0000909012-14-000430.txt : 20141114
0000909012-14-000430.hdr.sgml : 20141114
20141114134647
ACCESSION NUMBER: 0000909012-14-000430
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141114
DATE AS OF CHANGE: 20141114
EFFECTIVENESS DATE: 20141114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC
CENTRAL INDEX KEY: 0001109426
IRS NUMBER: 203432117
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05621
FILM NUMBER: 141222648
BUSINESS ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
BUSINESS PHONE: 805-965-4600
MAIL ADDRESS:
STREET 1: 2049 CENTURY PARK EAST
STREET 2: 17TH FLOOR
CITY: LOS ANGELES
STATE: CA
ZIP: 90067
FORMER COMPANY:
FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT
DATE OF NAME CHANGE: 20000316
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001109426
XXXXXXXX
09-30-2014
09-30-2014
SANTA BARBARA ASSET MANAGEMENT, LLC
2049 CENTURY PARK EAST
17TH FLOOR
LOS ANGELES
CA
90067
13F HOLDINGS REPORT
028-05621
N
James R. Boothe
Chief Investment Officer
805 965 4600
/s/ JAMES R. BOOTHE
Los Angeles
CA
11-04-2014
1
59
4842263
false
1
028-11405
Nuveen Investments, Inc.
INFORMATION TABLE
2
aci_13f.xml
AbbVie Inc
COM
00287Y109
137885
2387202
SH
DFND
1
2364337
0
22865
Accenture PLC
SHS CLASS A
G1151C101
96330
1184578
SH
DFND
1
1173416
0
11162
ACE Ltd
SHS
H0023R105
97421
928972
SH
DFND
1
919928
0
9044
Apple Inc
COM
037833100
172538
1712533
SH
DFND
1
1696210
0
16323
AT&T Inc
COM
00206R102
130909
3714787
SH
DFND
1
3679230
0
35557
Bank of New York Mellon Corp/The
COM
064058100
98412
2540979
SH
DFND
1
2514015
0
26964
BHP Billiton Ltd
SPONSORED ADR
088606108
1771
30079
SH
DFND
1
30079
0
0
BlackRock Inc
COM
09247X101
90813
276600
SH
DFND
1
273914
0
2686
Boeing Co/The
COM
097023105
119127
935210
SH
DFND
1
926191
0
9019
Caterpillar Inc
COM
149123101
90967
918579
SH
DFND
1
910100
0
8479
CenturyLink Inc
COM
156700106
3331
81451
SH
DFND
1
81451
0
0
Chevron Corp
COM
166764100
141920
1189406
SH
DFND
1
1178548
0
10858
Coca-Cola Co/The
COM
191216100
10375
243203
SH
DFND
1
233886
0
9317
Colgate-Palmolive Co
COM
194162103
123309
1890668
SH
DFND
1
1873759
0
16909
Covidien PLC
SHS
G2554F113
114550
1324129
SH
DFND
1
1311488
0
12641
Cullen/Frost Bankers Inc
COM
229899109
98162
1282991
SH
DFND
1
1270302
0
12689
CVS Health Corp
COM
126650100
153408
1927474
SH
DFND
1
1908875
0
18599
Discover Financial Services
COM
254709108
104022
1615498
SH
DFND
1
1600620
0
14878
EMC Corp/MA
COM
268648102
106510
3640129
SH
DFND
1
3606052
0
34077
Fidelity National Information Services Inc
COM
31620M106
118810
2110297
SH
DFND
1
2090468
0
19829
Grifols SA
SP ADR REP B NVT
398438408
1764
50212
SH
DFND
1
50212
0
0
Honeywell International Inc
COM
438516106
