0001109228-13-000001.txt : 20130214 0001109228-13-000001.hdr.sgml : 20130214 20130214163150 ACCESSION NUMBER: 0001109228-13-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20121231 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 EFFECTIVENESS DATE: 20130214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001109228 IRS NUMBER: 911756649 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05651 FILM NUMBER: 13614636 BUSINESS ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 415-461-7788 MAIL ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 FORMER COMPANY: FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA DATE OF NAME CHANGE: 20000413 13F-HR 1 kcm13f20121231.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Quarter Ended: December 31, 2012 Institutional Investment Manager Filing this Report: Name: KCM Investment Advisors LLC Address 750 Lindaro Street Suite 250 San Rafael, CA 94901 13F File Number: 28-99999 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager Name: William L. Prince Title: CCO and COO Phone: (415) 461-7788 Signature, Place, and Date of Signing: William L. Prince San Rafael, CA February 14, 2013 Report Type (Check only one.): [ x ] 13F Holdings Report [ ] 13F Notice [ ] 13F Combination Report Form 13F Information Table Entry Total: 271 Form 13F Information Table Value Total: $548,065 (thousands) List of Other Managers Reporting for this Manager: None I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES AND EXCHANGE ACT OF 1934 FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M Co COM 88579y101 5094 54862.33 SH Sole 54862.33 ABB Ltd -Spon ADR COM 000375204 2544 122361.00SH Sole 122361.00 AGL Resources Inc COM 001204106 1481 37058.00 SH Sole 37058.00 AT&T Inc COM 00206r102 7461 221342.97SH Sole 221342.97 Abbott Laboratories COM 002824100 10693 163249.22SH Sole 163249.22 Accenture PLC-Cl A COM g1151c101 2873 43205.00 SH Sole 43205.00 Aetna Inc COM 00817Y108 270 5820.00 SH Sole 5820.00 Agilent Technologies Inc COM 00846u101 635 15503.00 SH Sole 15503.00 Air Products & Chemicals Inc COM 009158106 1962 23356.00 SH Sole 23356.00 Allstate Corp COM 020002101 228 5672.00 SH Sole 5672.00 Altria Group Inc COM 02209s103 5281 167956.25SH Sole 167956.25 Amarillo Gold Corp COM 041133317 83 110000.00SH Sole 110000.00 American Electric Power COM 025537101 236 5530.37 SH Sole 5530.37 American Express Co COM 025816109 2530 44020.76 SH Sole 44020.76 American International Group COM 026874784 293 8313.00 SH Sole 8313.00 Amgen Inc COM 031162100 949 11010.00 SH Sole 11010.00 Annaly Mortgage Management COM 035710409 233 16563.13 SH Sole 16563.13 Apple Inc COM 037833100 11789 22152.70 SH Sole 22152.70 Archer-Daniels-Midland Co COM 039483102 326 11884.00 SH Sole 11884.00 Automatic Data Processing COM 053015103 2124 37308.69 SH Sole 37308.69 BCE Inc COM 05534b760 1303 30346.00 SH Sole 30346.00 BHP Billiton Ltd-Spon ADR COM 088606108 300 3830.00 SH Sole 3830.00 Bank Of America Corp COM 060505104 838 72215.33 SH Sole 72215.33 Bank Of Marin Bancorp/CA COM 063425102 765 20419.20 SH Sole 20419.20 Bank of Montreal COM 063671101 3450 56280.00 SH Sole 56280.00 Berkshire Hathaway Inc-Cl B COM 084670702 2125 23688.00 SH Sole 