538 GENERAL MILLS INC Com 370334104 208499 1516 SH SOLE 0 0 208499 3M CO com 88579Y101 486406 3229 SH SOLE 0 0 486406 AEGON N V ORD AMER REG 7924103 97275 17156 SH SOLE 0 0 97275 ALLIANT ENERGY CORP Com 18802108 730660 11700 SH SOLE 0 0 730660 AON PLC CLASS A G0408V102 248967 2700 SH SOLE 0 0 248967 APPLE INC Com 37833100 1842001 17500 SH SOLE 0 0 1842001 AT & T INC Com 00206R102 1015596 29515 SH SOLE 0 0 1015596 AUTOMATIC DATA PROCESSING com 53015103 215504 2544 SH SOLE 0 0 215504 BANK OF AMERICA CORP com 60505104 249075 14799 SH SOLE 0 0 249075 BARCLAYS BK PLC ETN IPATH BLOOMBERG CMMD IDX 06738C778 1077365 50180 SH SOLE 0 0 1077365 BERKSHIRE HATHAWAY INC SERIES B NEW 84670702 2097852 15888 SH SOLE 0 0 2097852 BERKSHIRE HATHAWAY INC CL A 84670108 593400 3 SH SOLE 0 0 593400 BLACKROCK GLOBAL OPPORTUNITIES EQUITY 92501105 254906 19977 SH SOLE 0 0 254906 BOEING CO com 97023105 669885 4633 SH SOLE 0 0 669885 BP PLC SPONS ADR com 55622104 250664 8019 SH SOLE 0 0 250664 CALAMOS STRATEGIC TOTAL RETURN FUND 128125101 258528 26114 SH SOLE 0 0 258528 CARDINAL HEALTH INC Com 14149Y108 290128 3250 SH SOLE 0 0 290128 CATERPILLAR INC Com 149123101 671264 9877 SH SOLE 0 0 671264 CENTRAL FUND CDA LTD CLASS A 153501101 230272 23050 SH SOLE 0 0 230272 CENTURYLINK INC Com 156700106 398028 15820 SH SOLE 0 0 398028 CHEVRON CORPORATION Com 166764100 338311 3761 SH SOLE 0 0 338311 CLEARBRIDGE ENERGY MLP Com 184692101 216315 14250 SH SOLE 0 0 216315 COCA-COLA COMPANY Com 191216100 245991 5726 SH SOLE 0 0 245991 COHEN & STEERS INFRASTRUCTURE FUND INC Com 19248A109 1391770 72944 SH SOLE 0 0 1391770 CONOCOPHILLIPS Com 20825C104 460049 9853 SH SOLE 0 0 460049 DEERE & CO Com 244199105 436988 5729 SH SOLE 0 0 436988 DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FD Com 246060107 205383 21966 SH SOLE 0 0 205383 DNP SELECT INCOME FD Com 23325P104 2279970 254461 SH SOLE 0 0 2279970 DOW CHEMICAL COMPANY Com 260543103 390027 7576 SH SOLE 0 0 390027 E M C CORP MASS Com 268648102 380475 14816 SH SOLE 0 0 380475 ELEMENTS ROGERS ETN TOTAL RETURN 870297801 971013 209722 SH SOLE 0 0 971013 EMERSON ELECTRIC CO Com 291011104 240367 5025 SH SOLE 0 0 240367 ENERGY SELECT ETF SECTOR SPDR 81369Y506 467173 7745 SH SOLE 0 0 467173 E-TRACS UBS BBG CMI ETN com 902641778 288134 23868 SH SOLE 0 0 288134 EXXON MOBIL CORP Com 30231G102 793967 10186 SH SOLE 0 0 793967 FACEBOOK INC CLASS A 30303M102 697873 6668 SH SOLE 0 0 697873 FERRELL GAS PROPERTIES LTD PARTNERSHIP 315293100 211955 12768 SH SOLE 0 0 211955 FIRST TR DORSEY ETF WRIGHT FOCUS FIVE FUND 33738R605 510639 21739 SH SOLE 0 0 510639 FORD MOTOR COMPANY Com 345370860 410262 29117 SH SOLE 0 0 410262 FRANKLIN LTD DURATION INCOME TRUST 35472T101 263442 24575 SH SOLE 0 0 263442 GENERAL ELECTRIC COMPANY Com 369604103 1529855 49113 SH SOLE 0 0 1529855 GUGGENHEIM ETF S&P 500 EQUAL WEIGHTED 78355W106 1060726 13840 SH SOLE 0 0 1060726 GUGGENHEIM S&P MID ETF CAP 400 PURE GROWTH 