-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IKuI/Rnti6StDB7uluALFZ8xCBdz+zFm0aKl5GL9pFxpA8vxyK2rOJf1FmBq1MCi 5dmR11PQsrCu1zyT8VVlZA== 0000912057-01-530028.txt : 20010824 0000912057-01-530028.hdr.sgml : 20010824 ACCESSION NUMBER: 0000912057-01-530028 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010823 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PONDEROSA TELEPHONE CO CENTRAL INDEX KEY: 0001157875 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 941417407 STATE OF INCORPORATION: CA FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: MATTHEW C WAGNER STREET 2: P O BOX 21 CITY: O'NEALS STATE: CA ZIP: 93645 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: UBIQUITEL INC CENTRAL INDEX KEY: 0001108487 STANDARD INDUSTRIAL CLASSIFICATION: RADIO TELEPHONE COMMUNICATIONS [4812] IRS NUMBER: 233017909 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-60597 FILM NUMBER: 1721896 BUSINESS ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWYD STATE: PA ZIP: 19004 BUSINESS PHONE: 6106609510 MAIL ADDRESS: STREET 1: 1 BALA PLAZA SUITE 402 CITY: BALA CYNWUD STATE: PA ZIP: 19004 SC 13G 1 a2057857zsc13g.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, DC 20549 -------------- SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. ___)* UBIQUITEL INC. (Name of Issuer) COMMON STOCK, $0.0005 PAR VALUE PER SHARE (Title of Class of Securities) 903 474 302 (CUSIP Number) AUGUST 13, 2001 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) - ----------- * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information that would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)
- ------------------------------------------------ ---------------------------------------------- CUSIP No. 903 474 302 13G Page 2 of 5 Pages - ------------------------------------------------ ---------------------------------------------- - ---------- --------------------------------------------------------------------------------------------------------- 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS (ENTITIES ONLY) THE PONDEROSA TELEPHONE CO. I.R.S. IDENTIFICATION NO. 94-141-7407 - ---------- --------------------------------------------------------------------------------------------------------- 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see Instructions) (a) / / (b) /X/ - ---------- --------------------------------------------------------------------------------------------------------- 3. SEC USE ONLY - ---------- --------------------------------------------------------------------------------------------------------- 4. CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ---------------------------------------- ------ -------------------------------------------------------------------- NUMBER OF SHARES 5. SOLE VOTING POWER BENEFICIALLY OWNED BY EACH REPORTING 6,478,671 PERSON WITH ------ -------------------------------------------------------------------- 6. SHARED VOTING POWER -0- ------ -------------------------------------------------------------------- 7. SOLE DISPOSITIVE POWER 6,478,671 ------ -------------------------------------------------------------------- 8. SHARED DISPOSITIVE POWER -0- - ---------- --------------------------------------------------------------------------------------------------------- 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,478,671 - ---------- --------------------------------------------------------------------------------------------------------- 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see Instructions) - ---------- --------------------------------------------------------------------------------------------------------- 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 8.0% - ---------- --------------------------------------------------------------------------------------------------------- 12. TYPE OF REPORTING PERSON (see Instructions) CO - ---------- ---------------------------------------------------------------------------------------------------------
- ------------------------- --------------------------------------------- CUSIP No. 903 474 302 13G Page 3 of 5 Pages - ------------------------- --------------------------------------------- Item 1(a). Name of Issuer: UBIQUITEL INC. Item 1(b). Address of Issuer's Principal Executive Offices: ONE WEST ELM ST. SUITE 400 CONSHOHOCKEN, PA 19428 Item 2(a). Name of Person Filing: THE PONDEROSA TELEPHONE CO. Item 2(b). Address of Principal Business Office or Residence: P. O. BOX 21 O'NEALS, CA 93645 Item 2(c). Citizenship: CALIFORNIA Item 2(d). Title of Class of Securities: COMMON STOCK, $0.0005 PAR VALUE PER SHARE Item 2(e). CUSIP Number: 903 474 302 Item 3. If this statement is filed pursuant to Sections 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) / / Broker or dealer registered under Section 15 of the Act; (b) / / Bank as defined in Section 3(a)(6) of the Act; (c) / / Insurance Company as defined in Section 3(a)(19) of the Act; (d) / / Investment Company registered under Section 8 of the Investment Company Act of 1940; (e) / / An investment adviser in accordance with Sections 240.13d-1(b)(1)(ii)(E); (f) / / An employee benefit plan or endowment fund in accordance with Sections 240.13d-1(b)(1)(ii)(F); (g) / / A parent holding company or control person in accordance with Sections 240.13d-1(b)(1)(ii)(G); (h) / / A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act; (i) / / A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of Investment Company Act of 1940; (j) / / Group, in accordance with Sections 240.13d-1(b)(1)(ii) (J). NOT APPLICABLE. - ------------------------- ---------------------------------------------- CUSIP No. 903 474 302 13G Page 4 of 5 Pages - ------------------------- ---------------------------------------------- Item 4. Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer defined in Item 1. (a) AMOUNT BENEFICIALLY OWNED: 6,478,671 (b) PERCENT OF CLASS: 8.0% (c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS: (i) SOLE POWER TO VOTE OR TO DIRECT THE VOTE: 6,478,671 (ii) SHARED POWER TO VOTE OR TO DIRECT THE VOTE: -0- (iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: 6,478,671 (iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF: -0- INSTRUCTION. For computations regarding securities that represent a right to acquire an underlying security, see Sections 240.13d-3(d)(1). Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following / /. INSTRUCTION. Dissolution of a group requires a response to this item. NOT APPLICABLE. Item 6. Ownership of More than Five Percent on Behalf of Another Person. If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of an employee benefit plan, pension fund or endowment fund is not required. NOT APPLICABLE. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company. If a parent holding company has filed this schedule, pursuant to Sections 240.13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Sections 240.13d-1(c) or(d), attach an exhibit stating the identification of the relevant subsidiary. NOT APPLICABLE. - ------------------------ ---------------------------------------------- CUSIP No. 903 474 302 13G Page 5 of 5 Pages - ------------------------ ---------------------------------------------- Item 8. Identification and Classification of Members of the Group. If a group has filed this schedule pursuant to Sections 240.13d-1(b)(ii)(J), so indicate under Item 3(j) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to Sections 240.13d-1(c) or (d), attach an exhibit stating the identification of each member of the group. NOT APPLICABLE. Item 9. Notice of Dissolution of Group. Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. NOT APPLICABLE. Item 10. Certification. By signing below, I certify that, to the best of my knowledge and believe, the securities referred to above were not acquired and are not held for the purpose of, or with the effect of, changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. August 21, 2001 ------------------------------------------ Date /s/ E.L. Silkwood ------------------------------------------ Signature E.L. Silkwood, President ------------------------------------------ Name/Title The original statement shall be signed by each person on whose behalf the statement is filed or his authorized representative. If the statement is signed on behalf of a person by his authorized representative (other than an executive officer or general partner of the filing person), evidence of the representatives authority to sign on behalf of such person shall be filed with the statement, provided, however, that a power of attorney for this purpose which is already on file with the Commission may be incorporated by reference. The name and title of each person who signs the statement shall be typed or printed beneath his signature. NOTE. Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits. See Sections 240.13d-7(b) for other parties for whom copies are to be sent. ATTENTION. Intentional misstatements or omissions of fact constitute federal criminal violations (see 18 U.S.C. 1001). -----END PRIVACY-ENHANCED MESSAGE-----