0000909012-14-000088.txt : 20140212 0000909012-14-000088.hdr.sgml : 20140212 20140212110221 ACCESSION NUMBER: 0000909012-14-000088 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140212 DATE AS OF CHANGE: 20140212 EFFECTIVENESS DATE: 20140212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT, LLC CENTRAL INDEX KEY: 0001109426 IRS NUMBER: 203432117 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05621 FILM NUMBER: 14597651 BUSINESS ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 BUSINESS PHONE: 805-965-4600 MAIL ADDRESS: STREET 1: 2049 CENTURY PARK EAST STREET 2: 18TH FLOOR CITY: LOS ANGELES STATE: CA ZIP: 90067 FORMER COMPANY: FORMER CONFORMED NAME: SANTA BARBARA ASSET MANAGEMENT DATE OF NAME CHANGE: 20000316 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109426 XXXXXXXX 12-31-2013 12-31-2013 SANTA BARBARA ASSET MANAGEMENT, LLC

2049 CENTURY PARK EAST 18TH FLOOR LOS ANGELES CA 90067

13F HOLDINGS REPORT 028-05621 N James R. Boothe 805 965 4600 /s/ JAMES R. BOOTHE Los Angeles CA 02-11-2014 1 63 4465194 false 1 028-11405 Nuveen Investments, Inc. INFORMATION TABLE 2 aci_13f.xml ABB Ltd SPONSORED ADR 000375204 3122 117535 SH DFND 1 117535 0 0 AbbVie Inc COM 00287Y109 130832 2477405 SH DFND 1 2444688 0 32717 Accenture PLC SHS CLASS A G1151C101 99990 1216124 SH DFND 1 1177334 0 38790 ACE Ltd SHS H0023R105 116255 1122910 SH DFND 1 1107521 0 15389 Apple Inc COM 037833100 130783 233117 SH DFND 1 227427 0 5690 AT&T Inc COM 00206R102 133691 3802363 SH DFND 1 3690115 0 112248 Bank of Montreal COM 063671101 3353 50298 SH DFND 1 50298 0 0 Bank of New York Mellon Corp/The COM 064058100 110676 3167601 SH DFND 1 3123411 0 44190 BHP Billiton Ltd SPONSORED ADR 088606108 2254 33044 SH DFND 1 33044 0 0 BlackRock Inc COM 09247X101 92142 291154 SH DFND 1 279417 0 11737 Canon Inc SPONSORED ADR 138006309 1364 42610 SH DFND 1 42610 0 0 Caterpillar Inc COM 149123101 69926 770023 SH DFND 1 746929 0 23094 CenturyLink Inc COM 156700106 2320 72827 SH DFND 1 72827 0 0 Chevron Corp COM 166764100 124235 994598 SH DFND 1 961859 0 32739 Coca-Cola Co/The COM 191216100 125581 3039958 SH DFND 1 2971279 0 68679 Covidien PLC SHS G2554F113 93552 1373750 SH DFND 1 1355494 0 18256 Cullen/Frost Bankers Inc COM 229899109 98572 1324357 SH DFND 1 1279438 0 44919 CVS Caremark Corp COM 126650100 160678 2245053 SH DFND 1 2214608 0 30445 Eaton Corp PLC SHS G29183103 95122 1249626 SH DFND 1 1232098 0 17528 Fidelity National Information Services Inc COM 31620M106 99424 1852156 SH DFND 1 1785447 0 66709 Honeywell International Inc COM 438516106 98889 1082289 SH DFND 1 1067844 0 14445 HSBC Holdings PLC SPON ADR NEW 404280406 2672 48467 SH DFND 1 48467 0 0 ITC Holdings Corp COM 465685105 75321 786066 SH DFND 1 759732 0 26334 JPMorgan Chase & Co COM 46625H100 145247 2483711 SH