0000909012-16-000502.txt : 20160511
0000909012-16-000502.hdr.sgml : 20160511
20160511115042
ACCESSION NUMBER: 0000909012-16-000502
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160511
DATE AS OF CHANGE: 20160511
EFFECTIVENESS DATE: 20160511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001109426
IRS NUMBER: 203432117
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05621
FILM NUMBER: 161638923
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 805-965-4600
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT
DATE OF NAME CHANGE: 20000316
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001109426
XXXXXXXX
03-31-2016
03-31-2016
SANTA BARBARA ASSET MANAGEMENT, LLC
2049 CENTURY PARK EAST
17TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-05621
N
James R. Boothe
Chief Investment Officer
310 552 5100
/s/ JAMES R. BOOTHE
Los Angeles
CA
05-05-2016
1
54
5066816
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
AbbVie Inc
COM
00287Y109
133354
2334629
SH
DFND
1
2312948
0
21681
Accenture PLC
SHS CLASS A
G1151C101
145660
1262219
SH
DFND
1
1250684
0
11535
Apple Inc
COM
037833100
208459
1912647
SH
DFND
1
1894845
0
17802
AT&T Inc
COM
00206R102
144767
3695868
SH
DFND
1
3661997
0
33871
BlackRock Inc
COM
09247X101
91359
268252
SH
DFND
1
265719
0
2533
Boeing Co/The
COM
097023105
117999
929562
SH
DFND
1
920883
0
8679
Chevron Corp
COM
166764100
136911
1435127
SH
DFND
1
1421851
0
13276
Chubb Ltd
COM
H1467J104
99293
833342
SH
DFND
1
825577
0
7765
Colgate-Palmolive Co
COM
194162103
111209
1574083
SH
DFND
1
1559696
0
14387
CVS Health Corp
COM
126650100
161645
1558321
SH
DFND
1
1543980
0
14341
Discover Financial Services
COM
254709108
93726
1840643
SH
DFND
1
1823778
0
16865
EMC Corp/MA
COM
268648102
106334
3990017
SH
DFND
1
3953239
0
36778
Fidelity National Information Services Inc
COM
31620M106
142074
2244098
SH
DFND
1
2222849
0
21249
General Motors Co
COM
37045V100
120693
3840054
SH
DFND
1
3805048
0
35006
Grifols SA
SP ADR REP B NVT
398438408
2250
145443
SH
DFND
1
145139
0
304
Honeywell International Inc
COM
438516106
111865
998351
SH
DFND
1
989343
0
9008
Johnson & Johnson
COM
478160104
136077
1257640
SH
DFND
1
1245563
0
12077
JPMorgan Chase & Co
COM
46625H100
147931
2497991
SH
DFND
1
2474982
0
23009
Kinder Morgan Inc/DE
COM
49456B101
70881
3968698
SH
DFND
1
3931806
0
36892
Lloyds Banking Group PLC
SPONSORED ADR
539439109
2130
539324
SH
DFND
1
537304
0
2020
Lowe's Cos Inc
COM
548661107
131557
1736725
SH
DFND
1
1720275
0
16450
Macy's Inc
COM
55616P104
88782
2013662
SH
DFND
1
1994680
0
18982
Marsh & McLennan Cos Inc
COM
571748102
106923
1758884
SH
DFND
1
1742326
0
16558
Medtronic PLC
SHS
G5960L103
146149
1948658
SH
DFND
1
1930622
0
18036
Microsoft Corp
COM
594918104
155947
2823601
SH
DFND
1
2797619
0
25982
Mitsubishi UFJ Financial Group Inc
SPONSORED ADR
606822104
2183
475536
SH
DFND
1
474312
0
1224
Mondelez International Inc
CL A
609207105
85036
2119553
SH
DFND
1
2098745
0
20808
Monsanto Co
COM
61166W101
78845
898618
SH
DFND
1
890126
0
8492
NextEra Energy Inc
COM
65339F101
151001
1275992
SH
DFND
1
1264375
0
11617
Nielsen Holdings PLC
SHS EUR
G6518L108
108324
2057038
SH
DFND
1
2038748
0
18290
Novartis AG
SPONSORED ADR
66987V109
3394
46857
SH
DFND
1
46817
0
40
Novo Nordisk A/S
ADR
670100205
100766
1859488
SH
DFND
1
1841755
0
17733
ORIX Corp
SPONSORED ADR
686330101
1757
24611
SH
DFND
1
24611
0
0
Packaging Corp of America
COM
695156109
117084
1938481
SH
DFND
1
1920592
0
17889
PepsiCo Inc
COM
713448108
146118
1425824
SH
DFND
1
1412572
0
13252
Pfizer Inc
COM
717081103
152525
5145928
SH
DFND
1
5097517
0
48411
Phillips 66
COM
718546104
109458
1264090
SH
DFND
1
1252600
0
11490
Praxair Inc
COM
74005P104
92922
811900
SH
DFND
1
804243
0
7657
Sanofi
SPONSORED ADR
80105N105
1688
42029
SH
DFND
1
41942
0
87
SAP SE
SPON ADR
803054204
2084
25916
SH
DFND
1
25821
0
95
TE Connectivity Ltd
REG SHS
H84989104
92409
1492394
SH
DFND
1
1477785
0
14609
Tenaris SA
SPONSORED ADR
88031M109
2163
87360
SH
DFND
1
87360
0
0
Toronto-Dominion Bank/The
COM NEW
891160509
3151
56210
SH
DFND
1
56113
0
97
TOTAL SA
SPONSORED ADR
89151E109
2471
54397
SH
DFND
1
54218
0
179
Union Pacific Corp
COM
907818108
109717
1379216
SH
DFND
1
1366335
0
12881
UnitedHealth Group Inc
COM
91324P102
168519
1307364
SH
DFND
1
1295233
0
12131
VF Corp
COM
918204108
134021
2069510
SH
DFND
1
2050518
0
18992
Vodafone Group PLC
SPNSR ADR NO PAR
92857W308
2574
80306
SH
DFND
1
80198
0
108
Walt Disney Co/The
COM DISNEY
254687106
89004
896222
SH
DFND
1
887414
0
8808
WEC Energy Group Inc
COM
92939U106
119187
1984127
SH
DFND
1
1964423
0
19704
Wells Fargo & Co
COM
949746101
140244
2899994
SH
DFND
1
2873329
0
26665
Westpac Banking Corp
SPONSORED ADR
961214301
2399
103145
SH
DFND
1
102779
0
366
Whirlpool Corp
COM
963320106
130906
725884
SH
DFND
1
719304
0
6580
WPP PLC
ADR
92937A102
2892
24841
SH
DFND
1
24806
0
35