0000909012-17-000061.txt : 20170215
0000909012-17-000061.hdr.sgml : 20170215
20170215100328
ACCESSION NUMBER: 0000909012-17-000061
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20161231
FILED AS OF DATE: 20170215
DATE AS OF CHANGE: 20170215
EFFECTIVENESS DATE: 20170215
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001109426
IRS NUMBER: 203432117
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05621
FILM NUMBER: 17613325
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 805-965-4600
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT
DATE OF NAME CHANGE: 20000316
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001109426
XXXXXXXX
12-31-2016
12-31-2016
SANTA BARBARA ASSET MANAGEMENT, LLC
2049 CENTURY PARK EAST
17TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-05621
N
James R. Boothe
Chief Investment Officer
310 552 5100
/s/JAMES R BOOTHE
Los Angeles
CA
02-13-2017
1
57
5522946
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
AbbVie Inc
COM
00287Y109
144587
2308959
SH
OTR
2,294,956.
0
0
0
Accenture PLC
SHS CLASS A
G1151C101
146836
1253618
SH
OTR
1,245,987.
0
0
0
Apple Inc
COM
037833100
218835
1889438
SH
OTR
1,877,727.
0
0
0
AT&T Inc
COM
00206R102
165737
3896937
SH
OTR
3,873,252.
0
0
0
BlackRock Inc
COM
09247X101
101272
266126
SH
OTR
264,454.
0
0
0
Chevron Corp
COM
166764100
155091
1317680
SH
OTR
1,310,400.
0
0
0
Chubb Ltd
COM
H1467J104
116661
882992
SH
OTR
877,098.
0
0
0
Cisco Systems Inc
COM
17275R102
58476
1934997
SH
OTR
1,918,107.
0
0
0
Colgate-Palmolive Co
COM
194162103
102139
1560805
SH
OTR
1,551,291.
0
0
0
CVS Health Corp
COM
126650100
138454
1754583
SH
OTR
1,743,814.
0
0
0
Discover Financial Services
COM
254709108
121352
1683335
SH
OTR
1,673,175.
0
0
0
Enbridge Inc
COM
29250N105
8961
158596
SH
OTR
158,564.
0
0
0
Extra Space Storage Inc
COM
30225T102
76007
984041
SH
OTR
977,934.
0
0
0
Fidelity National Information Services Inc
COM
31620M106
146207
1932933
SH
OTR
1,920,855.
0
0
0
General Motors Co
COM
37045V100
167997
4821961
SH
OTR
4,792,143.
0
0
0
Grifols SA
SP ADR REP B NVT
398438408
2586
160901
SH
OTR
160,853.
0
0
0
Honeywell International Inc
COM
438516106
136339
1176861
SH
OTR
1,169,680.
0
0
0
Ingersoll-Rand PLC
SHS
G47791101
90307
1203446
SH
OTR
1,195,815.
0
0
0
Johnson & Johnson
COM
478160104
125007
1085036
SH
OTR
1,078,197.
0
0
0
JPMorgan Chase & Co
COM
46625H100
202507
2346824
SH
OTR
2,332,554.
0
0
0
Lloyds Banking Group PLC
SPONSORED ADR
539439109
2057
663576
SH
OTR
663,154.
0
0
0
Lockheed Martin Corp
COM
539830109
132062
528375
SH
OTR
525,083.
0
0
0
Lowe's Cos Inc
COM
548661107
126258
1775277
SH
OTR
1,764,312.
0
0
0
Marsh & McLennan Cos Inc
COM
571748102
114662
1696436
SH
OTR
1,685,356.
0
0
0
Medtronic PLC
SHS
G5960L103
132848
1865057
SH
OTR
1,853,156.
0
0
0
Microsoft Corp
COM
594918104
197230
3173969
SH
OTR
3,154,650.
0
0
0
Mitsubishi UFJ Financial Group Inc
SPONSORED ADR
606822104
3292
534365
SH
OTR
534,177.
0
0
0
Mondelez International Inc
CL A
609207105
105878
2388416
SH
OTR
2,372,846.
0
0
0
Monsanto Co
COM
61166W101
108514
1031408
SH
OTR
1,024,887.
0
0
0
NextEra Energy Inc
COM
65339F101
151155
1265317
SH
OTR
1,257,707.
0
0
0
Nielsen Holdings PLC
SHS EUR
G6518L108
84781
2021005
SH
OTR
2,008,853.
0
0
0
Novartis AG
SPONSORED ADR
66987V109
3963
54404
SH
OTR
54,397.
0
0
0
Novo Nordisk A/S
ADR
670100205
81551
2274144
SH
OTR
2,259,673.
0
0
0
ORIX Corp
SPONSORED ADR
686330101
2227
28609
SH
OTR
28,609.
0
0
0
Packaging Corp of America
COM
695156109
119334
1406908
SH
OTR
1,398,971.
0
0
0
PepsiCo Inc
COM
713448108
147849
1413067
SH
OTR
1,404,362.
0
0
0
Pfizer Inc
COM
717081103
140579
4328169
SH
OTR
4,301,267.
0
0
0
Phillips 66
COM
718546104
151324
1751231
SH
OTR
1,740,422.
0
0
0
Praxair Inc
COM
74005P104
94975
810438
SH
OTR
805,355.
0
0
0
Sanofi
SPONSORED ADR
80105N105
2999
74157
SH
OTR
74,125.
0
0
0
SAP SE
SPON ADR
803054204
2588
29949
SH
OTR
29,934.
0
0
0
Schlumberger Ltd
COM
806857108
108076
1287386
SH
OTR
1,279,274.
0
0
0
SPDR S&P500 ETF Trust
TR UNIT
78462F103
5789
25896
SH
OTR
25,829.
0
0
0
TE Connectivity Ltd
REG SHS
H84989104
112986
1630867
SH
OTR
1,620,238.
0
0
0
Toronto-Dominion Bank/The
COM NEW
891160509
8525
128741
SH
OTR
128,726.
0
0
0
TOTAL SA
SPONSORED ADR
89151E109
3205
62875
SH
OTR
62,847.
0
0
0
Unilever PLC
SPON ADR NEW
904767704
1977
48584
SH
OTR
48,584.
0
0
0
Union Pacific Corp
COM
907818108
144033
1389203
SH
OTR
1,380,807.
0
0
0
UnitedHealth Group Inc
COM
91324P102
176298
1101589
SH
OTR
1,095,001.
0
0
0
VF Corp
COM
918204108
103403
1938204
SH
OTR
1,926,132.
0
0
0
Vodafone Group PLC
SPNSR ADR
92857W308
2288
93666
SH
OTR
93,628.
0
0
0
Walt Disney Co/The
COM DISNEY
254687106
105482
1012108
SH
OTR
1,005,474.
0
0
0
WEC Energy Group Inc
COM
92939U106
108138
1843788
SH
OTR
1,831,725.
0
0
0
Wells Fargo & Co
COM
949746101
184729
3352008
SH
OTR
3,331,603.
0
0
0
Westpac Banking Corp
SPONSORED ADR
961214301
2800
119239
SH
OTR
119,180.
0
0
0
Whirlpool Corp
COM
963320106
120641
663704
SH
OTR
659,703.
0
0
0
WPP PLC
ADR
92937A102
3092
27938
SH
OTR
27,933.
0
0
0