23688.00 Biocryst Pharmaceuticals Inc COM 09058v103 51 36261.00 SH Sole 36261.00 Biogen Idec Inc COM 09062x103 722 4932.00 SH Sole 4932.00 Boeing Co COM 097023105 1901 25229.03 SH Sole 25229.03 Bristol-Myers Squibb Co COM 110122108 7308 224248.82SH Sole 224248.82 Broadcom Corp-Cl A COM 111320107 1331 40075.00 SH Sole 40075.00 CMS Energy Corp COM 125896100 2384 97782.16 SH Sole 97782.16 CVS Caremark Corp COM 126650100 2071 42829.00 SH Sole 42829.00 Caterpillar Inc COM 149123101 4810 53674.75 SH Sole 53674.75 Celgene Corp COM 151020104 351 4479.00 SH Sole 4479.00 CenterPoint Energy Inc COM 15189t107 4128 214427.09SH Sole 214427.09 Cerner Corp COM 156782104 1424 18374.00 SH Sole 18374.00 Cerus Corp COM 157085101 32 10000.00 SH Sole 10000.00 Chesapeake Energy Corp COM 165167107 213 12795.00 SH Sole 12795.00 Chevron Corp COM 166764100 15947 147467.39SH Sole 147467.39 Chubb Corp COM 171232101 1154 15323.00 SH Sole 15323.00 Cisco Systems Inc COM 17275R102 2444 124357.83SH Sole 124357.83 Citigroup Inc COM 172967424 593 14983.00 SH Sole 14983.00 Clearwire Corp-Class A COM 18538q105 171 59000.00 SH Sole 59000.00 Clorox Company COM 189054109 3297 45022.27 SH Sole 45022.27 Coca-Cola Co/The COM 191216100 3944 108798.96SH Sole 108798.96 Cognizant Tech Solutions-A COM 192446102 753 10191.00 SH Sole 10191.00 Colgate-Palmolive Co COM 194162103 2853 27289.12 SH Sole 27289.12 Comcast Corp-Cl A COM 20030n101 318 8498.66 SH Sole 8498.66 ConocoPhillips COM 20825C104 9794 168889.38SH Sole 168889.38 Consolidated Edison Inc COM 209115104 3624 65245.33 SH Sole 65245.33 Consumer Discretionary Select COM 81369y407 1605 33836.00 SH Sole 33836.00 Consumer Staples SPDR COM 81369y308 1745 50014.00 SH Sole 50014.00 Costco Wholesale Corp COM 22160K105 7587 76841.46 SH Sole 76841.46 DTE Energy Company COM 233331107 219 3651.00 SH Sole 3651.00 Danaher Corp COM 235851102 2441 43671.14 SH Sole 43671.14 Deere & Co COM 244199105 535 6187.44 SH Sole 6187.44 Diageo Plc-Sponsored ADR COM 25243q205 319 2738.00 SH Sole 2738.00 Dick's Sporting Goods Inc COM 253393102 760 16700.00 SH Sole 16700.00 Direxion Daily 30-Year Treasur COM 25459w532 1294 23850.00 SH Sole 23850.00 Disney Co./Walt The COM 254687106 3068 61621.59 SH Sole 61621.59 Dolby Laboratories Inc COM 25659t107 298 10166.00 SH Sole 10166.00 Dominion Resources Inc/Va COM 25746u109 406 7834.73 SH Sole 7834.73 Du Pont (e.I.) De Nemours COM 263534109 3871 86060.05 SH Sole 86060.05 Duke Energy Corp COM 26441c204 4025 63091.72 SH Sole 63091.72 EGShares Dow Jones Emerging Ma COM 268461779 3810 143000.00SH Sole 143000.00 EMC Corp/Mass COM 268648102 1115 44083.00 SH Sole 44083.00 EMC Metals Corp COM 268665106 1 23400.00 SH Sole 23400.00 EOG Resources Inc COM 26875p101 242 2003.00 SH Sole 2003.00 ETFS Physical Precious Metals COM 26922w109 218 2350.00 SH Sole 2350.00 Eaton Corp PLC COM g29183103 1092 20148.00 SH Sole 20148.00 Ecolab Inc COM 278865100 2501 34780.00 SH Sole 34780.00 Edison International COM 281020107 3369 74553.04 SH Sole 74553.04 Eli Lilly & Co COM 532457108 996 20195.72 SH Sole 20195.72 Emerson Electric Co COM 291011104 1728 32619.00 SH Sole 32619.00 Encounter Technologies Inc COM 29259j105 0 62000.00 SH Sole 62000.00 Energy Select