0001109228-14-000006.txt : 20141110 0001109228-14-000006.hdr.sgml : 20141110 20141110121439 ACCESSION NUMBER: 0001109228-14-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20140930 FILED AS OF DATE: 20141110 DATE AS OF CHANGE: 20141110 EFFECTIVENESS DATE: 20141110 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC CENTRAL INDEX KEY: 0001109228 IRS NUMBER: 911756649 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05651 FILM NUMBER: 141207530 BUSINESS ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 BUSINESS PHONE: 415-461-7788 MAIL ADDRESS: STREET 1: 750 LINDARO STREET STREET 2: SUITE 250 CITY: SAN RAFAEL STATE: CA ZIP: 94901 FORMER COMPANY: FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA DATE OF NAME CHANGE: 20000413 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001109228 XXXXXXXX 09-30-2014 09-30-2014 KCM INVESTMENT ADVISORS LLC
750 LINDARO STREET SUITE 250 SAN RAFAEL CA 94901
13F HOLDINGS REPORT 028-05651 N
William L. Prince CFA 4154617788 William L. Prince San Rafael CA 11-10-2014 0 507 1092550 false
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Brands Inc COM 988498101 353 4911 SH SOLE 4911 0 0 Zimmer Holdings Inc COM 98956p102 1336 13288 SH SOLE 13288 0 0 Zogenix Inc COM 98978l105 12 10000 SH SOLE 10000 0 0 iPath DJ-UBS Copper Total Retu COM 06739f101 549 15105 SH SOLE 15105 0 0 iShares DJ EPAC Sel Div Inc In COM 464288448 3021 84404 SH SOLE 84404 0 0 iShares DJ Select Dividend Ind COM 464287168 6302 85321 SH SOLE 85321 0 0 iShares DJ US Consumer Noncycl COM 464287812 210 2125 SH SOLE 2125 0 0 iShares DJ US Energy Sector COM 464287796 248 4817 SH SOLE 4817 0 0 iShares DJ US Financial Sect COM 464287788 1049 12527 SH SOLE 12527 0 0 iShares DJ US Healthcare Sec COM 464287762 246 1829 SH SOLE 1829 0 0 iShares DJ US Telecommunicatio COM 464287713 451 15062 SH SOLE 15062 0 0 iShares FTSE/Xinhua China 25 COM 464287184 288 7525 SH SOLE 7525 0 0 iShares MSCI Brazil Index COM 464286400 498 11450 SH SOLE 11450 0 0 iShares MSCI Canada Index COM 464286509 223 7250 SH SOLE 7250 0 0 iShares MSCI EAFE Index COM 464287465 1976 30816 SH SOLE 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Europe 350 COM 464287861 3179 70530 SH SOLE 70530 0 0 iShares S&P GSCI Commodity-Ind COM 46428r107 407 13765 SH SOLE 13765 0 0 iShares S&P Global 100 COM 464287572 705 9101 SH SOLE 9101 0 0 iShares S&P Latin American 40 COM 464287390 680 18425 SH SOLE 18425 0 0 iShares S&P Midcap 400 COM 464287507 1326 9694 SH SOLE 9694 0 0 iShares S&P Midcap 400/Value COM 464287705 395 3285 SH SOLE 3285 0 0 iShares S&P SmallCap 600 COM 464287804 536 5143 SH SOLE 5143 0 0 iShares S&P US Preferred Stock COM 464288687 9247 233974 SH SOLE 233974 0 0 