120876
1298066
SH
DFND
1
1286276
0
11790
HSBC Holdings PLC
SPON ADR NEW
404280406
2277
44745
SH
DFND
1
44745
0
0
ITC Holdings Corp
COM
465685105
81535
2288375
SH
DFND
1
2265831
0
22544
JPMorgan Chase & Co
COM
46625H100
146224
2427362
SH
DFND
1
2404204
0
23158
Kinder Morgan Inc/DE
COM
49456B101
117671
3069153
SH
DFND
1
3038263
0
30890
Lowe's Cos Inc
COM
548661107
101384
1915792
SH
DFND
1
1897163
0
18629
Macy's Inc
COM
55616P104
100293
1723835
SH
DFND
1
1706970
0
16865
Marsh & McLennan Cos Inc
COM
571748102
112456
2148563
SH
DFND
1
2133305
0
15258
McCormick & Co Inc/MD
COM NON VTG
579780206
77996
1165853
SH
DFND
1
1154497
0
11356
Microsoft Corp
COM
594918104
166519
3591870
SH
DFND
1
3556529
0
35341
Mitsubishi UFJ Financial Group Inc
SPONSORED ADR
606822104
1805
321797
SH
DFND
1
321797
0
0
Motorola Solutions Inc
COM NEW
620076307
7910
124994
SH
DFND
1
120241
0
4753
NextEra Energy Inc
COM
65339F101
93628
997319
SH
DFND
1
987426
0
9893
Nielsen NV
COM
N63218106
93571
2110778
SH
DFND
1
2090882
0
19896
Novartis AG
SPONSORED ADR
66987V109
3479
36960
SH
DFND
1
36960
0
0
Novo Nordisk A/S
ADR
670100205
93854
1970894
SH
DFND
1
1951559
0
19335
Packaging Corp of America
COM
695156109
88556
1387585
SH
DFND
1
1374322
0
13263
Pfizer Inc
COM
717081103
135504
4582468
SH
DFND
1
4537859
0
44609
Philip Morris International Inc
COM
718172109
118926
1425969
SH
DFND
1
1412195
0
13774
Phillips 66
COM
718546104
103101
1267993
SH
DFND
1
1255602
0
12391
QUALCOMM Inc
COM
747525103
114388
1529869
SH
DFND
1
1515298
0
14571
Sanofi
SPONSORED ADR
80105N105
2133
37804
SH
DFND
1
37804
0
0
SAP SE
SPON ADR
803054204
1471
20383
SH
DFND
1
20383
0
0
Seadrill Ltd
SHS
G7945E105
76258
2849712
SH
DFND
1
2822489
0
27223
Syngenta AG
SPONSORED ADR
87160A100
1989
31393
SH
DFND
1
31393
0
0
Tenaris SA
SPONSORED ADR
88031M109
2269
49815
SH
DFND
1
49815
0
0
Time Warner Cable Inc
COM
88732J207
127505
888598
SH
DFND
1
879872
0
8726
Toronto-Dominion Bank/The
COM NEW
891160509
2815
50938
SH
DFND
1
50938
0
0
Total SA
SPONSORED ADR
89151E109
3103
48152
SH
DFND
1
48152
0
0
Tupperware Brands Corp
COM
899896104
59715
864936
SH
DFND
1
856780
0
8156
Union Pacific Corp
COM
907818108
137297
1266340
SH
DFND
1
1254346
0
11994
UnitedHealth Group Inc
COM
91324P102
125802
1458570
SH
DFND
1
1444121
0
14449
VF Corp
COM
918204108
138437
2096570
SH
DFND
1
2076517
0
20053
Vodafone Group PLC
SPNSR ADR NO PAR
92857W308
1992
60572
SH
DFND
1
60572
0
0
Wells Fargo & Co
COM
949746101
160243
3089315
SH
DFND
1
3059669
0
29646
Westpac Banking Corp
SPONSORED ADR
961214301
2752
97886
SH
DFND
1
97886
0
0
Whirlpool Corp
COM
963320106
101682
698127
SH
DFND
1
691742
0
6385
WPP PLC
ADR
92937A102
2516
25047
SH
DFND
1
25047
0
0