78355W601 221075 1773 SH SOLE 0 0 221075 HOME DEPOT INC com 437076102 356568 2696 SH SOLE 0 0 356568 I SHARES SILVER TR ETF com 46428Q109 180532 13687 SH SOLE 0 0 180532 INTEL CORP com 458140100 766902 22261 SH SOLE 0 0 766902 INTERNATIONAL BUSINESS MACHINE CORP 459200101 618817 4497 SH SOLE 0 0 618817 ISHARES ETF MSCI EAFE VALUE 464288877 3182118 68403 SH SOLE 0 0 3182118 ISHARES ETF RUSSELL 1000 VALUE 464287598 732505 7485 SH SOLE 0 0 732505 ISHARES ETF RUSSELL MIDCAP GROWTH 464287481 435158 4734 SH SOLE 0 0 435158 ISHARES CORE ETF GROWTH ALLOCATION 464289867 596652 15346 SH SOLE 0 0 596652 ISHARES CORE MSCI ETF EMERGING MARKETS ETF 46434G103 1189501 30198 SH SOLE 0 0 1189501 ISHARES CORE S&P ETF SMALLCAP 464287804 347572 3157 SH SOLE 0 0 347572 ISHARES CORE S&P 500 ETF S&P 500 INDEX FD 464287200 656813 3206 SH SOLE 0 0 656813 ISHARES CORE S&P MIDCAP ETF 464287507 929366 6671 SH SOLE 0 0 929366 ISHARES MORNINGSTAR ETF SMALL CAP 464288505 207175 1612 SH SOLE 0 0 207175 ISHARES MSCI EAFE INDEX com 464287465 943377 16066 SH SOLE 0 0 943377 ISHARES RUSSELL ETF MIDCAP 464287499 224092 1399 SH SOLE 0 0 224092 ISHARES RUSSELL ETF MID-CAP VALUE 464287473 434071 6322 SH SOLE 0 0 434071 ISHARES S&P 500 ETF GROWTH 464287309 905878 7823 SH SOLE 0 0 905878 ISHARES S&P GSCI ETF COMMODITY-INDEXED TRUST 46428R107 185986 13070 SH SOLE 0 0 185986 ISHARES S&P MIDCAP ETF 400 VALUE 464287705 308833 2635 SH SOLE 0 0 308833 ISHARES S&P500 VALUE ETF com 464287408 599258 6769 SH SOLE 0 0 599258 JOHN HANCOCK TAX- ADVANTAGED DIV INCOME FD 41013V100 895366 43528 SH SOLE 0 0 895366 JOHNSON & JOHNSON com 478160104 932510 9078 SH SOLE 0 0 932510 KIMBERLY-CLARK CORP com 494368103 352811 2771 SH SOLE 0 0 352811 KRAFT HEINZ CO com 500754106 403163 5541 SH SOLE 0 0 403163 LINN ENERGY LLC UNITS com 536020100 20640 16000 SH SOLE 0 0 20640 MARKET VECTORS ETF INTERMEDIATE MUNI INDEX 57060U845 600479 25051 SH SOLE 0 0 600479 MCDONALDS CORP com 580135101 220821 1869 SH SOLE 0 0 220821 MCEWEN MINING INC com 58039P107 12363 11663 SH SOLE 0 0 12363 MERCK & CO INC NEW com 58933Y105 650648 12318 SH SOLE 0 0 650648 MICROSOFT CORP com 594918104 359166 6474 SH SOLE 0 0 359166 MONDELEZ INTL INC Com 609207105 402612 8979 SH SOLE 0 0 402612 NIKE INC CLASS B Com 654106103 631750 10108 SH SOLE 0 0 631750 NOVARTIS AG SPON ADR 66987V109 274726 3193 SH SOLE 0 0 274726 NUVEEN AMT-FREE MUNI Com 670657105 183197 13227 SH SOLE 0 0 183197 NUVEEN BUILD AMER BD FD Com 67074C103 374541 18643 SH SOLE 0 0 374541 NUVEEN ENERGY MLP TOTAL Com 67074U103 297627 26813 SH SOLE 0 0 297627 NUVEEN MUNICIPAL VALUE Com 670928100 127806 12555 SH SOLE 0 0 127806 NUVEEN SELECT TAX FREE Com 67062F100 265959 18612 SH SOLE 0 0 265959 ONEOK INC NEW Com 682680103 322883 13093 SH SOLE 0 0 322883 PEPSICO INCORPORATED Com 713448108 860929 8616 SH SOLE 0 0 860929 PFIZER INCORPORATED Com 717081103 815705 25270 SH SOLE 0 0 815705 PHILIP MORRIS Com 718172109 636957 7246 SH SOLE 