0001108426-11-000085.txt : 20111110 0001108426-11-000085.hdr.sgml : 20111110 20111110175647 ACCESSION NUMBER: 0001108426-11-000085 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111109 FILED AS OF DATE: 20111110 DATE AS OF CHANGE: 20111110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: COBB ALICE A CENTRAL INDEX KEY: 0001159314 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32462 FILM NUMBER: 111196752 MAIL ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: MS 2808 CITY: ALBUQUERQUE STATE: NM ZIP: 87158 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: PNM RESOURCES INC CENTRAL INDEX KEY: 0001108426 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 850019030 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ALVARADO SQUARE STREET 2: NEW MEXICO CITY: ALBUQUERQUE STATE: NM ZIP: 87158 BUSINESS PHONE: 5052412700 MAIL ADDRESS: STREET 1: ALVARADO SQUARE CITY: ALBUQUERQUE STATE: NM ZIP: 87158 FORMER COMPANY: FORMER CONFORMED NAME: MANZANO CORP DATE OF NAME CHANGE: 20000303 4 1 edgar.xml PRIMARY DOCUMENT X0304 4 2011-11-09 0001108426 PNM RESOURCES INC PNM 0001159314 COBB ALICE A ALVARADO SQUARE MS - 2850 ALBUQUERQUE NM 87158 0 1 0 0 SR VP, CAO Common Stock 2011-11-09 4 M 0 18000 13.17 A 72597 D Common Stock 2011-11-09 4 S 0 18000 18.43 D 54597 D Common Stock 2011-11-09 4 S 0 8677 18.36 D 45920 D Common Stock 3450 I PNM Common Stock Fund - PNM Resources, Inc. 401(k) Plan Stock Options 13.17 2011-11-09 4 M 0 18000 18.43 D 2018-02-19 Common Stock 18000 48347 D Based on the closing price on the date of the grant. The options vest in three equal annual installments from grant date of issuance. Reflects the sale of vested stock. Total represents shares of PNM Resources, Inc. Common Stock acquired under the PNM Resources, Inc. 401(k) Plan. Information is based on a plan statement dated October 31, 2011. Alice A. Cobb 2011-11-10