0001376474-16-000565.txt : 20160212
0001376474-16-000565.hdr.sgml : 20160212
20160212151930
ACCESSION NUMBER: 0001376474-16-000565
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20151231
FILED AS OF DATE: 20160212
DATE AS OF CHANGE: 20160212
EFFECTIVENESS DATE: 20160212
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NATIONS FINANCIAL GROUP INC, /IA/ /ADV
CENTRAL INDEX KEY: 0001109767
IRS NUMBER: 391909295
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-17213
FILM NUMBER: 161418316
BUSINESS ADDRESS:
STREET 1: 4000 RIVER RIDGE DRIVE, NE
STREET 2: ---
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52402
BUSINESS PHONE: 319-393-9541
MAIL ADDRESS:
STREET 1: 4000 RIVER RIDGE DRIVE, NE
STREET 2: ---
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52402
FORMER COMPANY:
FORMER CONFORMED NAME: NATIONS FINANCIAL GROUP INC /IA/ /ADV
DATE OF NAME CHANGE: 20000322
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001109767
XXXXXXXX
12-31-2015
12-31-2015
NATIONS FINANCIAL GROUP INC, /IA/ /ADV
4000 RIVER RIDGE DRIVE, NE
---
CEDAR RAPIDS
IA
52402
13F HOLDINGS REPORT
028-17213
N
Steve Cairney
Chief Compliance Officer
319-393-9541
/s/ Steve Cairney
Cedar Rapids
IA
02-11-2016
0
127
76871554
false
INFORMATION TABLE
2
aci_13f.xml
ABBOTT LABORATORIES
Com
2824100
202538
4510
SH
SOLE
0
0
202538
GENERAL MILLS INC
Com
370334104
208499
1516
SH
SOLE
0
0
208499
3M CO
com
88579Y101
486406
3229
SH
SOLE
0
0
486406
AEGON N V
ORD AMER REG
7924103
97275
17156
SH
SOLE
0
0
97275
ALLIANT ENERGY CORP
Com
18802108
730660
11700
SH
SOLE
0
0
730660
AON PLC
CLASS A
G0408V102
248967
2700
SH
SOLE
0
0
248967
APPLE INC
Com
37833100
1842001
17500
SH
SOLE
0
0
1842001
AT & T INC
Com
00206R102
1015596
29515
SH
SOLE
0
0
1015596
AUTOMATIC DATA PROCESSING
com
53015103
215504
2544
SH
SOLE
0
0
215504
BANK OF AMERICA CORP
com
60505104
249075
14799
SH
SOLE
0
0
249075
BARCLAYS BK PLC ETN
IPATH BLOOMBERG CMMD IDX
06738C778
1077365
50180
SH
SOLE
0
0
1077365
BERKSHIRE HATHAWAY INC
SERIES B NEW
84670702
2097852
15888
SH
SOLE
0
0
2097852
BERKSHIRE HATHAWAY INC
CL A
84670108
593400
3
SH
SOLE
0
0
593400
BLACKROCK GLOBAL
OPPORTUNITIES EQUITY
92501105
254906
19977
SH
SOLE
0
0
254906
BOEING CO
com
97023105
669885
4633
SH
SOLE
0
0
669885
BP PLC SPONS ADR
com
55622104
250664
8019
SH
SOLE
0
0
250664
CALAMOS STRATEGIC
TOTAL RETURN FUND
128125101
258528
26114
SH
SOLE
0
0
258528
CARDINAL HEALTH INC
Com
14149Y108
290128
3250
SH
SOLE
0
0
290128
CATERPILLAR INC
Com
149123101
671264
9877
SH
SOLE
0
0
671264
CENTRAL FUND CDA LTD
CLASS A