0 0 636957 PHILLIPS 66 Com 718546104 242015 2959 SH SOLE 0 0 242015 POWERSHARES DYNAMIC LARGE CAP GROWTH 73935X609 303263 9692 SH SOLE 0 0 303263 POWERSHARES QQQ TR ETF SERIES 1 73935A104 3485055 31156 SH SOLE 0 0 3485055 PROCTER & GAMBLE CO Com 742718109 1366693 17211 SH SOLE 0 0 1366693 QUALCOMM INC Com 747525103 252474 5051 SH SOLE 0 0 252474 SCHLUMBERGER LTD Com 806857108 317395 4550 SH SOLE 0 0 317395 SECTOR SPDR TR ETF TECHNOLOGY SELECT SECTOR 81369Y803 331761 7746 SH SOLE 0 0 331761 SOUTHERN COPPER CORP Com 84265V105 213512 8174 SH SOLE 0 0 213512 SPDR DOW JONES ETF GLOBAL REAL ESTATE 78463X749 2022195 43209 SH SOLE 0 0 2022195 SPDR GOLD TRUST ETF ETF 78463V107 538245 5305 SH SOLE 0 0 538245 SPDR S&P 500 TRUST ETF ETF 78462F103 1009939 4954 SH SOLE 0 0 1009939 SPDR S&P INTL SMALL ETF CAP 78463X871 408393 14467 SH SOLE 0 0 408393 SPROTT PHYSICAL GOLD ETF TRUST 85207H104 365892 41912 SH SOLE 0 0 365892 STARBUCKS CORP Com 855244109 605102 10080 SH SOLE 0 0 605102 STARWOOD HOTELS & Com 85590A401 264996 3825 SH SOLE 0 0 264996 STRYKER CORP Com 863667101 592028 6370 SH SOLE 0 0 592028 VANGUARD GROWTH ETF com 922908736 231484 2176 SH SOLE 0 0 231484 VANGUARD HEALTH CARE ETF com 92204A504 219420 1651 SH SOLE 0 0 219420 VANGUARD INDEX FDS ETF S&P 500 ETF SHS NEW 922908363 1621431 8674 SH SOLE 0 0 1621431 VANGUARD INTL EQUITY ETF INDEX FDS FTSE EMERGING 922042858 2182752 66730 SH SOLE 0 0 2182752 VANGUARD MID CAP ETF com 922908629 339922 2830 SH SOLE 0 0 339922 VANGUARD MID-CAP VALUE INDEX FUND 922908512 616433 7172 SH SOLE 0 0 616433 VANGUARD REIT ETF com 922908553 621082 7790 SH SOLE 0 0 621082 VANGUARD RUSSELL ETF 2000 92206C664 204416 2266 SH SOLE 0 0 204416 VANGUARD SHORT TERM ETF CORP BD 92206C409 368330 4663 SH SOLE 0 0 368330 VANGUARD SHORT TERM BOND ETF 921937827 222352 2794 SH SOLE 0 0 222352 VANGUARD SMALL CAP ETF com 922908751 278249 2515 SH SOLE 0 0 278249 VANGUARD SMALL CAP ETF GROWTH 922908595 205112 1689 SH SOLE 0 0 205112 VANGUARD SMALL CAP VALUE ETF 922908611 328213 3323 SH SOLE 0 0 328213 VANGUARD TOTAL STOCK MARKET ETF 922908769 837462 8029 SH SOLE 0 0 837462 VANGUARD TOTAL WORLD ETF STOCK INDEX FUND 922042742 760164 13193 SH SOLE 0 0 760164 VANGUARD VALUE ETF com 922908744 504609 6190 SH SOLE 0 0 504609 VANGUARD WHITEHALL FDS HIGH DIVIDEND YIELD 921946406 362319 5428 SH SOLE 0 0 362319 VERIZON COMMUNICATIONS COM 92343V104 1040360 22509 SH SOLE 0 0 1040360 WALGREENS BOOTS ALLIANCE INC com 931427108 727289 8541 SH SOLE 0 0 727289 WAL-MART STORES INC com 931142103 583965 9526 SH SOLE 0 0 583965 WASTE MGMT INC DEL com 94106L109 202539 3795 SH SOLE 0 0 202539 WELLS FARGO COMPANY com 949746101 245430 4515 SH SOLE 0 0 245430 WISDOMTREE EMERGING ETF MARKETS LOCAL DEBT FUND 97717X867 241432 7043 SH SOLE 0 0 241432 WISDOMTREE EMERGING ETF MARKETS HIGH DIVIDEND FD 97717W315 229602 7257 SH SOLE 0 0 229602 WISDOMTREE INTL S/C DVD FUND 97717W760 1833823 31563 SH SOLE 0 0 1833823