AEGON 8.00% 2042 Notes Call 08 PFD 007924608 4036 141479 SH SOLE 141479 0 0 AON Cap 8.205% 1/27 Non-Call B PFD 22532r101 1812 57979 SH SOLE 57979 0 0 Allied Capital ARCC6.875% 4/20 PFD 01903q207 438 17309 SH SOLE 17309 0 0 American Capital Agency 8.0% P PFD 02503x204 995 39048 SH SOLE 39048 0 0 American Capital Agncy 7.75% P PFD 02503x303 454 18590 SH SOLE 18590 0 0 Amtrust Financial 7.25% CUM QD PFD 032359507 266 10950 SH SOLE 10950 0 0 Amtrust Financial 7.625%CUM QD PFD 032359705 754 30400 SH SOLE 30400 0 0 Annaly Capital 7.625% Perp Cl PFD 035710706 240 9767 SH SOLE 9767 0 0 Arch Capital 6.75% BBB QDI Cl PFD g0450a204 698 26024 SH SOLE 26024 0 0 Ares Capital 7.75% 2040 Call 1 PFD 04010l202 4295 163506 SH SOLE 163506 0 0 Argo Group 6.5% Sr Notes Call PFD 040130205 272 11350 SH SOLE 11350 0 0 Ashford Hospitality 9.0% NR Ca PFD 044103505 1207 44366 SH SOLE 44366 0 0 Aspen Insurance 7.25% Call07/2 PFD g05384147 5716 219420 SH SOLE 219420 0 0 Aspen Insurance 7.401% Call 07 PFD g05384139 609 23038 SH SOLE 23038 0 0 Atlas Pipeline 8.25% Cl 3/19 C PFD 049392301 1072 41695 SH SOLE 41695 0 0 Aviva 8.25% 12/2041 Call 12/20 PFD 05382a203 9995 356338 SH SOLE 356338 0 0 Axis Capital 6.875% Cl 4/17 QD PFD g0692u307 488 18850 SH SOLE 18850 0 0 BAC Flt LIB+35 BB NCU QDI Cl 1 PFD 060505815 239 10668 SH SOLE 10668 0 0 BB&T Capital 5.625% Call 8/201 PFD 054937404 203 8758 SH SOLE 8758 0 0 BGC Partners 8.125% 2042 Call PFD 05541t408 3969 147991 SH SOLE 147991 0 0 Banc of California 8.00% Perp PFD 05990k403 303 11580 SH SOLE 11580 0 0 Banco Santander 6.80% QDI Clbl PFD 80281r706 280 11074 SH SOLE 11074 0 0 Bank of America 6.625%Prp Cl 1 PFD 060505740 504 19602 SH SOLE 19602 0 0 Barclay's 6.625% Perpetual 9/1 PFD 06739f390 207 8169 SH SOLE 8169 0 0 Barclays 7.75% Prp Cl 9/13 BB PFD 06739h511 703 27171 SH SOLE 27171 0 0 Barclays 8.125% Perp/Cl 3/14 B PFD 06739h362 1447 55720 SH SOLE 55720 0 0 Barclays Bank 7.1% Prp Call 12 PFD 06739h776 1072 41641 SH SOLE 41641 0 0 Breitburn Energy Partners 8.25 PFD 106776115 377 14892 SH SOLE 14892 0 0 Campus Crest Comm 8.00% Perp C PFD 13466y204 1611 64181 SH SOLE 64181 0 0 CenturyLink Quest 6.125%Nts Cl PFD 74913g600 244 10500 SH SOLE 10500 0 0 CenturyLink Quest 7.0%SnNts Cl PFD 74913g501 2486 98815 SH SOLE 98815 0 0 CenturyLink Quest7.375% 6/51 C PFD 74913g204 1208 46422 SH SOLE 46422 0 0 CenturyLink SnNote7.5% 2051 Cl PFD 74913g303 5848 224587 SH SOLE 224587 0 0 CenturyLink SnNotes 6.875% CL PFD 74913g105 533 21900 SH SOLE 21900 0 0 CenturyLink SnNotes 7.0% 2050 PFD 74913G402 1366 54300 SH SOLE 54300 0 0 Chesapeake Lodging 7.75% PerpC PFD 165240201 2530 96819 SH SOLE 96819 0 0 Citigroup 5.8% B1 Call 4/18 QD PFD 172967366 257 10800 SH