DFND 1 2400537 0 83174 Kinder Morgan Inc/DE COM 49456B101 110259 3062746 SH DFND 1 2983493 0 79253 Lowe's Cos Inc COM 548661107 98746 1992859 SH DFND 1 1964799 0 28060 Macy's Inc COM 55616P104 87576 1639992 SH DFND 1 1621473 0 18519 Marsh & McLennan Cos Inc COM 571748102 5873 121439 SH DFND 1 121439 0 0 McCormick & Co Inc/MD COM NON VTG 579780206 82335 1194647 SH DFND 1 1151200 0 43447 Microsoft Corp COM 594918104 120716 3226838 SH DFND 1 3119617 0 107221 Mitsubishi UFJ Financial Group Inc SPONSORED ADR 606822104 1884 282042 SH DFND 1 282042 0 0 Motorola Solutions Inc COM NEW 620076307 101665 1506142 SH DFND 1 1451170 0 54972 NextEra Energy Inc COM 65339F101 87447 1021342 SH DFND 1 977593 0 43749 Nielsen Holdings NV COM N63218106 2392 52120 SH DFND 1 52120 0 0 Novartis AG SPONSORED ADR 66987V109 3164 39369 SH DFND 1 39369 0 0 Novo Nordisk A/S ADR 670100205 19320 522838 SH DFND 1 505491 0 17347 ONEOK Inc COM 682680103 88408 1624080 SH DFND 1 1567390 0 56690 Packaging Corp of America COM 695156109 73085 1154947 SH DFND 1 1139246 0 15701 Pearson PLC SPONSORED ADR 705015105 2348 104819 SH DFND 1 104819 0 0 People's United Financial Inc COM 712704105 7786 514978 SH DFND 1 514978 0 0 Pfizer Inc COM 717081103 145450 4748625 SH DFND 1 4592903 0 155722 Philip Morris International Inc COM 718172109 127709 1465735 SH DFND 1 1423255 0 42480 Phillips 66 COM 718546104 101063 1310294 SH DFND 1 1292554 0 17740 QUALCOMM Inc COM 747525103 135833 1829403 SH DFND 1 1775144 0 54259 Sanofi SPONSORED ADR 80105N105 2046 38142 SH DFND 1 38142 0 0 SAP AG SPON ADR 803054204 1816 20843 SH DFND 1 20843 0 0 Seadrill Ltd SHS G7945E105 119639 2912334 SH DFND 1 2820935 0 91399 Southern Copper Corp COM 84265V105 87743 3056170 SH DFND 1 2955293 0 100877 SPDR S&P 500 ETF Trust TR UNIT 78462F103 2042 11055 SH DFND 1 11055 0 0 Syngenta AG SPONSORED ADR 87160A100 2665 33342 SH DFND 1 33342 0 0 Tenaris SA SPONSORED ADR 88031M109 2313 52950 SH DFND 1 52950 0 0 Time Warner Cable Inc COM 88732J207 125755 928081 SH DFND 1 894049 0 34032 Toronto-Dominion Bank/The COM NEW 891160509 1265 26846 SH DFND 1 26846 0 0 Total SA SPONSORED ADR 89151E109 3154 51473 SH DFND 1 51473 0 0 Tupperware Brands Corp COM 899896104 72250 764311 SH DFND 1 754065 0 10246 Union Pacific Corp COM 907818108 144263 858711 SH DFND 1 833622 0 25089 UnitedHealth Group Inc COM 91324P102 94945 1260885 SH DFND 1 1244082 0 16803 VF Corp COM 918204108 135341 2171013 SH DFND 1 2129200 0 41813 Vodafone Group PLC SPONS ADR NEW 92857W209 2875 73145 SH DFND 1 73145 0 0 Wells Fargo & Co COM 949746101 144823 3189928 SH DFND 1 3097310 0 92618 Westpac Banking Corp SPONSORED ADR 961214301 3012 103674 SH DFND 1 103674 0 0 Whirlpool Corp COM 963320106 97135 619248 SH DFND 1 610833 0 8415 WPP PLC ADR 92937A102 3054 26585 SH DFND 1 26585 0 0