0001109228-14-000006.txt : 20141110
0001109228-14-000006.hdr.sgml : 20141110
20141110121439
ACCESSION NUMBER: 0001109228-14-000006
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140930
FILED AS OF DATE: 20141110
DATE AS OF CHANGE: 20141110
EFFECTIVENESS DATE: 20141110
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: KCM INVESTMENT ADVISORS LLC
CENTRAL INDEX KEY: 0001109228
IRS NUMBER: 911756649
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05651
FILM NUMBER: 141207530
BUSINESS ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 250
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
BUSINESS PHONE: 415-461-7788
MAIL ADDRESS:
STREET 1: 750 LINDARO STREET
STREET 2: SUITE 250
CITY: SAN RAFAEL
STATE: CA
ZIP: 94901
FORMER COMPANY:
FORMER CONFORMED NAME: KCM INVESTMENT ADVISORS/CA
DATE OF NAME CHANGE: 20000413
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001109228
XXXXXXXX
09-30-2014
09-30-2014
KCM INVESTMENT ADVISORS LLC
750 LINDARO STREET
SUITE 250
SAN RAFAEL
CA
94901
13F HOLDINGS REPORT
028-05651
N
William L. Prince
CFA
4154617788
William L. Prince
San Rafael
CA
11-10-2014
0
507
1092550
false
INFORMATION TABLE
2
kcm13f09302014.xml
1/100 Berkshire Hathaway A (10
COM
084990175
207
100
SH
SOLE
100
0
0
3M Co
COM
88579y101
9873
69685
SH
SOLE
69685
0
0
ABB Ltd -Spon ADR
COM
000375204
3605
160859
SH
SOLE
160859
0
0
AGL Resources Inc
COM
001204106
3441
67025
SH
SOLE
67025
0
0
AT&T Inc
COM
00206r102
10900
309317
SH
SOLE
309317
0
0
AbbVie Inc
COM
00287y109
8094
140131
SH
SOLE
140131
0
0
Abbott Laboratories
COM
002824100
9013
216710
SH
SOLE
216710
0
0
Accenture PLC-Cl A
COM
g1151c101
3343
41105
SH
SOLE
41105
0
0
Actavis LTD
COM
g0083b108
432
1792
SH
SOLE
1792
0
0
Adobe Systems Inc
COM
00724f101
464
6700
SH
SOLE
6700
0
0
Aetna Inc
COM
00817Y108
502
6200
SH
SOLE
6200
0
0
Aflac Inc
COM
001055102
232
3977
SH
SOLE
3977
0
0
Agilent Technologies Inc
COM
00846u101
1028
18041
SH
SOLE
18041
0
0
Air Products & Chemicals Inc
COM
009158106
4112
31589
SH
SOLE
31589
0
0
Allegion PLC
COM
g0176j109
258
5424
SH
SOLE
5424
0
0
Alliance Data Systems Corp
COM
018581108
398
1604
SH
SOLE
1604
0
0
Allstate Corp
COM
020002101
338
5512
SH
SOLE
5512
0
0
Altria Group Inc
COM
02209s103
7220
157153
SH
SOLE
157153
0
0
Amarillo Gold Corp
COM
041133317
131
1400000
SH
SOLE
1400000
0
0
Amazon.com Inc
COM
023135106
514
1593
SH
SOLE
1593
0
0
American Electric Power
COM
025537101
450
8623
SH
SOLE
8623
0
0
American Express Co
COM
025816109
3115
35587
SH
SOLE
35587
0
0
American International Group
COM
026874784
210
3894
SH
SOLE
3894
0
0
AmerisourceBergen Corp
COM
03073e105
284
3680
SH
SOLE
3680
0
0
Amgen Inc
COM
031162100
1850
13173
SH
SOLE
13173
0
0
Apache Corp
COM
037411105
303
3226
SH
SOLE
3226
0
0
Apple Inc
COM
037833100
20787
206322
SH
SOLE
206322
0
0
Archer-Daniels-Midland Co
COM
039483102
638
12489
SH
SOLE
12489
0
0
Automatic Data Processing
COM
053015103
7962
95838
SH
SOLE
95838
0
0
BCE Inc
COM
05534b760
2697
63063
SH
SOLE
63063
0
0
BGC Partners, Inc
COM
05541t101
106
14231
SH
SOLE
14231
0
0
Baker Hughes Inc
COM
057224107
210
3231
SH
SOLE
3231
0
0
Bank Of Marin Bancorp/CA
COM
063425102
574
12501
SH
SOLE
12501
0
0
Bank of America Corp
COM
060505104
2834
166203
SH
SOLE
166203
0
0
Bank of Montreal
COM
063671101
892
12120
SH
SOLE
12120
0
0
Baxter International Inc.
COM
071813109
628
8750
SH
SOLE
8750
0
0
Becton Dickinson & Co
COM
075887109
530
4657
SH
SOLE
4657
0
0
Berkshire Hathaway Inc-Cl B
COM
084670702
2775
20087
SH
SOLE
20087
0
0
Biogen Idec Inc
COM
09062x103
1498
4527
SH
SOLE
4527
0
0
Blackrock Inc
COM
09247x101
210
640
SH
SOLE
640
0
0
Blackstone Group/The
COM
09253u108
620
19687
SH
SOLE
19687
0
0
Boeing Co
COM
097023105
3134
24601
SH
SOLE
24601
0
0
Bristol-Myers Squibb Co
COM
110122108
13039
254762
SH
SOLE
254762
0
0
CVS Caremark Corp
COM
126650100
3521
44243
SH
SOLE
44243
0
0
Carlyle Group/The
COM
14309l102
2240
73550
SH
SOLE
73550
0
0
Caterpillar Inc
COM
149123101
2105
21251
SH
SOLE
21251
0
0
Celgene Corp
COM
151020104
483
5093
SH
SOLE
5093
0
0
CenterPoint Energy Inc
COM
15189t107
2614
106844
SH
SOLE
106844
0
0
Cerner Corp
COM
156782104
2130
35755
SH
SOLE
35755
0
0
Cerus Corp
COM
157085101
40
10000
SH
SOLE
10000
0
0
Check Point Software Tech
COM
m22465104
297
4284
SH
SOLE
4284
0
0
Chevron Corp
COM
166764100
23472
196713
SH
SOLE
196713
0
0
Chubb Corp
COM
171232101
2734
30016
SH
SOLE
30016
0
0
