0001181431-11-016122.txt : 20110307 0001181431-11-016122.hdr.sgml : 20110307 20110307171544 ACCESSION NUMBER: 0001181431-11-016122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110303 FILED AS OF DATE: 20110307 DATE AS OF CHANGE: 20110307 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 HOOD ROAD STREET 2: MARKHAM CITY: ONTARIO CANADA ZIP: L3R 4N6 BUSINESS PHONE: 9054791810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Todd Jane M A CENTRAL INDEX KEY: 0001303529 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 11669580 MAIL ADDRESS: STREET 1: 635 HOOD ROAD CITY: MARKHAM STATE: A6 ZIP: L3R 4N6 4 1 rrd304492.xml FORM 4 X0303 4 2011-03-03 0 0001108320 SMTC CORP SMTX 0001303529 Todd Jane M A 635 HOOD ROAD MARKHAM A6 L3R 4N6 ONTARIO, CANADA 0 1 0 0 Chief Financial Officer Common Stock 2011-03-03 4 M 0 14156 1 A 14156 D Common Stock 2011-03-03 4 M 0 8968 1.64 A 23124 D Common Stock 2011-03-03 4 S 0 23124 3.71 D 0 D Employee Stock Option to Purchase Common Stock 1 2011-03-03 4 M 0 14156 0 D 2014-11-10 Common Stock 14156 33333 D Employee Stock Option to Purchase Common Stock 1.64 2011-03-03 4 M 0 8968 0 D 2012-11-10 Common Stock 8968 41032 D The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. The sale price reported in this Form 4 was between the range of $3.7 per share and $3.73 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request. One third of the options vested on November 10, 2010, one third of the options will vest on November 10, 2011 and one third of the options will vest on November 10, 2012, such that all of the options will be fully vested on November 10, 2012. One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options vested on November 14, 2010, such that all of the options were fully vested on November 14, 2010. /s/ Jane Todd 2011-03-07