-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RztYXtCrMO78Sn7Pa8y9xdpWIikKSZYqbBQr7UYKuwD2AJO91MWeo9IB/MJwlYEc 9mE089e1k8NlksU9yZj9yQ== 0001181431-10-057904.txt : 20101129 0001181431-10-057904.hdr.sgml : 20101129 20101129164524 ACCESSION NUMBER: 0001181431-10-057904 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101124 FILED AS OF DATE: 20101129 DATE AS OF CHANGE: 20101129 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 HOOD ROAD STREET 2: MARKHAM CITY: ONTARIO CANADA ZIP: L3R 4N6 BUSINESS PHONE: 9054791810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Blom Paul M CENTRAL INDEX KEY: 0001445915 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 101219354 MAIL ADDRESS: STREET 1: 8 MCROBERTS PLACE CITY: AURORA STATE: A6 ZIP: L4G 6X2 4 1 rrd292347.xml FORM 4 X0303 4 2010-11-24 0 0001108320 SMTC CORP SMTX 0001445915 Blom Paul M 635 HOOD ROAD MARKHAM A6 L3R 4N6 ONTARIO, CANADA 0 0 0 1 Senior V.P., Supply Chain Common Stock 2010-11-24 4 M 0 2988 1.0 A 2988 D Common Stock 2010-11-24 4 S 0 2988 3.86 D 0 D Employee Stock Option to Purchase Common Stock 1.0 2010-11-24 4 M 0 2988 0 D 2014-11-10 Common Stock 2988 40287 D The sale price reported in this Form 4 was between the range of $3.85 per share and $3.88 per share. The weighted average sale price is reported. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request. One third of the options vested on November 10, 2010, one third of the options will vest on November 10, 2011 and one third of the options will vest on November 10, 2012, such that all of the options will be fully vested on November 10, 2012. /s/ Paul M. Blom 2010-11-29 -----END PRIVACY-ENHANCED MESSAGE-----