Cisco Systems Inc
COM
17275R102
3116
123810
SH
SOLE
123810
0
0
Citigroup Inc
COM
172967424
378
7299
SH
SOLE
7299
0
0
Clorox Company
COM
189054109
7637
79516
SH
SOLE
79516
0
0
Coca-Cola Co/The
COM
191216100
4844
113553
SH
SOLE
113553
0
0
Colgate-Palmolive Co
COM
194162103
7141
109498
SH
SOLE
109498
0
0
Comcast Corp-Cl A
COM
20030n101
5144
95652
SH
SOLE
95652
0
0
Comerica Inc
COM
200340107
859
17219
SH
SOLE
17219
0
0
Conagra Foods Inc
COM
205887102
1340
40555
SH
SOLE
40555
0
0
ConocoPhillips
COM
20825C104
15815
206674
SH
SOLE
206674
0
0
Consolidated Edison Inc
COM
209115104
924
16308
SH
SOLE
16308
0
0
Consumer Staples SPDR
COM
81369y308
3026
67078
SH
SOLE
67078
0
0
Costco Wholesale Corp
COM
22160K105
10948
87360
SH
SOLE
87360
0
0
CurrencyShares Australian Doll
COM
23129u101
445
5070
SH
SOLE
5070
0
0
CurrencyShares Canadian Dollar
COM
23129x105
430
4840
SH
SOLE
4840
0
0
DIRECTV Group Inc/The
COM
25490a309
499
5764
SH
SOLE
5764
0
0
DTE Energy Company
COM
233331107
232
3047
SH
SOLE
3047
0
0
Danaher Corp
COM
235851102
3661
48190
SH
SOLE
48190
0
0
Deere & Co
COM
244199105
1739
21213
SH
SOLE
21213
0
0
Devon Energy Corporation
COM
25179m103
205
3004
SH
SOLE
3004
0
0
Diageo Plc-Sponsored ADR
COM
25243q205
410
3551
SH
SOLE
3551
0
0
Dick's Sporting Goods Inc
COM
253393102
726
16538
SH
SOLE
16538
0
0
Disney Co./Walt The
COM
254687106
6117
68703
SH
SOLE
68703
0
0
Dominion Resources Inc/Va
COM
25746u109
549
7943
SH
SOLE
7943
0
0
Dow Chemical
COM
260543103
317
6046
SH
SOLE
6046
0
0
Dr Pepper Snapple Group Inc
COM
26138e109
732
11388
SH
SOLE
11388
0
0
Du Pont (E.I.) De Nemours
COM
263534109
7822
109002
SH
SOLE
109002
0
0
Duke Energy Corp
COM
26441c204
3396
45414
SH
SOLE
45414
0
0
EGShares Dow Jones Emerging Ma
COM
268461779
4799
182977
SH
SOLE
182977
0
0
EMC Corp/Mass
COM
268648102
295
10068
SH
SOLE
10068
0
0
EMC Metals Corp
COM
268665106
2
23400
SH
SOLE
23400
0
0
EOG Resources Inc
COM
26875p101
214
2162
SH
SOLE
2162
0
0
ETFS Physical Precious Metals
COM
26922w109
606
9595
SH
SOLE
9595
0
0
Eaton Corp PLC
COM
g29183103
1263
19931
SH
SOLE
19931
0
0
Ecolab Inc
COM
278865100
5766
50211
SH
SOLE
50211
0
0
Edison International
COM
281020107
3978
71138
SH
SOLE
71138
0
0
Eli Lilly & Co
COM
532457108
3068
47310
SH
SOLE
47310
0
0
Emerson Electric Co
COM
291011104
2109
33695
SH
SOLE
33695
0
0
Encounter Technologies Inc
COM
29259j105
0
62000
SH
SOLE
62000
0
0
EnerSys
COM
29275y102
282
4805
SH
SOLE
4805
0
0
Energy Transfer Equity LP
COM
29273v100
494
8000
SH
SOLE
8000
0
0
Enterprise Products Partners
COM
293792107
1723
42765
SH
SOLE
42765
0
0
Essex Property Trust Inc
COM
297178105
413
2310
SH
SOLE
2310
0
0
Eurasian Minerals Inc
COM
29843r100
38
54086
SH
SOLE
54086
0
0
Express Scripts Holding Co.
COM
30219g108
1029
14574
SH
SOLE
14574
0
0
Exxon Mobil Corp
COM
30231G102
14015
149021
SH
SOLE
149021
0
0
Facebook Inc
COM
30303m102
408
5167
SH
SOLE
5167
0
0
FedEx Corp
COM
31428x106
576
3570
SH
SOLE
3570
0
0
First Trust Dividend Leaders I
COM
336917109
1277
54554
SH
SOLE
54554
0
0
First Trust Mid Cap Growth Alp
COM
33737m102
284
10261
SH
SOLE
10261
0
0
First Trust Mid Cap Value ETF
COM
33737m201
273
9168
SH
SOLE
9168
0
0
Flagstar Bancorp Inc
COM
337930705
168
10000
SH
SOLE
10000
0
0
Flowserve Corp
COM
34354p105
203
2878
SH
SOLE
2878
0
0
Fluor Corp
COM
343412102
472
7070
SH
SOLE
7070
0
0
Ford Motor Co
COM
345370860
1884
127404
SH
SOLE
127404
0
0
Franklin Resources Inc
COM
354613101
343
6280
SH
SOLE
6280
0
0
Freeport-McMoRan Copper & Gold
COM
35671d857
3007
92113
SH
SOLE
92113
0
0
Frontier Communications Corp
COM
35906a108
100
15371
SH
SOLE
15371
0
0
General Dynamics Corp
COM
369550108
1995
15699
SH
SOLE
15699
0
0
General Electric Co
COM
369604103
17266
673943
SH
SOLE
673943
0
0
General Mills Inc
COM
370334104
4711
93372
SH
SOLE
93372
0
0
Genuine Parts Co
COM
372460105
4413
50313
SH
SOLE
50313
0
0
Gilead Sciences Inc
COM
375558103
1665
15639
SH
SOLE
15639
0
0
GlaxoSmithKline Plc-ADR
COM
37733w105
2398
52165
SH
SOLE
52165
0
0
Global Brands Group Holding
COM
g39338101
2
10000
SH
SOLE
10000
0
0
Goldman Sachs Group Inc
COM
38141G104
449
2445
SH
SOLE
2445
0
0
Google Inc-Cl A
COM
38259P508
2587
4396
SH
SOLE
4396
0
0
Google Inc-Cl C
COM
38259p706
2248
3894
SH
SOLE
3894
0
0
Grainger (W.W.) Inc
COM
384802104
312
1238
SH
SOLE
1238
0
0
Guggenheim BRIC ETF
COM
18383m100
354
10385
SH
SOLE
10385
0
0
Guggenheim Russell Top 50 ETF
COM
78355w205
678
