Administrator

0001420506-19-000045.txt : 20190130 0001420506-19-000045.hdr.sgml : 20190130 20190130114026 ACCESSION NUMBER: 0001420506-19-000045 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190130 DATE AS OF CHANGE: 20190130 EFFECTIVENESS DATE: 20190130 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 19550895 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 12-31-2018 12-31-2018 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 12-31-2018 0 80 359558 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC 51JOB INC NOTE 3.250% 4/1 316827AC8 4403 3000000 PRN SOLE 3000000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 17449 127300 SH Put SOLE 0 0 0 AMAZON COM INC COM 023135106 451 300 SH SOLE 300 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 804 20401 SH SOLE 20401 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 796 20200 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 137 25100 SH SOLE 25100 0 0 B RILEY FINL INC COM 05580M108 780 54920 SH SOLE 54920 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 681 1743496 SH SOLE 1743496 0 0 BECTON DICKINSON & CO COM 075887109 496 2200 SH Put SOLE 0 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 8532 147951 SH SOLE 147951 0 0 BLUELINX HLDGS INC COM NEW 09624H208 3196 129343 SH SOLE 129343 0 0 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