153501101
230272
23050
SH
SOLE
0
0
230272
CENTURYLINK INC
Com
156700106
398028
15820
SH
SOLE
0
0
398028
CHEVRON CORPORATION
Com
166764100
338311
3761
SH
SOLE
0
0
338311
CLEARBRIDGE ENERGY MLP
Com
184692101
216315
14250
SH
SOLE
0
0
216315
COCA-COLA COMPANY
Com
191216100
245991
5726
SH
SOLE
0
0
245991
COHEN & STEERS INFRASTRUCTURE FUND INC
Com
19248A109
1391770
72944
SH
SOLE
0
0
1391770
CONOCOPHILLIPS
Com
20825C104
460049
9853
SH
SOLE
0
0
460049
DEERE & CO
Com
244199105
436988
5729
SH
SOLE
0
0
436988
DELAWARE ENHANCED GLOBAL DIVIDEND & INCOME FD
Com
246060107
205383
21966
SH
SOLE
0
0
205383
DNP SELECT INCOME FD
Com
23325P104
2279970
254461
SH
SOLE
0
0
2279970
DOW CHEMICAL COMPANY
Com
260543103
390027
7576
SH
SOLE
0
0
390027
E M C CORP MASS
Com
268648102
380475
14816
SH
SOLE
0
0
380475
ELEMENTS ROGERS ETN
TOTAL RETURN
870297801
971013
209722
SH
SOLE
0
0
971013
EMERSON ELECTRIC CO
Com
291011104
240367
5025
SH
SOLE
0
0
240367
ENERGY SELECT ETF
SECTOR SPDR
81369Y506
467173
7745
SH
SOLE
0
0
467173
E-TRACS UBS BBG CMI ETN
com
902641778
288134
23868
SH
SOLE
0
0
288134
EXXON MOBIL CORP
Com
30231G102
793967
10186
SH
SOLE
0
0
793967
FACEBOOK INC
CLASS A
30303M102
697873
6668
SH
SOLE
0
0
697873
FERRELL GAS PROPERTIES
LTD PARTNERSHIP
315293100
211955
12768
SH
SOLE
0
0
211955
FIRST TR DORSEY ETF
WRIGHT FOCUS FIVE FUND
33738R605
510639
21739
SH
SOLE
0
0
510639
FORD MOTOR COMPANY
Com
345370860
410262
29117
SH
SOLE
0
0
410262
FRANKLIN LTD DURATION
INCOME TRUST
35472T101
263442
24575
SH
SOLE
0
0
263442
GENERAL ELECTRIC COMPANY
Com
369604103
1529855
49113
SH
SOLE
0
0
1529855
GUGGENHEIM ETF
S&P 500 EQUAL WEIGHTED
78355W106
1060726
13840
SH
SOLE
0
0
1060726
GUGGENHEIM S&P MID ETF
CAP 400 PURE GROWTH
78355W601
221075
1773
SH
SOLE
0
0
221075
HOME DEPOT INC
com
437076102
356568
2696
SH
SOLE
0
0
356568
I SHARES SILVER TR ETF
com
46428Q109
180532
13687
SH
SOLE
0
0
180532
INTEL CORP
com
458140100
766902
22261
SH
SOLE
0
0
766902
INTERNATIONAL BUSINESS
MACHINE CORP
459200101
618817
4497
SH
SOLE
0
0
618817
ISHARES ETF
MSCI EAFE VALUE
464288877
3182118
68403
SH
SOLE
0
0
3182118
ISHARES ETF
RUSSELL 1000 VALUE
464287598
732505
7485
SH
SOLE
0
0
732505
ISHARES ETF
RUSSELL MIDCAP GROWTH
464287481
435158
4734
SH
SOLE
0
0
435158
ISHARES CORE ETF
GROWTH ALLOCATION
464289867
596652
15346
SH
SOLE
0
0
596652
ISHARES CORE MSCI ETF
EMERGING MARKETS ETF
46434G103
1189501
30198
SH
SOLE
0
0
1189501
ISHARES CORE S&P ETF
SMALLCAP
464287804
347572
3157
SH
SOLE
0
0
347572
ISHARES CORE S&P 500 ETF
S&P 500 INDEX FD
464287200
656813