Sector SPDR COM 81369y506 1816 25427.03 SH Sole 25427.03 Enterprise Products Partners COM 293792107 954 19044.00 SH Sole 19044.00 Essex Property Trust Inc COM 297178105 219 1490.00 SH Sole 1490.00 Eurasian Minerals Inc COM 29843r100 50 24086.00 SH Sole 24086.00 Express Scripts Holding Co. COM 30219g108 881 16319.00 SH Sole 16319.00 Exxon Mobil Corp COM 30231G102 12985 150029.80SH Sole 150029.80 F5 Networks Inc COM 315616102 201 2071.00 SH Sole 2071.00 Financial Select Sector SPDR COM 81369y605 747 45557.00 SH Sole 45557.00 Flagstar Bancorp Inc COM 337930705 194 10000.00 SH Sole 10000.00 Fluor Corp COM 343412102 533 9078.00 SH Sole 9078.00 Ford Motor Co COM 345370860 238 18359.33 SH Sole 18359.33 Franklin Resources Inc COM 354613101 268 2129.44 SH Sole 2129.44 Freeport-McMoRan Copper & Gold COM 35671d857 2038 59605.00 SH Sole 59605.00 Fusion-io Inc COM 36112j107 213 9294.00 SH Sole 9294.00 Gasco Energy Inc COM 367220100 1 12245.00 SH Sole 12245.00 General Cable Corp COM 369300108 268 8829.00 SH Sole 8829.00 General Dynamics Corp COM 369550108 1070 15450.00 SH Sole 15450.00 General Electric Co COM 369604103 10971 522686.96SH Sole 522686.96 General Growth Properties COM 370021107 337 16966.00 SH Sole 16966.00 General Mills Inc COM 370334104 3688 91235.90 SH Sole 91235.90 Genuine Parts Co COM 372460105 1415 22262.00 SH Sole 22262.00 Gilead Sciences Inc COM 375558103 620 8447.00 SH Sole 8447.00 GlaxoSmithKline Plc-ADR COM 37733w105 2472 56870.74 SH Sole 56870.74 Goldman Sachs Group Inc COM 38141G104 357 2798.13 SH Sole 2798.13 Google Inc-Cl A COM 38259P508 2378 3361.00 SH Sole 3361.00 Guggenheim BRIC ETF COM 18383m100 460 12780.00 SH Sole 12780.00 HCP Inc COM 40414l109 4342 96149.93 SH Sole 96149.93 HJ Heinz Co COM 423074103 5991 103870.33SH Sole 103870.33 Harman International COM 413086109 358 8030.00 SH Sole 8030.00 Health Care Select Sector COM 81369y209 1785 44770.00 SH Sole 44770.00 Hess Corp COM 42809h107 884 16700.00 SH Sole 16700.00 Hewlett-Packard Co COM 428236103 299 20976.00 SH Sole 20976.00 Home Depot Inc COM 437076102 2894 46786.72 SH Sole 46786.72 Honeywell International Inc COM 438516106 3037 47847.00 SH Sole 47847.00 ING Groep N.V.-Sponsored ADR COM 456837103 312 32927.00 SH Sole 32927.00 Industrial Select Sect SPDR COM 81369y704 1633 43077.58 SH Sole 43077.58 Integral Technologies Inc COM 45810j103 5 17000.00 SH Sole 17000.00 Intel Corp COM 458140100 7053 342069.60SH Sole 342069.60 International Paper Co COM 460146103 267 6701.00 SH Sole 6701.00 Intl Business Machines Corp COM 459200101 8900 46463.06 SH Sole 46463.06 Intl Flavors & Fragrances COM 459506101 489 7350.00 SH Sole 7350.00 JPMorgan Chase & Co COM 46625H100 5237 119101.46SH Sole 119101.46 Jacobs Engineering Group Inc COM 469814107 354 8314.00 SH Sole 8314.00 Johnson & Johnson COM 478160104 11801 168344.81SH Sole 168344.81 Johnson Controls Inc COM 478366107 282 9191.00 SH Sole 9191.00 Kimberly-Clark Corp COM 494368103 4337 51372.26 SH Sole 51372.26 Kinder Morgan Energy Prtnrs COM 494550106 2923 36639.07 SH Sole 36639.07 Kinder Morgan Management LLC COM 49455u100 3676 48711.50 SH Sole 48711.50 Kohl's Corp COM 500255104 430 10000.00 SH Sole 10000.00 Kraft Foods Group COM 50076q106 