SOLE 10800 0 0 Citigroup 7.125% FxdtoFlt Cl 9 PFD 172967358 3933 147145 SH SOLE 147145 0 0 Citigroup Tst 7.875% Cl2015 Li PFD 173080201 315 11710 SH SOLE 11710 0 0 Colony Financial8.50% Perp CUM PFD 19624r205 224 8315 SH SOLE 8315 0 0 Corporate Office Prop 7.375% C PFD 22002t884 2013 77293 SH SOLE 77293 0 0 Costamare 7.625% CUM QDI Perp PFD y1771g110 363 13991 SH SOLE 13991 0 0 Costamare 8.50% CUM QDI Perp C PFD y1771g128 2524 96502 SH SOLE 96502 0 0 CubeSmart 7.75%CUM Call 11/2/2 PFD 229663208 516 19535 SH SOLE 19535 0 0 DTE Energy 6.5% Jr Sub Call 12 PFD 233331602 1531 59410 SH SOLE 59410 0 0 Deutsche Bank 8.05% PrpCl6/18 PFD 25150l108 3226 113314 SH SOLE 113314 0 0 Deutsche Bk Tst6.55%Perp Cl 5/ PFD 25153x208 605 23353 SH SOLE 23353 0 0 Deutsche Bnk 6.625% Prp Cl 8/1 PFD 25153y206 288 11363 SH SOLE 11363 0 0 Deutsche Bnk 7.6% Prp Cl 2/18 PFD 25154a108 1592 57427 SH SOLE 57427 0 0 Digital Realty 6.625% Perp CUM PFD 253868806 560 22203 SH SOLE 22203 0 0 Digital Realty 7.0% Perp Call PFD 253868707 3725 144720 SH SOLE 144720 0 0 Discover Financial 6.50%Perp Q PFD 254709207 1735 68768 SH SOLE 68768 0 0 Dominion Res 8.375% BBB Called PFD 25746u604 709 28155 SH SOLE 28155 0 0 Endurance Specialty 7.5% Cl 6/ PFD g30397304 2557 98959 SH SOLE 98959 0 0 Endurance Specialty 7.75% Cl12 PFD 29267h208 3760 144000 SH SOLE 144000 0 0 Equity Comwlth 7.25% CUM Perp/ PFD 294628409 581 22573 SH SOLE 22573 0 0 Excel Trust 8.125% CUM Call 1/ PFD 30068c307 1518 57610 SH SOLE 57610 0 0 First Republic 7.0% Cl 12/18 B PFD 33616c860 1551 58800 SH SOLE 58800 0 0 First Republic Bank 6.2% Cl 6/ PFD 33616c407 734 29635 SH SOLE 29635 0 0 First Republic Bank 6.70% Cl20 PFD 33616c209 1670 65577 SH SOLE 65577 0 0 Five Oaks Investment 8.75%Perp PFD 33830w205 318 12610 SH SOLE 12610 0 0 Gastar Exploration 10.75%Perp PFD 36729p306 319 11378 SH SOLE 11378 0 0 General Growth Prop 6.375% Cl PFD 370023202 371 15100 SH SOLE 15100 0 0 GoldmanSachs Lib+75 Min3.75% C PFD 38143y665 655 33545 SH SOLE 33545 0 0 Goodrich Petroleum 9.75%CUM Q PFD 382410884 378 14904 SH SOLE 14904 0 0 HSBC 6.36% Perp Callable NCU Q PFD 40429c607 777 30985 SH SOLE 30985 0 0 HSBC Float 4.5%FL Clbl CUM QDI PFD 40428h706 401 15963 SH SOLE 15963 0 0 HSBC Hldgs 8.0% Prp Cl 12/15 B PFD 404280802 5400 202697 SH SOLE 202697 0 0 Hanover Insurance 6.35% Cl 3/1 PFD 410867204 294 12200 SH SOLE 12200 0 0 Hartford Finl 7.875% 2042 call PFD 416518504 1511 51050 SH SOLE 51050 0 0 Hudson Pacific 8.375% Perp N/R PFD 444097208 1135 43487 SH SOLE 43487 0 0 ING Groep NV 7 3/8% Cl 10/12 B PFD 456837707 1769 69249 SH SOLE 69249 0 0 ING Grp NV 7.20%Pfd Perp/Cl l2 PFD 456837301 302 11763 SH SOLE 11763 0 0 Investors REIT 7.95% Perp CUM PFD 