4906
SH
SOLE
4906
0
0
Guggenheim S&P Equal Weight
COM
78355w106
492
6491
SH
SOLE
6491
0
0
HCP Inc
COM
40414l109
4949
124637
SH
SOLE
124637
0
0
HPEV Inc
COM
404273104
11
17800
SH
SOLE
17800
0
0
Harman International
COM
413086109
702
7160
SH
SOLE
7160
0
0
Hershey Co/The
COM
427866108
204
2134
SH
SOLE
2134
0
0
Hess Corp
COM
42809h107
815
8644
SH
SOLE
8644
0
0
Hewlett-Packard Co
COM
428236103
2498
70419
SH
SOLE
70419
0
0
Home Depot Inc
COM
437076102
5423
59109
SH
SOLE
59109
0
0
Honeywell International Inc
COM
438516106
4891
52520
SH
SOLE
52520
0
0
Hormel Foods Corp
COM
440452100
224
4365
SH
SOLE
4365
0
0
Hubbell Inc -Cl B
COM
443510201
241
2000
SH
SOLE
2000
0
0
Illinois Tool Works
COM
452308109
340
4022
SH
SOLE
4022
0
0
Infinito Gold Ltd
COM
45671c106
0
33130
SH
SOLE
33130
0
0
Ingersoll-Rand Co Ltd-Cl A
COM
g47791101
1241
22021
SH
SOLE
22021
0
0
Integral Technologies Inc
COM
45810j103
10
17000
SH
SOLE
17000
0
0
Intel Corp
COM
458140100
13311
382272
SH
SOLE
382272
0
0
InterContinental Hotels-ADR
COM
45857p509
2278
58929
SH
SOLE
58929
0
0
Intl Business Machines Corp
COM
459200101
9395
49493
SH
SOLE
49493
0
0
Intl Flavors & Fragrances
COM
459506101
511
5325
SH
SOLE
5325
0
0
Ivanhoe Mines Ltd
COM
46579r104
203
200000
SH
SOLE
200000
0
0
JPMorgan Chase & Co
COM
46625H100
6535
108484
SH
SOLE
108484
0
0
Jacobs Engineering Group Inc
COM
469814107
428
8769
SH
SOLE
8769
0
0
Johnson & Johnson
COM
478160104
21080
197766
SH
SOLE
197766
0
0
Johnson Controls Inc
COM
478366107
1267
28785
SH
SOLE
28785
0
0
Kimberly-Clark Corp
COM
494368103
9212
85633
SH
SOLE
85633
0
0
Kinder Morgan Energy Partners
COM
494550106
2903
31121
SH
SOLE
31121
0
0
Kinder Morgan Inc
COM
49456b101
273
7116
SH
SOLE
7116
0
0
Kohl's Corp
COM
500255104
610
10000
SH
SOLE
10000
0
0
Kraft Foods Group
COM
50076q106
1869
33132
SH
SOLE
33132
0
0
L-3 Communications Holdings
COM
502424104
409
3436
SH
SOLE
3436
0
0
Laboratory Corp Of Amer Hldgs
COM
50540r409
1444
14194
SH
SOLE
14194
0
0
Lam Research Corp
COM
512807108
228
3049
SH
SOLE
3049
0
0
Li & Fung Ltd Ord New
COM
g5485f151
11
10000
SH
SOLE
10000
0
0
Linn Co LLC
COM
535782106
659
22750
SH
SOLE
22750
0
0
Linn Energy LLC-Units
COM
536020100
1442
47850
SH
SOLE
47850
0
0
Lockheed Martin Corp
COM
539830109
569
3114
SH
SOLE
3114
0
0
Lowe's Cos Inc
COM
548661107
3587
67777
SH
SOLE
67777
0
0
Lululemon Athletica Inc
COM
550021109
253
6034
SH
SOLE
6034
0
0
Macy's Inc
COM
55616p104
1657
28484
SH
SOLE
28484
0
0
Magellan Midstream Partners
COM
559080106
222
2632
SH
SOLE
2632
0
0
Mallinckrodt PLC
COM
g5785g107
344
3821
SH
SOLE
3821
0
0
Manulife Financial Corp
COM
56501r106
429
22305
SH
SOLE
22305
0
0
Marathon Oil Corp
COM
565849106
404
10748
SH
SOLE
10748
0
0
Marathon Petroleum Corp
COM
56585a102
296
3492
SH
SOLE
3492
0
0
Market Vectors Agribusiness ET
COM
57060u605
688
13015
SH
SOLE
13015
0
0
McCormick & Co-Non Vtg Shrs
COM
579780206
1403
20967
SH
SOLE
20967
0
0
McDonald's Corp
COM
580135101
10414
109843
SH
SOLE
109843
0
0
McGraw Hill Financial Inc
COM
580645109
546
6470
SH
SOLE
6470
0
0
Medical Properties Trust Inc
COM
58463j304
320
26134
SH
SOLE
26134
0
0
Medtronic Inc
COM
585055106
4507
72757
SH
SOLE
72757
0
0
Merck & Co. Inc.
COM
58933y105
6950
117247
SH
SOLE
117247
0
0
Microsoft Corp
COM
594918104
8257
178114
SH
SOLE
178114
0
0
Mondelez International
COM
609207105
1898
55405
SH
SOLE
55405
0
0
Monsanto Co
COM
61166w101
232
2060
SH
SOLE
2060
0
0
Morgan Stanley
COM
617446448
1184
34235
SH
SOLE
34235
0
0
Mylan Laboratories
COM
628530107
1688
37115
SH
SOLE
37115
0
0
NXP Semiconductors Nv
COM
n6596x109
267
3900
SH
SOLE
3900
0
0
Nabors Industries Inc
COM
g6359f103
1040
45712
SH
SOLE
45712
0
0
National Oilwell Varco Inc
COM
637071101
302
3973
SH
SOLE
3973
0
0
Nestle Sa-Spons ADR For Reg
COM
641069406
4176
56718
SH
SOLE
56718
0
0
NextEra Energy Inc
COM
65339f101
9064
96554
SH
SOLE
96554
0
0
Nike Inc -Cl B
COM
654106103
6330
70969
SH
SOLE
70969
0
0
Nordstrom Inc
COM
655664100
462
6761
SH
SOLE
6761
0
0
Norfolk Southern Corp
COM
655844108
492
4411
SH
SOLE
4411
0
0
Northeast Utilities
COM
664397106
270
6103
SH
SOLE
6103
0
0
Novartis Ag-ADR
COM
66987v109
3953
41997
SH
SOLE
41997
0
0
Occidental Petroleum Corp
COM
674599105
6494
67545
SH
SOLE
67545
0
0
Oracle Corp
COM
68389x105
3270
85432
SH
SOLE
85432
0
0
Owens Realty Mortgage Inc
COM
690828108
852
59802
SH
SOLE
59802
0
0
P G & E Corp
COM
69331c108
473
10508
SH
SOLE
