-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LE+3ECGwe2f3AhLhcXjDXIDEd1HzrHqeAl2McZySs4ujR4okQW2Usb5sgQIHymCI QigWWZ905h5dEh+zBAkQWA== 0000919574-06-004001.txt : 20061003 0000919574-06-004001.hdr.sgml : 20061003 20061003160848 ACCESSION NUMBER: 0000919574-06-004001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20061003 DATE AS OF CHANGE: 20061003 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TVIA INC CENTRAL INDEX KEY: 0001109279 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 943175152 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60755 FILM NUMBER: 061124780 BUSINESS ADDRESS: STREET 1: 4001 BURTON DRIVE CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 4089828588 FORMER COMPANY: FORMER CONFORMED NAME: INTEGRAPHICS SYSTEMS INC DATE OF NAME CHANGE: 20000314 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEDNA CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0001338614 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 BUSINESS PHONE: 212-808-3582 MAIL ADDRESS: STREET 1: 200 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10166 SC 13G 1 d708801_13-g.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ___________) * Tvia, Inc. - ---------------------------------------------------------------------------- (Name of Issuer) Common Stock, Par Value $0.001 - ---------------------------------------------------------------------------- (Title of Class of Securities) 87307P101 ------------------------------- (CUSIP Number) September 28, 2006 - ---------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1 (b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the ACT but shall be subject to all other provisions of the Act (however, see the Notes). Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. SEC 1745 (3-98) Page 1 of 7 pages CUSIP No. 87307P101 - ---------------------------------------------------------------------------- 1. Names of Reporting Persons. Sedna Capital Management LLC I.R.S. Identification Nos. of above persons (entities only). - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - ---------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ---------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Bene- ----------------------------------------------------------- ficially owned 6. Shared Voting Power 1,879,900 by Each ----------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: ----------------------------------------------------------- 8. Shared Dispositive Power 1,879,900 - ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,879,900 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| 11. Percent of Class Represented by Amount in Row (9) 6.55% - ---------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IA - ---------------------------------------------------------------------------- Page 2 of 7 pages CUSIP No. 87307P101 - ---------------------------------------------------------------------------- 1. Names of Reporting Persons. Paul Yook I.R.S. Identification Nos. of above persons (entities only). - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - ---------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ---------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Bene- ----------------------------------------------------------- ficially owned 6. Shared Voting Power 1,879,900 by Each ----------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: ----------------------------------------------------------- 8. Shared Dispositive Power 1,879,900 - ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,879,900(1) 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| 11. Percent of Class Represented by Amount in Row (9) 6.55% - ---------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ---------------------------------------------------------------------------- (1) Paul Yook and Rengan Rajaratnam are the managing members of Sedna Capital Management LLC. Page 3 of 7 pages CUSIP No. 87307P101 - ---------------------------------------------------------------------------- 1. Names of Reporting Persons. Rengan Rajaratnam I.R.S. Identification Nos. of above persons (entities only). - ---------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) |_| (b) |X| - ---------------------------------------------------------------------------- 3. SEC Use Only - ---------------------------------------------------------------------------- 4. Citizenship or Place of Organization United States - ---------------------------------------------------------------------------- Number of 5. Sole Voting Power 0 Shares Bene- ----------------------------------------------------------- ficially owned 6. Shared Voting Power 1,879,900 by Each ----------------------------------------------------------- Reporting 7. Sole Dispositive Power 0 Person With: ----------------------------------------------------------- 8. Shared Dispositive Power 1,879,900 - ---------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,879,900(1) 10. Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) |_| 11. Percent of Class Represented by Amount in Row (9) 6.55% - ---------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN - ---------------------------------------------------------------------------- (1) Paul Yook and Rengan Rajaratnam are the managing members of Sedna Capital Management LLC. Page 4 of 7 pages Item 1. (a) The name of the issuer is Tvia, Inc. (the "Issuer"). (b) The principal executive office of the Issuer is located at 4001 Burton Drive, Santa Clara, California 95054. Item 2. (a)-(d) Sedna Capital Management LLC - Delaware Paul Yook - United States of America Rengan Rajaratnam - United States of America Sedna Capital Management LLC, Paul Yook and Rengan Rajaratnam - 200 Park Avenue, 33rd Floor New York, NY 10166 The title of the class of securities is Common Stock. Item 3. If this statement is filed pursuant to ss. 240.13d-1(b), or 240.13d-2(b or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) |_| Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |_| An investment adviser in accordance with ss. 240.13d-1(b)(1)(ii)(E); (f) |_| An employee benefit plan or endowment fund in accordance with ss. 240.13d-1(b)(1)(ii)(F); (g) |_| A parent holding company or control person in accordance with ss. 240.13d-1(b)(1)(ii)(G); (h) |_| A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) |_| Group, in accordance with ss. 240.13d-1(b)(1)(ii)(J); Page 5 of 7 pages Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned: Sedna Capital Management LLC 1,879,900 shares Paul Yook 1,879,900 shares Rengan Rajaratnam 1,879,900 shares (b) Percent of class: Sedna Capital Management LLC 6.55% Paul Yook 6.55% Rengan Rajaratnam 6.55% (c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote Sedna Capital Management LLC 0 shares Paul Yook 0 shares Rengan Rajaratnam 0 shares (ii) Shared power to vote or to direct the vote Sedna Capital Management LLC 1,879,900 shares Paul Yook 1,879,900 shares Rengan Rajaratnam 1,879,900 shares (iii) Sole power to dispose or to direct the disposition of Sedna Capital Management LLC 0 shares Paul Yook 0 shares Rengan Rajaratnam 0 shares (iv) Shared power to dispose or to direct the disposition of Sedna Capital Management LLC 1,879,900 shares Paul Yook 1,879,900 shares Rengan Rajaratnam 1,879,900 shares ---------------- Page 6 of 7 pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following |_|. N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. N/A Item7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. If a parent holding company or control person has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company or control person has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. N/A Item 8. Identification and Classification of Members of the Group If a group has filed this schedule pursuant to Rule 13d-1(b)(1)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identity of each member of the group. N/A Item 9. Notice of Dissolution of Group Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. N/A Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. Page 7 of 7 pages SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: October 3, 2006 SEDNA CAPITAL MANAGEMENT LLC By: /s/ Rengan Rajaratnam ----------------------- Name: Rengan Rajaratnam Title: Managing Member EXHIBIT A In accordance with Rule 13d-1(k) promulgated under the Securities Exchange Act of 1934, as amended, each of the undersigned does hereby consent and agree to the joint filing on behalf of each of them of a statement on Schedule 13G and all amendments thereto with respect to the Common Stock, $0.001 per share of Tvia, Inc. beneficially owned by each of them, and the inclusion of this Joint Filing Agreement as an exhibit thereto. Dated: October 3, 2006 Sedna Capital Management LLC By: /s/ Rengan Rajaratnam _______________________________ Name: Rengan Rajaratnam Title: Managing Member /s/ Paul Yook _______________________________ Paul Yook /s/ Rengan Rajaratnam _______________________________ Rengan Rajaratnam -----END PRIVACY-ENHANCED MESSAGE-----