0001209191-21-025685.txt : 20210406
0001209191-21-025685.hdr.sgml : 20210406
20210406170046
ACCESSION NUMBER: 0001209191-21-025685
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210405
FILED AS OF DATE: 20210406
DATE AS OF CHANGE: 20210406
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SMITH EDWARD J
CENTRAL INDEX KEY: 0001216591
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 21809728
MAIL ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0102
BUSINESS ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
BUSINESS PHONE: 9054791810
MAIL ADDRESS:
STREET 1: 7050 WOODBINE AVENUE
STREET 2: SUITE 300
CITY: MARKHAM
STATE: A6
ZIP: L3R4G8
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-04-05
1
0001108320
SMTC CORP
SMTX
0001216591
SMITH EDWARD J
C/O SMTC CORPORATION
7050 WOODBINE AVENUE
MARKHAM
A6
L3R 4G8
ONTARIO, CANADA
1
1
0
0
President & CEO
Common Stock
2021-04-05
4
D
0
461228
6.044
D
0
D
Stock Option (right to buy)
1.23
2021-04-05
4
D
0
490358
4.81
D
2027-05-15
Common Stock
490358
0
D
Stock Option (right to buy)
3.67
2021-04-05
4
D
0
250000
2.37
D
2029-05-13
Common Stock
250000
0
D
Disposed of pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of January 3, 2021, by and among EMS Silver Inc. ("EMS Silver"), EMS Silver Merger Sub Inc., a wholly owned subsidiary of EMS Silver, and the issuer, pursuant to which, at the effective time of the merger, the outstanding shares of the issuers common stock were converted into the right to receive $6.044 per share in cash, without interest.
Disposed of pursuant to the Merger Agreement, pursuant to which, at the effective time of the merger, the option was cancelled in exchange for the right to receive $6.044 per share in cash, without interest, less the per share exercise price.
This option, which originally provided for vesting based upon achievement of stock price hurdles, became fully vested in connection with the merger.
Edward J. Smith
2021-04-06