0001108347-11-000011.txt : 20111201 0001108347-11-000011.hdr.sgml : 20111201 20111201143152 ACCESSION NUMBER: 0001108347-11-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111201 DATE AS OF CHANGE: 20111201 EFFECTIVENESS DATE: 20111201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OPTIMUM GROWTH ADVISORS, LLC CENTRAL INDEX KEY: 0001108347 IRS NUMBER: 043395161 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05617 FILM NUMBER: 111236847 BUSINESS ADDRESS: STREET 1: 33 ATLANTIC AVENUE STREET 2: SUITE A CITY: MARBLEHEAD STATE: MA ZIP: 01945 BUSINESS PHONE: 7816319228 MAIL ADDRESS: STREET 1: 33 ATLANTIC AVENUE STREET 2: SUITE A CITY: MARBLEHEAD STATE: MA ZIP: 01945 FORMER COMPANY: FORMER CONFORMED NAME: OPTIMUM GROWTH ADVISORS LLC DATE OF NAME CHANGE: 20000302 13F-HR 1 form13f.txt FORM 13F UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Form 13F Cover Page Report For The Calendar Year of Quarter Ended: 9/30/11 Institutional Investment Manager Filing This Report: Name: Optimum Growth Advisors, LLC ------------------------------ Address: 33 Atlantic Avenue Suite A ------------------------------ Marblehead, MA 01945 ------------------------------ 1745 Merrick Avenue ------------------------------ Suite #21A ------------------------------ N Merrick, NY 11566 ------------------------------ The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing on Behalf of Reporting Manager: Name: Diane Christian, CFA -------------------------- Title: Managing Partner -------------------------- Phone: 781.631.9228 -------------------------- Signature, Place and Date of Signing: Diane Christian, CFA Marblehead,MA 08/16/11 ----------------------- -------------- --------- REPORT TYPE: [X] 13F HOLDINGS REPORT FORM 13F SUMMARY PAGE REPORT SUMMARY: Number of Other Included Managers: 0 ------- Form 13F Information Table Entry Total: 58 ------- Form 13F Information Table Value Total: $89,750 -------- (thousands) FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M COMPANY COM 88579y101 16133 224731 SH SOLE 224731 ABBOTT LABS COM COM 002824100 205 4000 SH SOLE 4000 ALLERGAN INC COM 018490102 2020 24525 SH SOLE 24525 AMAZON COM INC COM COM 023135106 2364 10935 SH SOLE 10935 APPLE INC COM 037833100 6157 16146 SH SOLE 16146 ARUBA NETWORKS INC COM 043176106 1538 73550 SH SOLE 73550 BAIDU INC SPON ADR COM 056752108 972 9090 SH SOLE 9090 BHP BILLITON LTD ADR COM 088606108 1144 17225 SH SOLE 17225 BIOGEN INC COM COM 09062X103 1585 17020 SH SOLE 17020 BP PRUDHOE BAY ROYAL TRUST COM 055630107 211 2000 SH SOLE 2000 CELGENE CORP COM COM 151020104 992 16025 SH SOLE 16025 CHESAPEAKE ENERGY OKLA COM 165167107 1537 60140 SH SOLE 60140 CHEVRON CORP COM 166764100 538 5810 SH SOLE 5810 CITIGROUP INC COM NEW COM 172967424 818 31917 SH SOLE 31917 CLIFFS NATURAL RESOURCES, INC. COM 18683K101 1053 20575 SH SOLE 20575 COACH INC COM 189754104 1563 30150 SH SOLE 30150 CSX CORP COM 126408103 1718 92035 SH SOLE 92035 CUMMINS INC COM COM 231021106 1383 16930 SH SOLE 16930 DU PONT E I DE NEMOURS COM 263534109 1367 34200 SH SOLE 34200 E M C CORPORATION MASS COM 268648102 2092 99650 SH SOLE 99650 EXXON MOBIL CORP COM COM 30231g102 3200 44053 SH SOLE 44053 F5 NETWORKS INC COM COM 315616102 988 13910 SH SOLE 13910 FEDEX CORP DELAWARE COM COM 31428x106 1003 14825 SH SOLE 14825 FORD MOTOR COMPANY COM 345370860 1064 110050 SH SOLE 110050 FREEPRT-MCMRAN CPR & GLD COM 35671d857 988 32455 SH SOLE 32455 GENERAL ELECTRIC COM 369604103 1265 83110 SH SOLE 83110 GLACIER BANCORP, INC COM 37637Q105 149 15919 SH SOLE 15919 GOOGLE INC CL A COM 38259p508 1146 2226 SH SOLE 2226 INTL BUSINESS MACHINES CORP I COM 459200101 2924 16720 SH SOLE 16720 JOHNSON AND JOHNSON COM COM 478160104 596 9350 SH SOLE 9350 KEYCORP NEW COM COM 493267108 71 12000 SH SOLE 12000 LAUDER ESTEE COS INC A COM 518439104 1553 17675 SH SOLE 17675 MANPOWERGROUP COM 56418h100 823 24485 SH SOLE 24485 MCDONALDS CORP COM COM 580135101 3894 44340 SH SOLE 44340 MICROSOFT CORP COM 594918104 1844 74099 SH SOLE 74099 NETFLIX COM INC COM 64110l106 1227 10830 SH SOLE 10830 NETSUITE, INC. COM 64118q107 814 30125 SH SOLE 30125 NIKE INC CL B COM 654106103 1891 22110 SH SOLE 22110 PFIZER INC COM 717081103 1673 94600 SH SOLE 94600 PNC FINANCIAL SERVICES GROUP COM 693475105 482 10000 SH SOLE 10000 POTASH CORP SASKATCHEWAN COM 73755l107 1439 33285 SH SOLE 33285 PROCTER & GAMBLE CO COM 742718109 897 14200 SH SOLE 14200 RITE AID CORPORATION COM 767754104 59 60000 SH SOLE 60000 RIVERBED TECHNOLOGY INC COM COM 768573107 1335 66905 SH SOLE 66905 SALESFORCE COM INC COM 79466l302 1408 12320 SH SOLE 12320 SCHLUMBERGER LTD COM 806857108 1286 21526 SH SOLE 21526 SKYWORKS SOLUTIONS INC COM 83088m102 1100 61260 SH SOLE 61260 ST JUDE MEDICAL INC COM 790849103 1354 37420 SH SOLE 37420 TALON THERAPEUTICS INC. COM 87484H104 14 20090 SH SOLE 20090 TASKER PRODUCTS CORP. COM 87652D109 0 10000 SH SOLE 10000 UTIX GROUP INC COM 918032202 0 33515 SH SOLE 33515 VARIAN SEMICNDCTR EQ ASC COM 922207105 2522 41235 SH SOLE 41235 VERIZON COMMUNICATNS COM COM 92343v104 416 11300 SH SOLE 11300 VISA INC CL A SHRS COM 92826c839 1026 11975 SH SOLE 11975 VMWARE, INC. COM 928563402 1561 19420 SH SOLE 19420 XCEL ENERGY INC COM 98389b100 262 10600 SH SOLE 10600 YUM BRANDS INC COM 988498101 1840 37255 SH SOLE 37255 QWEST CORP SENIOR NOTES PFD 74913G303 249 10000 SH SOLE 10000