3206
SH
SOLE
0
0
656813
ISHARES CORE S&P MIDCAP
ETF
464287507
929366
6671
SH
SOLE
0
0
929366
ISHARES MORNINGSTAR ETF
SMALL CAP
464288505
207175
1612
SH
SOLE
0
0
207175
ISHARES MSCI EAFE INDEX
com
464287465
943377
16066
SH
SOLE
0
0
943377
ISHARES RUSSELL ETF
MIDCAP
464287499
224092
1399
SH
SOLE
0
0
224092
ISHARES RUSSELL ETF
MID-CAP VALUE
464287473
434071
6322
SH
SOLE
0
0
434071
ISHARES S&P 500 ETF
GROWTH
464287309
905878
7823
SH
SOLE
0
0
905878
ISHARES S&P GSCI ETF
COMMODITY-INDEXED TRUST
46428R107
185986
13070
SH
SOLE
0
0
185986
ISHARES S&P MIDCAP ETF
400 VALUE
464287705
308833
2635
SH
SOLE
0
0
308833
ISHARES S&P500 VALUE ETF
com
464287408
599258
6769
SH
SOLE
0
0
599258
JOHN HANCOCK TAX-
ADVANTAGED DIV INCOME FD
41013V100
895366
43528
SH
SOLE
0
0
895366
JOHNSON & JOHNSON
com
478160104
932510
9078
SH
SOLE
0
0
932510
KIMBERLY-CLARK CORP
com
494368103
352811
2771
SH
SOLE
0
0
352811
KRAFT HEINZ CO
com
500754106
403163
5541
SH
SOLE
0
0
403163
LINN ENERGY LLC UNITS
com
536020100
20640
16000
SH
SOLE
0
0
20640
MARKET VECTORS ETF
INTERMEDIATE MUNI INDEX
57060U845
600479
25051
SH
SOLE
0
0
600479
MCDONALDS CORP
com
580135101
220821
1869
SH
SOLE
0
0
220821
MCEWEN MINING INC
com
58039P107
12363
11663
SH
SOLE
0
0
12363
MERCK & CO INC NEW
com
58933Y105
650648
12318
SH
SOLE
0
0
650648
MICROSOFT CORP
com
594918104
359166
6474
SH
SOLE
0
0
359166
MONDELEZ INTL INC
Com
609207105
402612
8979
SH
SOLE
0
0
402612
NIKE INC CLASS B
Com
654106103
631750
10108
SH
SOLE
0
0
631750
NOVARTIS AG
SPON ADR
66987V109
274726
3193
SH
SOLE
0
0
274726
NUVEEN AMT-FREE MUNI
Com
670657105
183197
13227
SH
SOLE
0
0
183197
NUVEEN BUILD AMER BD FD
Com
67074C103
374541
18643
SH
SOLE
0
0
374541
NUVEEN ENERGY MLP TOTAL
Com
67074U103
297627
26813
SH
SOLE
0
0
297627
NUVEEN MUNICIPAL VALUE
Com
670928100
127806
12555
SH
SOLE
0
0
127806
NUVEEN SELECT TAX FREE
Com
67062F100
265959
18612
SH
SOLE
0
0
265959
ONEOK INC NEW
Com
682680103
322883
13093
SH
SOLE
0
0
322883
PEPSICO INCORPORATED
Com
713448108
860929
8616
SH
SOLE
0
0
860929
PFIZER INCORPORATED
Com
717081103
815705
25270
SH
SOLE
0
0
815705
PHILIP MORRIS
Com
718172109
636957
7246
SH
SOLE
0
0
636957
PHILLIPS 66
Com
718546104
242015
2959
SH
SOLE
0
0
242015
POWERSHARES DYNAMIC
LARGE CAP GROWTH
73935X609
303263
9692
SH
SOLE
0
0
303263
POWERSHARES QQQ TR ETF
SERIES 1
73935A104
3485055
31156
SH
SOLE
0
0
3485055
PROCTER & GAMBLE CO
Com
742718109
1366693
17211
SH
SOLE
0
0
1366693
QUALCOMM INC
Com
747525103
252474
5051
SH
SOLE
0
0
252474
SCHLUMBERGER LTD
Com
806857108
317395
4550
SH
SOLE
0
0
