Administrator

0001420506-18-000559.txt : 20180717 0001420506-18-000559.hdr.sgml : 20180717 20180717155338 ACCESSION NUMBER: 0001420506-18-000559 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180630 FILED AS OF DATE: 20180717 DATE AS OF CHANGE: 20180717 EFFECTIVENESS DATE: 20180717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: EQUITEC SPECIALISTS, LLC CENTRAL INDEX KEY: 0001108829 IRS NUMBER: 364346872 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16417 FILM NUMBER: 18956496 BUSINESS ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 BUSINESS PHONE: 312-692-5011 MAIL ADDRESS: STREET 1: 111 WEST JACKSON BLVD STREET 2: 20 TH FLOOR CITY: CHICAGO STATE: IL ZIP: 60604 FORMER COMPANY: FORMER CONFORMED NAME: LCS LLC /BD DATE OF NAME CHANGE: 20010611 FORMER COMPANY: FORMER CONFORMED NAME: EQUITEC SPECIALISTS LLC /BD DATE OF NAME CHANGE: 20010611 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001108829 XXXXXXXX 06-30-2018 06-30-2018 false EQUITEC SPECIALISTS, LLC

111 WEST JACKSON BLVD 20 TH FLOOR CHICAGO IL 60604

13F HOLDINGS REPORT 028-16417 N Robert Wenzel Administrator 312-692-5081 Robert Wenzel, Administrator CHICAGO IL 07-13-2018 0 82 934069 false INFORMATION TABLE 2 Form13F_InfoTable.xml INFORMATION TABLE FOR EQUITEC SPECIALISTS, LLC 51JOB INC NOTE 3.250% 4/1 316827AC8 14090 6150000 PRN SOLE 6150000 0 0 AIR LEASE CORP NOTE 3.875%12/0 00912XAK0 9834 6822000 PRN SOLE 6822000 0 0 ALEXANDRIA REAL ESTATE EQ IN PFD CONV SER D 015271505 505 14425 SH SOLE 14425 0 0 ALON USA ENERGY INC NOTE 3.000% 9/1 020520AB8 37909 19982000 PRN SOLE 19982000 0 0 ALTABA INC COM 021346101 1706 23300 SH Put SOLE 0 0 0 AMAZON COM INC COM 023135106 18188 10700 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1198 22600 SH Put SOLE 0 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 1607 30305 SH SOLE 30305 0 0 AMTRUST FINL SVCS INC NOTE 5.500%12/1 032359AC5 2355 1850000 PRN SOLE 1850000 0 0 AMTRUST FINL SVCS INC COM 032359309 219 15000 SH Call SOLE 0 0 0 ANTHEM INC COM 036752103 14448 60700 SH Put SOLE 0 0 0 ANTHEM INC NOTE 2.750%10/1 94973VBG1 35221 10779000 PRN SOLE 10779000 0 0 APPLE INC COM 037833100 555 3000 SH SOLE 3000 0 0 ASSURANT INC 6.50% CONV PFD D 04621X207 379 3384 SH SOLE 3384 0 0 BABCOCK & WILCOX ENTERPRIS I COM 05614L100 1267 532156 SH SOLE 532156 0 0 BANK AMER CORP *W EXP 10/28/201 060505153 12 19092 SH SOLE 19092 0 0 BECTON DICKINSON & CO PFD SHS CONV A 075887208 412 6667 SH SOLE 6667 0 0 BLACK HILLS CORP UNIT 99/99/9999 092113125 30584 460945 SH SOLE 460945 0 0 BLACK HILLS CORP COM 092113109 900 14700 SH Call SOLE 0 0 0 BLUELINX HLDGS INC COM NEW 09624H208 722 19230 SH SOLE 19230 0 0 CIENA CORP NOTE 3.750%10/1 171779AJ0 11798 8917000 PRN SOLE 8917000 0 0 CIENA CORP COM NEW 171779309 265 10000 SH Call SOLE 0 0 0 CITRIX SYS INC NOTE 0.500% 4/1 177376AD2 29185 20100000 PRN SOLE 20100000 0 0 CONVERGYS CORP COM 212485106 288 11800 SH Call SOLE 0 0 0 CONVERGYS CORP SDCV 5.750% 9/1 212485AE6 34183 15000000 PRN SOLE 15000000 0 0 CROWN CASTLE INTL CORP NEW 6.875% CON PFD A 22822V309 16672 15593 SH SOLE 15593 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 224 4700 SH Call SOLE 0 0 0 CTRIP COM INTL LTD NOTE 1.250%10/1 22943FAD2 18316 15000000 PRN SOLE 15000000 0 0 CTRIP COM INTL LTD AMERICAN DEP SHS 22943F100 386 8100 SH Put SOLE 0 0 0 DASEKE INC *W EXP 02/27/202 23753F115 139 129970 SH SOLE 129970 0 0 DASEKE INC COM 23753F107 183 18400 SH Call SOLE 0 0 0 DEL TACO RESTAURANTS INC *W EXP 06/30/202 245496112 49 12586 SH SOLE 12586 0 0 EPR PPTYS CONV PFD 9% SR E 26884U307 237 