0001172661-11-000336.txt : 20110513 0001172661-11-000336.hdr.sgml : 20110513 20110513164607 ACCESSION NUMBER: 0001172661-11-000336 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05621 FILM NUMBER: 11841698 BUSINESS ADDRESS: STREET 1: 200 EAST CARRILLO STREET, STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93101 BUSINESS PHONE: 8059654600 MAIL ADDRESS: STREET 1: 200 EAST CARRILLO STREET, STREET 2: SUITE 300 CITY: SANTA BARBARA STATE: CA ZIP: 93101 13F-HR 1 sbam1q11.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Santa Barbara Asset Management, Inc. Address: 200 East Carrillo Street Suite 300 Santa Barbara, CA 93101 13F File Number: 028-05621 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Michael Mayfield Title: CIO, CEO Phone: (805) 965-4600 Signature, Place, and Date of Signing: /s/ Michael Mayfield Santa Barbara, CA May 13, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 183 Form 13F Information Table Value Total: $2,226,811 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 1 028-11405 Nuveen Investments, Inc. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ABBOTT LABS COM 002824100 20686 421732 SH DEFINED 1 371021 0 50711 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 55001 1000561 SH DEFINED 1 920442 0 80119 AFLAC INC COM 001055102 15160 287220 SH DEFINED 1 252582 0 34638 AGRIUM INC COM 008916108 67 725 SH DEFINED 1 725 0 0 AIXTRON SE SPONSORED ADR 009606104 36 820 SH DEFINED 1 820 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 10825 284861 SH DEFINED 1 267556 0 17305 ALLERGAN INC COM 018490102 30368 427599 SH DEFINED 1 403384 0 24215 ALTERA CORP COM 021441100 2 40 SH DEFINED 1 40 0 0 AMERICAN TOWER CORP CL A 029912201 28788 555552 SH DEFINED 1 523238 0 32314 AMERISOURCEBERGEN CORP COM 03073E105 20078 507536 SH DEFINED 1 448268 0 59268 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