0001181431-11-016122.txt : 20110307
0001181431-11-016122.hdr.sgml : 20110307
20110307171544
ACCESSION NUMBER: 0001181431-11-016122
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110303
FILED AS OF DATE: 20110307
DATE AS OF CHANGE: 20110307
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SMTC CORP
CENTRAL INDEX KEY: 0001108320
STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672]
IRS NUMBER: 980197680
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 635 HOOD ROAD
STREET 2: MARKHAM
CITY: ONTARIO CANADA
ZIP: L3R 4N6
BUSINESS PHONE: 9054791810
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Todd Jane M A
CENTRAL INDEX KEY: 0001303529
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-31051
FILM NUMBER: 11669580
MAIL ADDRESS:
STREET 1: 635 HOOD ROAD
CITY: MARKHAM
STATE: A6
ZIP: L3R 4N6
4
1
rrd304492.xml
FORM 4
X0303
4
2011-03-03
0
0001108320
SMTC CORP
SMTX
0001303529
Todd Jane M A
635 HOOD ROAD
MARKHAM
A6
L3R 4N6
ONTARIO, CANADA
0
1
0
0
Chief Financial Officer
Common Stock
2011-03-03
4
M
0
14156
1
A
14156
D
Common Stock
2011-03-03
4
M
0
8968
1.64
A
23124
D
Common Stock
2011-03-03
4
S
0
23124
3.71
D
0
D
Employee Stock Option to Purchase Common Stock
1
2011-03-03
4
M
0
14156
0
D
2014-11-10
Common Stock
14156
33333
D
Employee Stock Option to Purchase Common Stock
1.64
2011-03-03
4
M
0
8968
0
D
2012-11-10
Common Stock
8968
41032
D
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
The sale price reported in this Form 4 was between the range of $3.7 per share and $3.73 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request.
One third of the options vested on November 10, 2010, one third of the options will vest on November 10, 2011 and one third of the options will vest on November 10, 2012, such that all of the options will be fully vested on November 10, 2012.
One third of the options vested on November 14, 2008, one third of the options vested on November 14, 2009 and one third of the options vested on November 14, 2010, such that all of the options were fully vested on November 14, 2010.
/s/ Jane Todd
2011-03-07