317395
SECTOR SPDR TR ETF
TECHNOLOGY SELECT SECTOR
81369Y803
331761
7746
SH
SOLE
0
0
331761
SOUTHERN COPPER CORP
Com
84265V105
213512
8174
SH
SOLE
0
0
213512
SPDR DOW JONES ETF
GLOBAL REAL ESTATE
78463X749
2022195
43209
SH
SOLE
0
0
2022195
SPDR GOLD TRUST ETF
ETF
78463V107
538245
5305
SH
SOLE
0
0
538245
SPDR S&P 500 TRUST ETF
ETF
78462F103
1009939
4954
SH
SOLE
0
0
1009939
SPDR S&P INTL SMALL ETF
CAP
78463X871
408393
14467
SH
SOLE
0
0
408393
SPROTT PHYSICAL GOLD ETF
TRUST
85207H104
365892
41912
SH
SOLE
0
0
365892
STARBUCKS CORP
Com
855244109
605102
10080
SH
SOLE
0
0
605102
STARWOOD HOTELS &
Com
85590A401
264996
3825
SH
SOLE
0
0
264996
STRYKER CORP
Com
863667101
592028
6370
SH
SOLE
0
0
592028
VANGUARD GROWTH ETF
com
922908736
231484
2176
SH
SOLE
0
0
231484
VANGUARD HEALTH CARE ETF
com
92204A504
219420
1651
SH
SOLE
0
0
219420
VANGUARD INDEX FDS ETF
S&P 500 ETF SHS NEW
922908363
1621431
8674
SH
SOLE
0
0
1621431
VANGUARD INTL EQUITY ETF
INDEX FDS FTSE EMERGING
922042858
2182752
66730
SH
SOLE
0
0
2182752
VANGUARD MID CAP ETF
com
922908629
339922
2830
SH
SOLE
0
0
339922
VANGUARD MID-CAP VALUE
INDEX FUND
922908512
616433
7172
SH
SOLE
0
0
616433
VANGUARD REIT ETF
com
922908553
621082
7790
SH
SOLE
0
0
621082
VANGUARD RUSSELL ETF
2000
92206C664
204416
2266
SH
SOLE
0
0
204416
VANGUARD SHORT TERM ETF
CORP BD
92206C409
368330
4663
SH
SOLE
0
0
368330
VANGUARD SHORT TERM BOND
ETF
921937827
222352
2794
SH
SOLE
0
0
222352
VANGUARD SMALL CAP ETF
com
922908751
278249
2515
SH
SOLE
0
0
278249
VANGUARD SMALL CAP ETF
GROWTH
922908595
205112
1689
SH
SOLE
0
0
205112
VANGUARD SMALL CAP VALUE
ETF
922908611
328213
3323
SH
SOLE
0
0
328213
VANGUARD TOTAL STOCK
MARKET ETF
922908769
837462
8029
SH
SOLE
0
0
837462
VANGUARD TOTAL WORLD ETF
STOCK INDEX FUND
922042742
760164
13193
SH
SOLE
0
0
760164
VANGUARD VALUE ETF
com
922908744
504609
6190
SH
SOLE
0
0
504609
VANGUARD WHITEHALL FDS
HIGH DIVIDEND YIELD
921946406
362319
5428
SH
SOLE
0
0
362319
VERIZON COMMUNICATIONS
COM
92343V104
1040360
22509
SH
SOLE
0
0
1040360
WALGREENS BOOTS ALLIANCE INC
com
931427108
727289
8541
SH
SOLE
0
0
727289
WAL-MART STORES INC
com
931142103
583965
9526
SH
SOLE
0
0
583965
WASTE MGMT INC DEL
com
94106L109
202539
3795
SH
SOLE
0
0
202539
WELLS FARGO COMPANY
com
949746101
245430
4515
SH
SOLE
0
0
245430
WISDOMTREE EMERGING ETF
MARKETS LOCAL DEBT FUND
97717X867
241432
7043
SH
SOLE
0
0
241432
WISDOMTREE EMERGING ETF
MARKETS HIGH DIVIDEND FD
97717W315
229602
7257
SH
SOLE
0
0
229602
WISDOMTREE INTL S/C DVD
FUND
97717W760
1833823
31563
SH
SOLE
0
0
1833823