6782 SH SOLE 6782 0 0 EPR PPTYS COM SH BEN INT 26884U109 479 7400 SH Call SOLE 0 0 0 EPR PPTYS PFD C CNV 5.75% 26884U208 12033 451678 SH SOLE 451678 0 0 EPR PPTYS COM SH BEN INT 26884U109 5773 89100 SH Put SOLE 0 0 0 FOREST CITY ENTERPRISES INC NOTE 4.250% 8/1 345550AP2 3339 3000000 PRN SOLE 3000000 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 1550 289100 SH Put SOLE 0 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 251 46862 SH SOLE 46862 0 0 FRONTIER COMMUNICATIONS CORP COM NEW 35906A306 827 154300 SH Call SOLE 0 0 0 HESS CORP DEP PDF SR A 42809H404 5919 78546 SH SOLE 78546 0 0 HOSTESS BRANDS INC *W EXP 11/04/202 44109J114 2287 1345343 SH SOLE 1345343 0 0 HOSTESS BRANDS INC CL A 44109J106 732 53800 SH Call SOLE 0 0 0 IRIDIUM COMMUNICATIONS INC COM 46269C102 259 16100 SH Call SOLE 0 0 0 IRIDIUM COMMUNICATIONS INC PERP PFD CNV B 46269C409 13737 25211 SH SOLE 25211 0 0 JANUS HENDERSON GROUP PLC NOTE 0.750% 7/1 47102XAH8 3359 2409000 PRN SOLE 2409000 0 0 LAM RESEARCH CORP COM 512807108 16524 95600 SH Put SOLE 0 0 0 MANNKIND CORP COM NEW 56400P706 54 28400 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 1049 20000 SH Put SOLE 0 0 0 MICRON TECHNOLOGY INC COM 595112103 2276 43400 SH Call SOLE 0 0 0 MICRON TECHNOLOGY INC NOTE 3.000%11/1 595112AY9 86171 47850000 PRN SOLE 47850000 0 0 MICRON TECHNOLOGY INC NOTE 2.125% 2/1 595112AV5 9373 1958000 PRN SOLE 1958000 0 0 MONGODB INC CL A 60937P106 338 6813 SH SOLE 6813 0 0 MOSAIC ACQUISITION CORP UNIT 99/99/9999 G62848117 248 24800 SH SOLE 24800 0 0 NABORS INDUSTRIES LTD 6% PFD CNV SR A G6359F129 3712 80529 SH SOLE 80529 0 0 NEW SR INVT GROUP INC COM 648691103 1472 194467 SH SOLE 194467 0 0 NEW YORK TIMES CO CL A 650111107 616 23800 SH Call SOLE 0 0 0 NEXEO SOLUTIONS INC *W EXP 06/09/202 65342H110 85 148837 SH SOLE 148837 0 0 NEXTERA ENERGY INC UNIT 08/31/2018 65339F846 201281 2699589 SH SOLE 2699589 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 99873 19251000 PRN SOLE 19251000 0 0 OVERSTOCK COM INC DEL COM 690370101 730 21700 SH SOLE 21700 0 0 RAMCO-GERSHENSON PPTYS TR PERP PFD-D CV 751452608 8356 157248 SH SOLE 157248 0 0 RAYONIER ADVANCED MATLS INC PFD CV SER A 75508B203 16827 137343 SH SOLE 137343 0 0 RED HAT INC COM 756577102 5778 43000 SH Put SOLE 0 0 0 RED HAT INC NOTE 0.250%10/0 756577AD4 22720 12470000 PRN SOLE 12470000 0 0 RIOT BLOCKCHAIN INC COM 767292105 207 32700 SH SOLE 32700 0 0 SEMPRA ENERGY 6% PFD CONV A 816851406 12785 123869 SH SOLE 123869 0 0 SERVICENOW INC COM 81762P102 4312 25000 SH Put SOLE 0 0 0 SERVICENOW INC NOTE 11/0 81762PAB8 661 284000 PRN SOLE 284000 0 0 SIMPLY GOOD FOODS CO *W EXP 07/07/202 82900L110 309 74524 SH SOLE 74524 0 0 SOUTH JERSEY INDS INC UNIT 99/99/9999 838518116 4338 79155 SH SOLE 79155 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1642 6053 SH SOLE 6053 0 0 TAL ED GROUP NOTE 2.500% 5/1 874080AB0 25125 2980000 PRN SOLE 2980000 0 0 TEVA PHARMACEUTICAL INDS LTD SPONSORED ADR 881624209 795 32700 SH Put SOLE 0 0 0 TPG PACE ENERGY HLDGS CORP *W EXP 99/99/999 872656111 87 31700 SH SOLE 31700 0 0 VECTOR GROUP LTD COM 92240M108 355 18600 SH Put SOLE 0 0 0 VECTOR GROUP LTD FRNT 1/1 92240MAY4 31352 23558000 PRN SOLE 23558000 0 0 VIRTUS INVT PARTNERS INC PFD CV SER D 92828Q208 2327 21244 SH SOLE 21244 0 0 WILLSCOT CORP *W EXP 09/10/202 971375118 958 423857 SH SOLE 423857 0 0 WPX ENERGY INC PFD SER A CV 98212B202 3814 50560 SH SOLE 50560 0 0 XENCOR INC COM 98401F105 203 5489 SH SOLE 5489 0 0 YAHOO INC NOTE 12/0 984332AF3 32735 24000000 PRN SOLE 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