10508
0
0
Paccar Inc
COM
693718108
1551
27270
SH
SOLE
27270
0
0
Pembina Pipeline Corp
COM
706327103
209
4964
SH
SOLE
4964
0
0
PepsiCo Inc
COM
713448108
7638
82054
SH
SOLE
82054
0
0
Pfizer Inc
COM
717081103
7600
257026
SH
SOLE
257026
0
0
Pharmaceutical HOLDRs Trust
COM
71712a206
566
8900
SH
SOLE
8900
0
0
Philip Morris International
COM
718172109
2187
26219
SH
SOLE
26219
0
0
Piedmont Mining Co Inc
COM
720172105
0
10000
SH
SOLE
10000
0
0
Plains All American Pipeline L
COM
726503105
354
6022
SH
SOLE
6022
0
0
Plum Creek Timber Co
COM
729251108
208
5339
SH
SOLE
5339
0
0
Potash Corp Of Saskatchewan
COM
73755l107
1108
32060
SH
SOLE
32060
0
0
PowerShares Preferred Portfoli
COM
73936t565
4825
333675
SH
SOLE
333675
0
0
Powershares QQQ NASDAQ 100 Tru
COM
73935a104
2007
20317
SH
SOLE
20317
0
0
Praxair Inc
COM
74005p104
2828
21920
SH
SOLE
21920
0
0
Preferred Apartment Communitie
COM
74039l103
1395
167650
SH
SOLE
167650
0
0
ProLogis Inc
COM
74340w103
285
7552
SH
SOLE
7552
0
0
Procter & Gamble Co
COM
742718109
18729
223654
SH
SOLE
223654
0
0
Public Service Enterprise Grou
COM
744573106
1660
44583
SH
SOLE
44583
0
0
Qualcomm Inc
COM
747525103
1164
15573
SH
SOLE
15573
0
0
Quest Diagnostics
COM
74834l100
390
6435
SH
SOLE
6435
0
0
Realty Income Corp
COM
756109104
5809
142411
SH
SOLE
142411
0
0
Regeneron Pharmaceuticals Inc
COM
75886f107
402
1115
SH
SOLE
1115
0
0
Retail Properties of America
COM
76131v202
568
38793
SH
SOLE
38793
0
0
Robert Half Intl Inc
COM
770323103
260
5300
SH
SOLE
5300
0
0
Roche Holdings LTD-Spons ADR
COM
771195104
1801
48690
SH
SOLE
48690
0
0
Rock Tenn Company - Class A
COM
772739207
204
4298
SH
SOLE
4298
0
0
Rockwell Automation Inc
COM
773903109
322
2931
SH
SOLE
2931
0
0
Rockwood Holdings Inc
COM
774415103
1547
20233
SH
SOLE
20233
0
0
Roper Industries Inc
COM
776696106
256
1750
SH
SOLE
1750
0
0
Royal Dutch Shell Plc-ADR A
COM
780259206
432
5674
SH
SOLE
5674
0
0
SPDR Consumer Discretionary Se
COM
81369y407
2705
40556
SH
SOLE
40556
0
0
SPDR Dow Jones Industrial Aver
COM
78467x109
1251
7355
SH
SOLE
7355
0
0
SPDR Energy Select Sector
COM
81369y506
2984
32929
SH
SOLE
32929
0
0
SPDR Financial Select Sector
COM
81369y605
1667
71936
SH
SOLE
71936
0
0
SPDR Gold Trust
COM
78463v107
1495
12868
SH
SOLE
12868
0
0
SPDR Health Care Select Sector
COM
81369y209
3420
53520
SH
SOLE
53520
0
0
SPDR Industrial Select Sector
COM
81369y704
2784
52387
SH
SOLE
52387
0
0
SPDR Materials Select Sector
COM
81369y100
804
16215
SH
SOLE
16215
0
0
SPDR Metals & Mining ETF
COM
78464a755
572
15550
SH
SOLE
15550
0
0
SPDR S&P Biotech ETF
COM
78464a870
552
3536
SH
SOLE
3536
0
0
SPDR S&P Dividend ETF
COM
78464a763
9288
123946
SH
SOLE
123946
0
0
SPDR S&P International Small C
COM
78463x871
439
13435
SH
SOLE
13435
0
0
SPDR S&P MidCap 400 ETF Trust
COM
78467y107
4951
19857
SH
SOLE
19857
0
0
SPDR S&P500 Index Trust Series
COM
78462f103
7440
37764
SH
SOLE
37764
0
0
SPDR Technology Select Sector
COM
81369y803
4076
102165
SH
SOLE
102165
0
0
Salesforce.Com Inc
COM
79466l302
405
7034
SH
SOLE
7034
0
0
Sanofi-ADR
COM
80105n105
5052
89535
SH
SOLE
89535
0
0
Scana Corp
COM
80589m102
717
14457
SH
SOLE
14457
0
0
Schlumberger Ltd
COM
806857108
3179
31262
SH
SOLE
31262
0
0
Schwab (Charles) Corp
COM
808513105
490
16675
SH
SOLE
16675
0
0
Schwab Intl Equity ETF
COM
808524805
243
7834
SH
SOLE
7834
0
0
Schwab U.S. Broad Market ETF
COM
808524102
1366
28729
SH
SOLE
28729
0
0
Schwab U.S. Large-Cap ETF
COM
808524201
2205
46916
SH
SOLE
46916
0
0
Schwab U.S. Mid-Cap ETF
COM
808524508
1601
41361
SH
SOLE
41361
0
0
Schwab U.S. Small-Cap ETF
COM
808524607
975
18960
SH
SOLE
18960
0
0
Schwab US Dividend Equity ETF
COM
808524797
755
19567
SH
SOLE
19567
0
0
Sempra Energy
COM
816851109
2487
23599
SH
SOLE
23599
0
0
Siemens Ag-Spons ADR
COM
826197501
284
2385
SH
SOLE
2385
0
0
Sierra Vista Bank
COM
82651b105
89
20000
SH
SOLE
20000
0
0
Silvercorp Metals Inc
COM
82835p103
16
10000
SH
SOLE
10000
0
0
Sirius XM Holdings Inc
COM
82968b103
416
119284
SH
SOLE
119284
0
0
Southern Co
COM
842587107
2562
58699
SH
SOLE
58699
0
0
Southwestern Energy Co
COM
845467109
882
25231
SH
SOLE
25231
0
0
Spectra Energy Corp
COM
847560109
5112
130209
SH
SOLE
130209
0
0
Spectral Diagnostics Inc
COM
847574100
8
25000
SH
SOLE
25000
0
0
Sprott Resource Corp
COM
85207d103
285
115320
SH
SOLE
115320
0
0
St Jude Medical Inc
COM
790849103
761
12651
SH
SOLE
12651
0
0
Stanley Black & Decker Inc
COM
