0000909012-14-000430.txt : 20141114 0000909012-14-000430.hdr.sgml : 20141114 20141114134647 ACCESSION NUMBER: 0000909012-14-000430 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141114 DATE AS OF CHANGE: 20141114 EFFECTIVENESS DATE: 20141114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05621 FILM NUMBER: 141222648 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 17TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 805-965-4600 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 17TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT DATE OF NAME CHANGE: 20000316 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109426 XXXXXXXX 09-30-2014 09-30-2014 SANTA BARBARA ASSET MANAGEMENT, LLC

2049 CENTURY PARK EAST 17TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-05621 N James R. Boothe 805 965 4600 /s/ JAMES R. BOOTHE Los Angeles CA 11-04-2014 1 59 4842263 false 1 028-11405 Nuveen Investments, Inc. INFORMATION TABLE 2 aci_13f.xml AbbVie Inc COM 00287Y109 137885 2387202 SH DFND 1 2364337 0 22865 Accenture PLC SHS CLASS A G1151C101 96330 1184578 SH DFND 1 1173416 0 11162 ACE Ltd SHS H0023R105 97421 928972 SH DFND 1 919928 0 9044 Apple Inc COM 037833100 172538 1712533 SH DFND 1 1696210 0 16323 AT&T Inc COM 00206R102 130909 3714787 SH DFND 1 3679230 0 35557 Bank of New York Mellon Corp/The COM 064058100 98412 2540979 SH DFND 1 2514015 0 26964 BHP Billiton Ltd SPONSORED ADR 088606108 1771 30079 SH DFND 1 30079 0 0 BlackRock Inc COM 09247X101 90813 276600 SH DFND 1 273914 0 2686 Boeing Co/The COM 097023105 119127 935210 SH DFND 1 926191 0 9019 Caterpillar Inc COM 149123101 90967 918579 SH DFND 1 910100 0 8479 CenturyLink Inc COM 156700106 3331 81451 SH DFND 1 81451 0 0 Chevron Corp COM 166764100 141920 1189406 SH DFND 1 1178548 0 10858 Coca-Cola Co/The COM 191216100 10375 243203 SH DFND 1 233886 0 9317 Colgate-Palmolive Co COM 194162103 123309 1890668 SH DFND 1 1873759 0 16909 Covidien PLC SHS G2554F113 114550 1324129 SH DFND 1 1311488 0 12641 Cullen/Frost Bankers Inc COM 229899109 98162 1282991 SH DFND 1 1270302 0 12689 CVS Health Corp COM 126650100 153408 1927474 SH DFND 1 1908875 0 18599 Discover Financial Services COM 254709108 104022 1615498 SH DFND 1 1600620 0 14878 EMC Corp/MA COM 268648102 106510 3640129 SH DFND 1 3606052 0 34077 Fidelity National Information Services Inc COM 31620M106 118810 2110297 SH DFND 1 2090468 0 19829 Grifols SA SP ADR REP B NVT 398438408 1764 50212 SH DFND 1 50212 0 0 Honeywell International Inc COM 438516106 120876 1298066 SH DFND 1 1286276 0 11790 HSBC Holdings PLC SPON ADR NEW 404280406 2277 44745 SH DFND 1 44745 0 0 ITC Holdings Corp COM 465685105 81535 2288375 SH DFND 1 2265831 0 22544 JPMorgan Chase & Co COM 46625H100 146224 2427362 SH DFND 1 2404204 0 23158 Kinder Morgan Inc/DE COM 49456B101 117671 3069153 SH DFND 1 3038263 0 30890 Lowe's Cos Inc COM 548661107 101384 1915792 SH DFND 1 1897163 0 18629 Macy's Inc COM 55616P104 100293 1723835 SH DFND 1 1706970 0 16865 Marsh & McLennan Cos Inc COM 571748102 112456 2148563 SH DFND 1 2133305 0 15258 McCormick & Co Inc/MD COM NON VTG 579780206 77996 1165853 SH DFND 1 1154497 0 11356 Microsoft Corp COM 594918104 166519 3591870 SH DFND 1 3556529 0 35341 Mitsubishi UFJ Financial Group Inc SPONSORED ADR 606822104 1805 321797 SH DFND 1 321797 0 0 Motorola Solutions Inc COM NEW 620076307 7910 124994 SH DFND 1 120241 0 4753 NextEra Energy Inc COM 65339F101 93628 997319 SH DFND 1 987426 0 9893 Nielsen NV COM N63218106 93571 2110778 SH DFND 1 2090882 0 19896 Novartis AG SPONSORED ADR 66987V109 3479 36960 SH DFND 1 36960 0 0 Novo Nordisk A/S ADR 670100205 93854 1970894 SH DFND 1 1951559 0 19335 Packaging Corp of America COM 695156109 88556 1387585 SH DFND 1 1374322 0 13263 Pfizer Inc COM 717081103 135504 4582468 SH DFND 1 4537859 0 44609 Philip Morris International Inc COM 718172109 118926 1425969 SH DFND 1 1412195 0 13774 Phillips 66 COM 718546104 103101 1267993 SH DFND 1 1255602 0 12391 QUALCOMM Inc COM 747525103 114388 1529869 SH DFND 1 1515298 0 14571 Sanofi SPONSORED ADR 80105N105 2133 37804 SH DFND 1 37804 0 0 SAP SE SPON ADR 803054204 1471 20383 SH DFND 1 20383 0 0 Seadrill Ltd SHS G7945E105 76258 2849712 SH DFND 1 2822489 0 27223 Syngenta AG SPONSORED ADR 87160A100 1989 31393 SH DFND 1 31393 0 0 Tenaris SA SPONSORED ADR 88031M109 2269 49815 SH DFND 1 49815 0 0 Time Warner Cable Inc COM 88732J207 127505 888598 SH DFND 1 879872 0 8726 Toronto-Dominion Bank/The COM NEW 891160509 2815 50938 SH DFND 1 50938 0 0 Total SA SPONSORED ADR 89151E109 3103 48152 SH DFND 1 48152 0 0 Tupperware Brands Corp COM 899896104 59715 864936 SH DFND 1 856780 0 8156 Union Pacific Corp COM 907818108 137297 1266340 SH DFND 1 1254346 0 11994 UnitedHealth Group Inc COM 91324P102 125802 1458570 SH DFND 1 1444121 0 14449 VF Corp COM 918204108 138437 2096570 SH DFND 1 2076517 0 20053 Vodafone Group PLC SPNSR ADR NO PAR 92857W308 1992 60572 SH DFND 1 60572 0 0 Wells Fargo & Co COM 949746101 160243 3089315 SH DFND 1 3059669 0 29646 Westpac Banking Corp SPONSORED ADR 961214301 2752 97886 SH DFND 1 97886 0 0 Whirlpool Corp COM 963320106 101682 698127 SH DFND 1 691742 0 6385 WPP PLC ADR 92937A102 2516 25047 SH DFND 1 25047 0 0