461730301 968 37042 SH SOLE 37042 0 0 JMP Group 8.00% SrDeb Due1/202 PFD 46629u206 217 8549 SH SOLE 8549 0 0 JPMorgan Chse 6.70%Perp/Call 3 PFD 48127a161 1028 40231 SH SOLE 40231 0 0 KKR Financial 7.375% Prp Call PFD 48248a603 649 25150 SH SOLE 25150 0 0 KKR Financial 7.50% SrNts Call PFD 48248a504 4999 187387 SH SOLE 187387 0 0 KKR Financial 8.375%SrNts Call PFD 48248a405 1742 62220 SH SOLE 62220 0 0 Kimco Realty 6.90% Perp Call8/ PFD 49446r828 333 12626 SH SOLE 12626 0 0 LaSalle Hotel 7.50% Perp CUM C PFD 517942702 2033 77495 SH SOLE 77495 0 0 M&T Bank 6.375% Cl 11/18 BBB- PFD 55261f708 563 569 SH SOLE 569 0 0 Magnum Hunter 8.00% Perp Call PFD 55973b300 431 8842 SH SOLE 8842 0 0 Maiden Hldgs 8.00% Nts 2042 ca PFD 56029q309 2339 88784 SH SOLE 88784 0 0 Maiden Hldgs 8.25% Nts 2041 ca PFD 56029q200 854 32459 SH SOLE 32459 0 0 Maiden Holdings 8.25%Prp Cl8/2 PFD g5753u120 1471 56936 SH SOLE 56936 0 0 Merrill Lynch 7.28% Perp Cl 9/ PFD 59021k205 258 10003 SH SOLE 10003 0 0 MetLife 3MoLibor+100 Min 4.0% PFD 59156r504 250 10431 SH SOLE 10431 0 0 Montpelier RE 8.875% Perp QDI PFD g62185114 933 33921 SH SOLE 33921 0 0 Morgan Stanley 3MoLib+70bp 4%F PFD 61747s504 484 24313 SH SOLE 24313 0 0 Morgan Stanley 7.125% Fxd-Flt PFD 61762v200 1174 43635 SH SOLE 43635 0 0 National General Ins 7.50% Cal PFD 636220709 2158 87429 SH SOLE 87429 0 0 Navios Maritime 8.625% Perp CU PFD 63938y308 667 27277 SH SOLE 27277 0 0 News Corp 7.00% 12/1/2095 call PFD 863117206 282 11003 SH SOLE 11003 0 0 NorthStar Realty Fin 8.50% CUM PFD 66705V209 220 8785 SH SOLE 8785 0 0 NuStar Logistics 7.625%Nts Cl PFD 67059t204 780 29955 SH SOLE 29955 0 0 Oxford Lane Cap8.125% Cl6/2017 PFD 691543409 646 25550 SH SOLE 25550 0 0 PS Business Parks 6.0% Cl 5/20 PFD 69360j685 314 13041 SH SOLE 13041 0 0 Partner Re 7.25% Call 06/16 BB PFD g68603508 6194 230519 SH SOLE 230519 0 0 Pebblebrook Hotel 8.00%Perp Cu PFD 70509v308 2654 100162 SH SOLE 100162 0 0 Pebblebrook Hotel7.875%Perp Cu PFD 70509v209 824 32107 SH SOLE 32107 0 0 Penn RealEstate 7.375%CUM Perp PFD 709102503 484 18692 SH SOLE 18692 0 0 Pitney Bowes 6.7% Cl 3/7/18 PFD 724479506 365 14100 SH SOLE 14100 0 0 Principal Fin 145Bp+30y QDI ($ PFD 74251v201 1626 16050 SH SOLE 16050 0 0 Prospect Captl 6.95% Sr Nts 20 PFD 74348t201 1096 42751 SH SOLE 42751 0 0 Prudential PLC 6.75% PrpCl 9/0 PFD g7293h114 757 29578 SH SOLE 29578 0 0 Public Storage 5.90% Perp CUM PFD 74460w206 379 15250 SH SOLE 15250 0 0 Public Storage 6.35% Call 7/16 PFD 74460d125 840 32705 SH SOLE 32705 0 0 Public Storage 6.5% Perp Call PFD 74460d158 394 15150 SH SOLE 15150 0 0 Public Storage 6.50% Call 4/20 PFD 74460d141 1773 67604 SH SOLE 67604 0 0 Public Storage 6.875% Prp Cl7/ PFD 