854502101
3767
42426
SH
SOLE
42426
0
0
Starbucks Corp
COM
855244109
1889
25032
SH
SOLE
25032
0
0
State Street Corp
COM
857477103
301
4088
SH
SOLE
4088
0
0
Stryker Corp
COM
863667101
310
3835
SH
SOLE
3835
0
0
Suncor Energy Inc
COM
867224107
358
9900
SH
SOLE
9900
0
0
Sunoco Logistics Partners LP
COM
86764l108
217
4500
SH
SOLE
4500
0
0
TD Ameritrade Holding Corp
COM
87236y108
1556
46640
SH
SOLE
46640
0
0
TJX Companies Inc
COM
872540109
383
6465
SH
SOLE
6465
0
0
Target Corp
COM
87612e106
5565
88785
SH
SOLE
88785
0
0
Tesla Motors Inc
COM
88160r101
286
1180
SH
SOLE
1180
0
0
Teva Pharmaceutical-Sp ADR
COM
881624209
539
10037
SH
SOLE
10037
0
0
Texas Instruments Inc
COM
882508104
229
4800
SH
SOLE
4800
0
0
Thermo Fisher Scientific Inc
COM
883556102
250
2050
SH
SOLE
2050
0
0
Toronto-Dominion Bank
COM
891160509
4206
85162
SH
SOLE
85162
0
0
Total SA-Spon ADR
COM
89151e109
242
3753
SH
SOLE
3753
0
0
Toyota Motor Corp -Spon ADR
COM
892331307
1935
16465
SH
SOLE
16465
0
0
Travelers Cos Inc/The
COM
89417e109
3175
33794
SH
SOLE
33794
0
0
Tri-Valley Corporation
COM
895735108
0
30600
SH
SOLE
30600
0
0
Turquoise Hill Resources Ltd
COM
900435108
112
30000
SH
SOLE
30000
0
0
Twenty-First Century Fox-B (fo
COM
90130a200
2364
70962
SH
SOLE
70962
0
0
US Bancorp
COM
902973304
1885
45056
SH
SOLE
45056
0
0
Unilever N V -NY Shares
COM
904784709
2860
72087
SH
SOLE
72087
0
0
Unilever Plc-Sponsored ADR
COM
904767704
1841
43932
SH
SOLE
43932
0
0
Union Pacific Corp
COM
907818108
1120
10329
SH
SOLE
10329
0
0
United Parcel Service-Cl B
COM
911312106
6960
70814
SH
SOLE
70814
0
0
United Technologies Corp
COM
913017109
2906
27521
SH
SOLE
27521
0
0
UnitedHealth Group Inc
COM
91324P102
1081
12539
SH
SOLE
12539
0
0
Utilities Select Sector SPDR
COM
81369y886
833
19780
SH
SOLE
19780
0
0
Vanguard Consumer Discretionar
COM
92204a108
356
3279
SH
SOLE
3279
0
0
Vanguard Consumer Staples Vipe
COM
92204a207
268
2280
SH
SOLE
2280
0
0
Vanguard Dividend Appreciation
COM
921908844
448
5820
SH
SOLE
5820
0
0
Vanguard FTSE All-World Ex-US
COM
922042775
209
4248
SH
SOLE
4248
0
0
Vanguard Health Care Vipers
COM
92204a504
292
2500
SH
SOLE
2500
0
0
Vanguard High Div Yield ETF
COM
921946406
1704
25661
SH
SOLE
25661
0
0
Vanguard Info Tech Vipers
COM
92204a702
385
3850
SH
SOLE
3850
0
0
Vanguard Large-Cap Vipers ETF
COM
922908637
1013
11201
SH
SOLE
11201
0
0
Vanguard MSCI EAFE Index ETF
COM
921943858
2376
59783
SH
SOLE
59783
0
0
Vanguard MSCI Emerging Market
COM
922042858
2625
62925
SH
SOLE
62925
0
0
Vanguard Mid-Cap Vipers
COM
922908629
4412
37609
SH
SOLE
37609
0
0
Vanguard REIT Vipers
COM
922908553
725
10093
SH
SOLE
10093
0
0
Vanguard Small-Cap Vipers
COM
922908751
5709
51606
SH
SOLE
51606
0
0
Vanguard Total Stock Mk Vipers
COM
922908769
10047
99237
SH
SOLE
99237
0
0
Varian Medical Systems Inc
COM
92220P105
895
11172
SH
SOLE
11172
0
0
Verizon Communications Inc
COM
92343v104
23707
474232
SH
SOLE
474232
0
0
Vertex Pharmaceutical Inc
COM
92532f100
313
2789
SH
SOLE
2789
0
0
Visa Inc-Class A Shares
COM
92826c839
504
2363
SH
SOLE
2363
0
0
Vodafone Group PLC-Sp ADR
COM
92857w308
272
8270
SH
SOLE
8270
0
0
Vornado Realty Trust
COM
929042109
4767
47686
SH
SOLE
47686
0
0
Voyant International Corp
COM
92909w108
0
53652
SH
SOLE
53652
0
0
Wal-Mart Stores Inc
COM
931142103
1098
14364
SH
SOLE
14364
0
0
Walgreen Co
COM
931422109
6884
116147
SH
SOLE
116147
0
0
Waste Management Inc
COM
94106l109
6394
134531
SH
SOLE
134531
0
0
WellPoint Inc
COM
94973V107
2297
19200
SH
SOLE
19200
0
0
Wells Fargo & Company
COM
949746101
28214
543934
SH
SOLE
543934
0
0
Westamerica Bancorportaion
COM
957090103
654
14052
SH
SOLE
14052
0
0
Weyerhaeuser Co
COM
962166104
1177
36940
SH
SOLE
36940
0
0
Whirlpool Corp
COM
963320106
2227
15287
SH
SOLE
15287
0
0
White Mountains Insurance Grou
COM
G9618E107
670
1063
SH
SOLE
1063
0
0
Whole Foods Market Inc
COM
966837106
4621
121253
SH
SOLE
121253
0
0
Williams Cos Inc
COM
969457100
9221
166595
SH
SOLE
166595
0
0
Wisconsin Energy Corp
COM
976657106
2572
59813
SH
SOLE
59813
0
0
Xcel Energy Inc
COM
98389b100
222
7299
SH
SOLE
7299
0
0
Xylem Inc
COM
98419m100
298
8406
SH
SOLE
8406
0
0
Yahoo! Inc
COM
984332106
1239
30396
SH
SOLE
30396
0
0
Yum! Brands Inc
COM
988498101
353
4911
SH
SOLE
4911
0
0
Zimmer Holdings Inc
COM
98956p102
1336
13288
SH
SOLE
13288
0
0
Zogenix Inc
COM
98978l105
12
10000
SH
SOLE
10000
0
0
iPath DJ-UBS Copper Total Retu
COM
06739f101
549
15105
SH