647 14225.98 SH Sole 14225.98 L-3 Communications Holdings COM 502424104 221 2881.00 SH Sole 2881.00 Laboratory Crp Of Amer Hldgs COM 50540r409 1482 17106.00 SH Sole 17106.00 Li & Fung Ltd Ord New COM g5485f151 18 10000.00 SH Sole 10000.00 Life Technologies Corp COM 53217v109 293 5972.00 SH Sole 5972.00 Linn Energy LLC-Units COM 536020100 1531 43450.00 SH Sole 43450.00 Lowe's Cos Inc COM 548661107 2462 69317.00 SH Sole 69317.00 Lululemon Athletica Inc COM 550021109 339 4446.00 SH Sole 4446.00 Macy's Inc COM 55616p104 673 17242.00 SH Sole 17242.00 Manulife Financial Corp COM 56501r106 327 24095.00 SH Sole 24095.00 Marathon Oil Corp COM 565849106 322 10503.00 SH Sole 10503.00 Marathon Petroleum Corp COM 56585a102 222 3524.00 SH Sole 3524.00 Market Vectors Agribusiness ET COM 57060u605 265 5029.00 SH Sole 5029.00 Materials Select Sector SPDR COM 81369y100 528 14060.00 SH Sole 14060.00 Mattel Inc COM 577081102 637 17382.00 SH Sole 17382.00 McDonald's Corp COM 580135101 9845 111610.91SH Sole 111610.91 McGraw-Hill Companies Inc COM 580645109 295 5400.00 SH Sole 5400.00 Medical Properties Trust Inc COM 68463J304 267 22348.53 SH Sole 22348.53 Medtronic Inc COM 585055106 1766 43040.13 SH Sole 43040.13 Merck & Co. Inc. COM 58933y105 3197 78092.58 SH Sole 78092.58 Microsoft Corp COM 594918104 4553 170465.97SH Sole 170465.97 Mondelez International COM 609207105 1321 51917.24 SH Sole 51917.24 National Oilwell Varco Inc COM 637071101 235 3437.00 SH Sole 3437.00 Nestle Sa-Spons ADR For Reg COM 641069406 2485 38134.00 SH Sole 38134.00 Newmont Mining Corp COM 651639106 1155 24881.16 SH Sole 24881.16 NextEra Energy Inc COM 65339f101 5346 77270.05 SH Sole 77270.05 Nike Inc -Cl B COM 654106103 2729 52894.29 SH Sole 52894.29 Nordstrom Inc COM 655664100 212 3958.00 SH Sole 3958.00 Northeast Utilities COM 664397106 269 6893.00 SH Sole 6893.00 Novabay Pharmaceuticals Inc COM 66987p102 26 23333.00 SH Sole 23333.00 Novartis Ag-ADR COM 66987v109 2241 35400.00 SH Sole 35400.00 OGE Energy Corp COM 670837103 218 3875.00 SH Sole 3875.00 Occidental Petroleum Corp COM 674599105 4226 55166.00 SH Sole 55166.00 Oracle Corp COM 68389x105 2284 68535.05 SH Sole 68535.05 P G & E Corp COM 69331c108 411 10219.67 SH Sole 10219.67 PepsiCo Inc COM 713448108 5295 77373.50 SH Sole 77373.50 Pfizer Inc COM 717081103 6129 244376.68SH Sole 244376.68 Pharmaceutical HOLDRs Trust COM 71712a206 298 7505.00 SH Sole 7505.00 Philip Morris International COM 718172109 2251 26917.62 SH Sole 26917.62 Piedmont Mining Co Inc COM 720172105 0 10000.00 SH Sole 10000.00 Plum Creek Timber Co COM 729251108 215 4837.00 SH Sole 4837.00 PowerShares Preferred Portfoli COM 73936t565 1599 108926.40SH Sole 108926.40 Powershares QQQ NASDAQ 100 Tru COM 73935a104 1063 16321.39 SH Sole 16321.39 Praxair Inc COM 74005p104 608 5551.00 SH Sole 5551.00 ProLogis Inc COM 74340w103 262 7191.96 SH Sole 7191.96 Procter & Gamble Co COM 742718109 11663 171794.30SH Sole 171794.30 Public Service Enterprise Grou COM 744573106 822 26857.37 SH Sole 26857.37 Qualcomm Inc COM 747525103 949 15333.25 SH Sole 15333.25 Quest Diagnostics COM 74834l100 372 6385.00 SH Sole 6385.00 Realty Income Corp COM 756109104 561 13950.00 SH Sole 13950.00 Roche Holdings