74460d182 1238 47753 SH SOLE 47753 0 0 Raymond James Financial 6.90% PFD 754730208 772 29535 SH SOLE 29535 0 0 Realty Income 6.625% Call 2/17 PFD 756109807 311 11900 SH SOLE 11900 0 0 Regency Centers 6.00% Perp CUM PFD 758849806 442 18100 SH SOLE 18100 0 0 Regions Financial 6.375% Cl 12 PFD 7591ep308 409 16700 SH SOLE 16700 0 0 Reinsurance Group of Amer 6.2% PFD 759351703 407 14800 SH SOLE 14800 0 0 Retail Properties of Amer 7.0% PFD 76131v608 486 18900 SH SOLE 18900 0 0 SL Green Realty 6.5% Perp CUM PFD 78440x507 2243 88638 SH SOLE 88638 0 0 Safe Bulkers 8.00% Cumulative PFD y7388l129 758 31190 SH SOLE 31190 0 0 Scana Corp 7.70% 2065 Cl1/2015 PFD 80589m201 1947 75470 SH SOLE 75470 0 0 Seaspan 8.25% Perp CUM QDI Cal PFD y75638133 1132 42787 SH SOLE 42787 0 0 So Cal Ed Flt $100 Callable NC PFD 842400756 1795 17482 SH SOLE 17482 0 0 Solar Capital 6.75% Cl 11/17 PFD 83413u308 300 12500 SH SOLE 12500 0 0 Southern Cal Ed 6.5% $100 Cl3/ PFD 842400723 696 6640 SH SOLE 6640 0 0 Strategic Hotels&Resorts 8.25% PFD 024296164 487 19376 SH SOLE 19376 0 0 Summit Hotel 7.875% Perp CUM C PFD 866082308 1561 58048 SH SOLE 58048 0 0 Sunstone Hotel 8.00% Perp CUM PFD 867592507 343 12839 SH SOLE 12839 0 0 Taubman Centers 6.5% CUM NA Cl PFD 876664608 252 9951 SH SOLE 9951 0 0 Teekay Offshore 7.25%Perp CUM PFD y8565j127 541 21831 SH SOLE 21831 0 0 Telephone & Data 6.875% Cl 11/ PFD 879433845 3489 141499 SH SOLE 141499 0 0 Telephone & Data 7.0% Cl 3/16 PFD 879433837 866 34621 SH SOLE 34621 0 0 US Bancorp 6.5% FxdToFlt Cl 2/ PFD 902973833 1595 55630 SH SOLE 55630 0 0 US Cellular 6.95% 2060 Cl 05/2 PFD 911684405 393 15535 SH SOLE 15535 0 0 Vanguard Natrl Resources 7.625 PFD 92205f304 373 15062 SH SOLE 15062 0 0 Vornado Realty 5.7% Prp Cl 7/1 PFD 929042851 281 11760 SH SOLE 11760 0 0 Vornado Realty 6.875% Prp/Cl 4 PFD 929042869 3283 124200 SH SOLE 124200 0 0 Vornado Realty7.875% BBB Calle PFD 929043602 213 8450 SH SOLE 8450 0 0 Wells Fargo 7.5% Cnv/Prp$1000 PFD 949746804 2264 1882 SH SOLE 1882 0 0 Wells Fargo 8.00% Prp Cl12/17 PFD 949746879 13400 461733 SH SOLE 461733 0 0 Charles Schwab 7% Perp/Call 2/ PFD 808513AE5 2373 2037000 PRN SOLE 2037000 0 0 Citigroup Inc 5.95% Perp Call PFD 172967GD7 291 295000 PRN SOLE 295000 0 0 GE Cap Corp 6.25% Perp/Call 12 PFD 369622SP1 378 350000 PRN SOLE 350000 0 0 GE Cap Corp 7.125% Perp/Call 6 PFD 369622SN6 2043 1765000 PRN SOLE 1765000 0 0 JPMorgan 7.9% Perp/Call 4/18 - PFD 46625HHA1 2582 2380000 PRN SOLE 2380000 0 0 So. Cal Edison 6.25% Perp/Call PFD 842400FU2 1146 1050000 PRN SOLE 1050000 0 0 Wachovia (WFC) Perp/Call 2/11 PFD 92978AAA0 5279 5470000 PRN SOLE 5470000 0 0 Wells Fargo & Company Perp/Cal PFD 949746PM7 590 540000 PRN SOLE 540000 0 0