SOLE
15105
0
0
iShares DJ EPAC Sel Div Inc In
COM
464288448
3021
84404
SH
SOLE
84404
0
0
iShares DJ Select Dividend Ind
COM
464287168
6302
85321
SH
SOLE
85321
0
0
iShares DJ US Consumer Noncycl
COM
464287812
210
2125
SH
SOLE
2125
0
0
iShares DJ US Energy Sector
COM
464287796
248
4817
SH
SOLE
4817
0
0
iShares DJ US Financial Sect
COM
464287788
1049
12527
SH
SOLE
12527
0
0
iShares DJ US Healthcare Sec
COM
464287762
246
1829
SH
SOLE
1829
0
0
iShares DJ US Telecommunicatio
COM
464287713
451
15062
SH
SOLE
15062
0
0
iShares FTSE/Xinhua China 25
COM
464287184
288
7525
SH
SOLE
7525
0
0
iShares MSCI Brazil Index
COM
464286400
498
11450
SH
SOLE
11450
0
0
iShares MSCI Canada Index
COM
464286509
223
7250
SH
SOLE
7250
0
0
iShares MSCI EAFE Index
COM
464287465
1976
30816
SH
SOLE
30816
0
0
iShares MSCI Emerging Markets
COM
464287234
590
14195
SH
SOLE
14195
0
0
iShares MSCI Hong Kong Index -
COM
464286871
355
17465
SH
SOLE
17465
0
0
iShares MSCI Pacific Ex Japan
COM
464286665
489
10610
SH
SOLE
10610
0
0
iShares MSCI Singapore Index
COM
464286673
135
10117
SH
SOLE
10117
0
0
iShares MSCI USA Quality Facto
COM
46432f339
685
11495
SH
SOLE
11495
0
0
iShares Microcap ETF
COM
464288869
434
6249
SH
SOLE
6249
0
0
iShares Nasdaq Biotech Index F
COM
464287556
1910
6980
SH
SOLE
6980
0
0
iShares Russell 1000 Growth
COM
464287614
747
8150
SH
SOLE
8150
0
0
iShares Russell 1000 Value
COM
464287598
301
3005
SH
SOLE
3005
0
0
iShares Russell 2000 Index Fun
COM
464287655
825
7549
SH
SOLE
7549
0
0
iShares Russell Midcap Index
COM
464287499
332
2097
SH
SOLE
2097
0
0
iShares Russell Midcap Value I
COM
464287473
315
4500
SH
SOLE
4500
0
0
iShares S&P 100 Index Fund
COM
464287101
1227
13921
SH
SOLE
13921
0
0
iShares S&P 500 Index Fund
COM
464287200
513
2589
SH
SOLE
2589
0
0
iShares S&P Europe 350
COM
464287861
3179
70530
SH
SOLE
70530
0
0
iShares S&P GSCI Commodity-Ind
COM
46428r107
407
13765
SH
SOLE
13765
0
0
iShares S&P Global 100
COM
464287572
705
9101
SH
SOLE
9101
0
0
iShares S&P Latin American 40
COM
464287390
680
18425
SH
SOLE
18425
0
0
iShares S&P Midcap 400
COM
464287507
1326
9694
SH
SOLE
9694
0
0
iShares S&P Midcap 400/Value
COM
464287705
395
3285
SH
SOLE
3285
0
0
iShares S&P SmallCap 600
COM
464287804
536
5143
SH
SOLE
5143
0
0
iShares S&P US Preferred Stock
COM
464288687
9247
233974
SH
SOLE
233974
0
0
AEGON 8.00% 2042 Notes Call 08
PFD
007924608
4036
141479
SH
SOLE
141479
0
0
AON Cap 8.205% 1/27 Non-Call B
PFD
22532r101
1812
57979
SH
SOLE
57979
0
0
Allied Capital ARCC6.875% 4/20
PFD
01903q207
438
17309
SH
SOLE
17309
0
0
American Capital Agency 8.0% P
PFD
02503x204
995
39048
SH
SOLE
39048
0
0
American Capital Agncy 7.75% P
PFD
02503x303
454
18590
SH
SOLE
18590
0
0
Amtrust Financial 7.25% CUM QD
PFD
032359507
266
10950
SH
SOLE
10950
0
0
Amtrust Financial 7.625%CUM QD
PFD
032359705
754
30400
SH
SOLE
30400
0
0
Annaly Capital 7.625% Perp Cl
PFD
035710706
240
9767
SH
SOLE
9767
0
0
Arch Capital 6.75% BBB QDI Cl
PFD
g0450a204
698
26024
SH
SOLE
26024
0
0
Ares Capital 7.75% 2040 Call 1
PFD
04010l202
4295
163506
SH
SOLE
163506
0
0
Argo Group 6.5% Sr Notes Call
PFD
040130205
272
11350
SH
SOLE
11350
0
0
Ashford Hospitality 9.0% NR Ca
PFD
044103505
1207
44366
SH
SOLE
44366
0
0
Aspen Insurance 7.25% Call07/2
PFD
g05384147
5716
219420
SH
SOLE
219420
0
0
Aspen Insurance 7.401% Call 07
PFD
g05384139
609
23038
SH
SOLE
23038
0
0
Atlas Pipeline 8.25% Cl 3/19 C
PFD
049392301
1072
41695
SH
SOLE
41695
0
0
Aviva 8.25% 12/2041 Call 12/20
PFD
05382a203
9995
356338
SH
SOLE
356338
0
0
Axis Capital 6.875% Cl 4/17 QD
PFD
g0692u307
488
18850
SH
SOLE
18850
0
0
BAC Flt LIB+35 BB NCU QDI Cl 1
PFD
060505815
239
10668
SH
SOLE
10668
0
0
BB&T Capital 5.625% Call 8/201
PFD
054937404
203
8758
SH
SOLE
8758
0
0
BGC Partners 8.125% 2042 Call
PFD
05541t408
3969
147991
SH
SOLE
147991
0
0
Banc of California 8.00% Perp
PFD
05990k403
303
11580
SH
SOLE
11580
0
0
Banco Santander 6.80% QDI Clbl
PFD
80281r706
280
11074
SH
SOLE
11074
0
0
Bank of America 6.625%Prp Cl 1
PFD
060505740
504
19602
SH
SOLE
19602
0
0
Barclay's 6.625% Perpetual 9/1
PFD
06739f390
207
8169
SH
SOLE
8169
0
0
Barclays 7.75% Prp Cl 9/13 BB
PFD
06739h511
703
27171
SH
SOLE
27171
0
0
Barclays 8.125% Perp/Cl 3/14 B
PFD
06739h362
1447
55720
SH
SOLE
55720
0
0
Barclays Bank 7.1% Prp Call 12
PFD
06739h776
1072
41641
SH
SOLE
41641
0
0
Breitburn Energy Partners 8.25
PFD
106776115
377
14892
SH
SOLE
14892
0
0