LTD-Spons ADR COM 010397936 903 17882.00 SH Sole 17882.00 Royal Dutch Shell Plc-ADR A COM 780259206 284 4125.00 SH Sole 4125.00 Rydex Russell Top 50 ETF COM 78355w205 769 7465.00 SH Sole 7465.00 Rydex S&P Equal Weight ETF COM 78355w106 1542 28915.58 SH Sole 28915.58 SPDR Dow Jones Industrial Aver COM 78467x109 1029 7884.00 SH Sole 7884.00 SPDR Gold Trust COM 78463v107 5371 33150.00 SH Sole 33150.00 SPDR S&P Dividend ETF COM 78464a763 5347 91934.08 SH Sole 91934.08 SPDR S&P MidCap 400 ETF Trust COM 78467y107 3860 20782.46 SH Sole 20782.46 SPDR Trust Series 1 COM 78462f103 3587 25190.75 SH Sole 25190.75 Sanofi-ADR COM 80105n105 4445 93816.00 SH Sole 93816.00 Schlumberger Ltd COM 806857108 1324 19099.35 SH Sole 19099.35 Schwab (Charles) Corp COM 808513105 293 20402.87 SH Sole 20402.87 Schwab U.S. Broad Market ETF COM 808524102 877 25500.00 SH Sole 25500.00 Sempra Energy COM 816851109 1982 27940.33 SH Sole 27940.33 Siemens Ag-Spons ADR COM 826197501 239 2180.00 SH Sole 2180.00 Sierra Vista Bank COM 82651b105 31 20000.00 SH Sole 20000.00 Silvercorp Metals Inc COM 82835p103 51 10000.00 SH Sole 10000.00 Sirius XM Radio Inc COM 82967n108 355 122984.00SH Sole 122984.00 Southern Co COM 842587107 3779 88262.73 SH Sole 88262.73 Southwestern Energy Co COM 845467109 1001 29975.00 SH Sole 29975.00 Spectra Energy Corp COM 847560109 2765 101004.00SH Sole 101004.00 Spectral Diagnostics Inc COM 847574100 7 25000.00 SH Sole 25000.00 St Jude Medical Inc COM 790849103 616 17053.00 SH Sole 17053.00 Stanley Black & Decker Inc COM 854502101 1315 17774.00 SH Sole 17774.00 Starbucks Corp COM 855244109 840 15671.37 SH Sole 15671.37 Stryker Corp COM 863667101 229 4175.00 SH Sole 4175.00 SunPower Corp COM 867652406 169 30000.00 SH Sole 30000.00 Suncor Energy Inc COM 867224107 439 13300.00 SH Sole 13300.00 TJX Companies Inc COM 872540109 254 5986.00 SH Sole 5986.00 Target Corp COM 87612e106 3907 66031.96 SH Sole 66031.96 Technology Select Sect SPDR COM 81369y803 2392 82924.00 SH Sole 82924.00 Teco Energy Inc COM 872375100 1534 91536.70 SH Sole 91536.70 Teva Pharmaceutical-Sp ADR COM 881624209 481 12893.00 SH Sole 12893.00 Time Warner Cable Inc COM 88732j207 1405 14458.00 SH Sole 14458.00 Toronto-Dominion Bank COM 891160509 2104 24946.00 SH Sole 24946.00 Toyota Motor Corp -Spon ADR COM 892331307 1557 16700.00 SH Sole 16700.00 Travelers Cos Inc/The COM 89417e109 2526 35174.00 SH Sole 35174.00 US Bancorp COM 902973304 207 6466.00 SH Sole 6466.00 Unilever N V -NY Shares COM 904784709 2919 76220.00 SH Sole 76220.00 Unilever Plc-Sponsored ADR COM 904767704 1713 44247.00 SH Sole 44247.00 Union Pacific Corp COM 907818108 402 3201.00 SH Sole 3201.00 United Parcel Service-Cl B COM 911312106 2152 29188.54 SH Sole 29188.54 United Technologies Corp COM 913017109 1827 22283.00 SH Sole 22283.00 UnitedHealth Group Inc COM 91324P102 431 7954.00 SH Sole 7954.00 Utilities Select Sector SPDR COM 81369y886 1739 49788.46 SH Sole 49788.46 Vanguard Large-Cap Vipers COM 922908637 231 3550.00 SH Sole 3550.00 Vanguard MSCI EAFE Index ETF COM 921943858 1950 55348.00 SH Sole 55348.00 Vanguard MSCI Emerging Market COM 922042858 2033 45653.00 SH Sole 45653.00 Vanguard Mid-Cap Vipers COM 922908629 3225 39115.00 