Campus Crest Comm 8.00% Perp C
PFD
13466y204
1611
64181
SH
SOLE
64181
0
0
CenturyLink Quest 6.125%Nts Cl
PFD
74913g600
244
10500
SH
SOLE
10500
0
0
CenturyLink Quest 7.0%SnNts Cl
PFD
74913g501
2486
98815
SH
SOLE
98815
0
0
CenturyLink Quest7.375% 6/51 C
PFD
74913g204
1208
46422
SH
SOLE
46422
0
0
CenturyLink SnNote7.5% 2051 Cl
PFD
74913g303
5848
224587
SH
SOLE
224587
0
0
CenturyLink SnNotes 6.875% CL
PFD
74913g105
533
21900
SH
SOLE
21900
0
0
CenturyLink SnNotes 7.0% 2050
PFD
74913G402
1366
54300
SH
SOLE
54300
0
0
Chesapeake Lodging 7.75% PerpC
PFD
165240201
2530
96819
SH
SOLE
96819
0
0
Citigroup 5.8% B1 Call 4/18 QD
PFD
172967366
257
10800
SH
SOLE
10800
0
0
Citigroup 7.125% FxdtoFlt Cl 9
PFD
172967358
3933
147145
SH
SOLE
147145
0
0
Citigroup Tst 7.875% Cl2015 Li
PFD
173080201
315
11710
SH
SOLE
11710
0
0
Colony Financial8.50% Perp CUM
PFD
19624r205
224
8315
SH
SOLE
8315
0
0
Corporate Office Prop 7.375% C
PFD
22002t884
2013
77293
SH
SOLE
77293
0
0
Costamare 7.625% CUM QDI Perp
PFD
y1771g110
363
13991
SH
SOLE
13991
0
0
Costamare 8.50% CUM QDI Perp C
PFD
y1771g128
2524
96502
SH
SOLE
96502
0
0
CubeSmart 7.75%CUM Call 11/2/2
PFD
229663208
516
19535
SH
SOLE
19535
0
0
DTE Energy 6.5% Jr Sub Call 12
PFD
233331602
1531
59410
SH
SOLE
59410
0
0
Deutsche Bank 8.05% PrpCl6/18
PFD
25150l108
3226
113314
SH
SOLE
113314
0
0
Deutsche Bk Tst6.55%Perp Cl 5/
PFD
25153x208
605
23353
SH
SOLE
23353
0
0
Deutsche Bnk 6.625% Prp Cl 8/1
PFD
25153y206
288
11363
SH
SOLE
11363
0
0
Deutsche Bnk 7.6% Prp Cl 2/18
PFD
25154a108
1592
57427
SH
SOLE
57427
0
0
Digital Realty 6.625% Perp CUM
PFD
253868806
560
22203
SH
SOLE
22203
0
0
Digital Realty 7.0% Perp Call
PFD
253868707
3725
144720
SH
SOLE
144720
0
0
Discover Financial 6.50%Perp Q
PFD
254709207
1735
68768
SH
SOLE
68768
0
0
Dominion Res 8.375% BBB Called
PFD
25746u604
709
28155
SH
SOLE
28155
0
0
Endurance Specialty 7.5% Cl 6/
PFD
g30397304
2557
98959
SH
SOLE
98959
0
0
Endurance Specialty 7.75% Cl12
PFD
29267h208
3760
144000
SH
SOLE
144000
0
0
Equity Comwlth 7.25% CUM Perp/
PFD
294628409
581
22573
SH
SOLE
22573
0
0
Excel Trust 8.125% CUM Call 1/
PFD
30068c307
1518
57610
SH
SOLE
57610
0
0
First Republic 7.0% Cl 12/18 B
PFD
33616c860
1551
58800
SH
SOLE
58800
0
0
First Republic Bank 6.2% Cl 6/
PFD
33616c407
734
29635
SH
SOLE
29635
0
0
First Republic Bank 6.70% Cl20
PFD
33616c209
1670
65577
SH
SOLE
65577
0
0
Five Oaks Investment 8.75%Perp
PFD
33830w205
318
12610
SH
SOLE
12610
0
0
Gastar Exploration 10.75%Perp
PFD
36729p306
319
11378
SH
SOLE
11378
0
0
General Growth Prop 6.375% Cl
PFD
370023202
371
15100
SH
SOLE
15100
0
0
GoldmanSachs Lib+75 Min3.75% C
PFD
38143y665
655
33545
SH
SOLE
33545
0
0
Goodrich Petroleum 9.75%CUM Q
PFD
382410884
378
14904
SH
SOLE
14904
0
0
HSBC 6.36% Perp Callable NCU Q
PFD
40429c607
777
30985
SH
SOLE
30985
0
0
HSBC Float 4.5%FL Clbl CUM QDI
PFD
40428h706
401
15963
SH
SOLE
15963
0
0
HSBC Hldgs 8.0% Prp Cl 12/15 B
PFD
404280802
5400
202697
SH
SOLE
202697
0
0
Hanover Insurance 6.35% Cl 3/1
PFD
410867204
294
12200
SH
SOLE
12200
0
0
Hartford Finl 7.875% 2042 call
PFD
416518504
1511
51050
SH
SOLE
51050
0
0
Hudson Pacific 8.375% Perp N/R
PFD
444097208
1135
43487
SH
SOLE
43487
0
0
ING Groep NV 7 3/8% Cl 10/12 B
PFD
456837707
1769
69249
SH
SOLE
69249
0
0
ING Grp NV 7.20%Pfd Perp/Cl l2
PFD
456837301
302
11763
SH
SOLE
11763
0
0
Investors REIT 7.95% Perp CUM
PFD
461730301
968
37042
SH
SOLE
37042
0
0
JMP Group 8.00% SrDeb Due1/202
PFD
46629u206
217
8549
SH
SOLE
8549
0
0
JPMorgan Chse 6.70%Perp/Call 3
PFD
48127a161
1028
40231
SH
SOLE
40231
0
0
KKR Financial 7.375% Prp Call
PFD
48248a603
649
25150
SH
SOLE
25150
0
0
KKR Financial 7.50% SrNts Call
PFD
48248a504
4999
187387
SH
SOLE
187387
0
0
KKR Financial 8.375%SrNts Call
PFD
48248a405
1742
62220
SH
SOLE
62220
0
0
Kimco Realty 6.90% Perp Call8/
PFD
49446r828
333
12626
SH
SOLE
12626
0
0
LaSalle Hotel 7.50% Perp CUM C
PFD
517942702
2033
77495
SH
SOLE
77495
0
0
M&T Bank 6.375% Cl 11/18 BBB-
PFD
55261f708
563
569
SH
SOLE
569
0
0
Magnum Hunter 8.00% Perp Call
PFD
55973b300
431
8842
SH
SOLE
8842
0
0
Maiden Hldgs 8.00% Nts 2042 ca
PFD
56029q309
2339
88784
SH
SOLE
88784
0
0
Maiden Hldgs 8.25% Nts 2041 ca
PFD
56029q200
854
32459
SH
SOLE
32459
0
0
Maiden Holdings 8.25%Prp Cl8/2
PFD
g5753u120
1471
56936
SH
SOLE
56936
0
0
Merrill Lynch 7.28% Perp Cl 9/
PFD
59021k205
258
10003
SH
SOLE
10003
0
0
MetLife 3MoLibor+100 Min 4.0%
PFD
59156r504
250
10431
SH
SOLE
10431
0
0
Montpelier RE 8.875% Perp QDI
PFD
g62185114
933
33921
SH
SOLE
33921
0
0
Morgan Stanley 3MoLib+70bp 4%F
PFD
61747s504
484
24313
SH
SOLE
24313
0
0
Morgan Stanley 7.125% Fxd-Flt
PFD
61762v200
1174
43635
SH
SOLE
43635
0
0
National General Ins 7.50% Cal
PFD
636220709
2158
87429
SH
SOLE
87429
0
0
Navios Maritime 8.625% Perp CU
PFD
63938y308
667
27277
SH
SOLE
27277
0
0
News Corp 7.00% 12/1/2095 call
PFD
863117206
282
11003
SH
SOLE
11003
0
0
NorthStar Realty Fin 8.50% CUM
PFD
66705V209
220
8785
SH
SOLE
8785
0
0
NuStar Logistics 7.625%Nts Cl
PFD
67059t204
780
29955
SH
SOLE
29955
0
0
Oxford Lane Cap8.125% Cl6/2017
PFD
691543409
646
25550
SH
SOLE
25550
0
0
PS Business Parks 6.0% Cl 5/20
PFD
69360j685
314
13041
SH
SOLE
13041
0
0
Partner Re 7.25% Call 06/16 BB
PFD
g68603508
6194
230519
SH
SOLE
230519
0
0
Pebblebrook Hotel 8.00%Perp Cu
PFD
70509v308
2654
100162
SH
SOLE
100162
0
0
Pebblebrook Hotel7.875%Perp Cu
PFD
70509v209
824
32107
SH
SOLE
32107
0
0
Penn RealEstate 7.375%CUM Perp
PFD
709102503
484
18692
SH
SOLE
18692
0
0
Pitney Bowes 6.7% Cl 3/7/18
PFD
724479506
365
14100
SH
SOLE
14100
0
0
Principal Fin 145Bp+30y QDI ($
PFD
74251v201
1626
16050
SH
SOLE
16050
0
0
Prospect Captl 6.95% Sr Nts 20
PFD
74348t201
1096
42751
SH
SOLE
42751
0
0
Prudential PLC 6.75% PrpCl 9/0
PFD
g7293h114
757
29578
SH
SOLE
29578
0
0
Public Storage 5.90% Perp CUM
PFD
74460w206
379
15250
SH
SOLE
15250
0
0
Public Storage 6.35% Call 7/16
PFD
74460d125
840
32705
SH
SOLE
32705
0
0
Public Storage 6.5% Perp Call
PFD
74460d158
394
15150
SH
SOLE
15150
0
0
Public Storage 6.50% Call 4/20
PFD
74460d141
1773
67604
SH
SOLE
67604
0
0
Public Storage 6.875% Prp Cl7/
PFD
74460d182
1238
47753
SH
SOLE
47753
0
0
Raymond James Financial 6.90%
PFD
754730208
772
29535
SH
SOLE
29535
0
0
Realty Income 6.625% Call 2/17
PFD
756109807
311
11900
SH
SOLE
11900
0
0
Regency Centers 6.00% Perp CUM
PFD
758849806
442
18100
SH
SOLE
18100
0
0
Regions Financial 6.375% Cl 12
PFD
7591ep308
409
16700
SH
SOLE
16700
0
0
Reinsurance Group of Amer 6.2%
PFD
759351703
407
14800
SH
SOLE
14800
0
0
Retail Properties of Amer 7.0%
PFD
76131v608
486
18900
SH
SOLE
18900
0
0
SL Green Realty 6.5% Perp CUM
PFD
78440x507
2243
88638
SH
SOLE
88638
0
0
Safe Bulkers 8.00% Cumulative
PFD
y7388l129
758
31190
SH
SOLE
31190
0
0
Scana Corp 7.70% 2065 Cl1/2015
PFD
80589m201
1947
75470
SH
SOLE
75470
0
0
Seaspan 8.25% Perp CUM QDI Cal
PFD
y75638133
1132
42787
SH
SOLE
42787
0
0
So Cal Ed Flt $100 Callable NC
PFD
842400756
1795
17482
SH
SOLE
17482
0
0
Solar Capital 6.75% Cl 11/17
PFD
83413u308
300
12500
SH
SOLE
12500
0
0
Southern Cal Ed 6.5% $100 Cl3/
PFD
842400723
696
6640
SH
SOLE
6640
0
0
Strategic Hotels&Resorts 8.25%
PFD
024296164
487
19376
SH
SOLE
19376
0
0
Summit Hotel 7.875% Perp CUM C
PFD
866082308
1561
58048
SH
SOLE
58048
0
0
Sunstone Hotel 8.00% Perp CUM
PFD
867592507
343
12839
SH
SOLE
12839
0
0
Taubman Centers 6.5% CUM NA Cl
PFD
876664608
252
9951
SH
SOLE
9951
0
0
Teekay Offshore 7.25%Perp CUM
PFD
y8565j127
541
21831
SH
SOLE
21831
0
0
Telephone & Data 6.875% Cl 11/
PFD
879433845
3489
141499
SH
SOLE
141499
0
0
Telephone & Data 7.0% Cl 3/16
PFD
879433837
866
34621
SH
SOLE
34621
0
0
US Bancorp 6.5% FxdToFlt Cl 2/
PFD
902973833
1595
55630
SH
SOLE
55630
0
0
US Cellular 6.95% 2060 Cl 05/2
PFD
911684405
393
15535
SH
SOLE
15535
0
0
Vanguard Natrl Resources 7.625
PFD
92205f304
373
15062
SH
SOLE
15062
0
0
Vornado Realty 5.7% Prp Cl 7/1
PFD
929042851
281
11760
SH
SOLE
11760
0
0
Vornado Realty 6.875% Prp/Cl 4
PFD
929042869
3283
124200
SH
SOLE
124200
0
0
Vornado Realty7.875% BBB Calle
PFD
929043602
213
8450
SH
SOLE
8450
0
0
Wells Fargo 7.5% Cnv/Prp$1000
PFD
949746804
2264
1882
SH
SOLE
1882
0
0
Wells Fargo 8.00% Prp Cl12/17
PFD
949746879
13400
461733
SH
SOLE
461733
0
0
Charles Schwab 7% Perp/Call 2/
PFD
808513AE5
2373
2037000
PRN
SOLE
2037000
0
0
Citigroup Inc 5.95% Perp Call
PFD
172967GD7
291
295000
PRN
SOLE
295000
0
0
GE Cap Corp 6.25% Perp/Call 12
PFD
369622SP1
378
350000
PRN
SOLE
350000
0
0
GE Cap Corp 7.125% Perp/Call 6
PFD
369622SN6
2043
1765000
PRN
SOLE
1765000
0
0
JPMorgan 7.9% Perp/Call 4/18 -
PFD
46625HHA1
2582
2380000
PRN
SOLE
2380000
0
0
So. Cal Edison 6.25% Perp/Call
PFD
842400FU2
1146
1050000
PRN
SOLE
1050000
0
0
Wachovia (WFC) Perp/Call 2/11
PFD
92978AAA0
5279
5470000
PRN
SOLE
5470000
0
0
Wells Fargo & Company Perp/Cal
PFD
949746PM7
590
540000
PRN
SOLE
540000
0
0