SH Sole 39115.00 Vanguard REIT Vipers COM 922908553 2018 30676.00 SH Sole 30676.00 Vanguard Small-Cap Vipers COM 922908751 3932 48600.00 SH Sole 48600.00 Vanguard Total Stock Mk Vipers COM 922908769 7661 104549.92SH Sole 104549.92 Varian Medical Systems Inc COM 92220P105 515 7334.00 SH Sole 7334.00 Verizon Communications Inc COM 92343v104 16505 381450.02SH Sole 381450.02 Visa Inc-Class A Shares COM 92826c839 332 2193.00 SH Sole 2193.00 Vodaphone Group Plc-Sp ADR COM 92857w209 2537 100698.00SH Sole 100698.00 Vornado Realty Trust COM 929042109 609 7600.00 SH Sole 7600.00 Voyant International Corp COM 92909w108 0 53652.00 SH Sole 53652.00 Wal-Mart Stores Inc COM 931142103 817 11972.75 SH Sole 11972.75 Walgreen Co COM 931422109 1547 41791.83 SH Sole 41791.83 Waste Management Inc COM 94106l109 2737 81106.50 SH Sole 81106.50 Websense Inc COM 947684106 257 17100.00 SH Sole 17100.00 WellPoint Inc COM 94973V107 651 10690.00 SH Sole 10690.00 Wells Fargo & Company COM 949746101 15796 462155.86SH Sole 462155.86 Weyerhaeuser Co COM 962166104 997 35820.00 SH Sole 35820.00 White Mountains Insurance Grou COM G9618E107 621 1205.00 SH Sole 1205.00 Whole Foods Market Inc COM 966837106 3030 33234.00 SH Sole 33234.00 Williams Cos Inc COM 969457100 2077 63447.29 SH Sole 63447.29 Wisconsin Energy Corp COM 976657106 2154 58455.64 SH Sole 58455.64 Xylem Inc COM 98419m100 503 18570.00 SH Sole 18570.00 Yahoo! Inc COM 984332106 520 26150.00 SH Sole 26150.00 Yingli Green Energy Holding Co COM 98584b103 35 15000.00 SH Sole 15000.00 Yum! Brands Inc COM 988498101 370 5573.00 SH Sole 5573.00 Zogenix Inc COM 98978l105 13 10000.00 SH Sole 10000.00 iShares Barclays Intermediate COM 464288638 521 4680.00 SH Sole 4680.00 iShares DJ Select Dividend Ind COM 464287168 4526 79070.48 SH Sole 79070.48 iShares DJ US Energy Sector COM 464287796 208 5101.03 SH Sole 5101.03 iShares DJ US Financial Sect COM 464287788 768 12649.00 SH Sole 12649.00 iShares DJ US Telecommunicatio COM 464287713 232 9583.00 SH Sole 9583.00 iShares FTSE/Xinhua China 25 COM 464287184 807 19956.00 SH Sole 19956.00 iShares Gold Trust COM 464285105 3654 224433.00SH Sole 224433.00 iShares MSCI Brazil Index COM 464286400 549 9822.00 SH Sole 9822.00 iShares MSCI Canada Index COM 464286509 221 7780.00 SH Sole 7780.00 iShares MSCI EAFE Index Fund COM 464287465 1102 19381.22 SH Sole 19381.22 iShares MSCI Emerging Markets COM 464287234 775 17464.53 SH Sole 17464.53 iShares Russell 2000 Index Fun COM 464287655 294 3482.74 SH Sole 3482.74 iShares S&P 100 Index Fund COM 464287101 910 14074.00 SH Sole 14074.00 iShares S&P 500 Index Fund COM 464287200 307 2147.00 SH Sole 2147.00 iShares S&P Europe 350 COM 464287861 349 8890.00 SH Sole 8890.00 iShares S&P Global 100 COM 464287572 671 10495.09 SH Sole 10495.09 iShares S&P Global Telecomm Se COM 464287275 276 4832.00 SH Sole 4832.00 iShares S&P Latin American 40 COM 464287390 412 9408.00 SH Sole 9408.00 iShares S&P Midcap 400 Index F COM 464287507 846 8323.00 SH Sole 8323.00 iShares S&P Midcap 400/Value COM 464287705 392 4444.00 SH Sole 4444.00 iShares S&P US Preferred Stock COM 464288687 6592 166378.55SH Sole 166378.55 iShares Trust S&P SmallCap 600 COM 464287804 454 5809.00 SH Sole 5809.00