-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SBqIuw0waW91x2/9f3AZW70TMy1HT3Feu4QDpjw4dQ8YEQ+iCSPjjPPDRUPo6bVs SNWkN7nEIj0Q3nnEimgFwg== 0001181431-10-018586.txt : 20100329 0001181431-10-018586.hdr.sgml : 20100329 20100329192715 ACCESSION NUMBER: 0001181431-10-018586 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100315 FILED AS OF DATE: 20100329 DATE AS OF CHANGE: 20100329 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SMTC CORP CENTRAL INDEX KEY: 0001108320 STANDARD INDUSTRIAL CLASSIFICATION: PRINTED CIRCUIT BOARDS [3672] IRS NUMBER: 980197680 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 635 HOOD ROAD STREET 2: MARKHAM CITY: ONTARIO CANADA ZIP: L3R 4N6 BUSINESS PHONE: 9054791810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Simpson Donald George CENTRAL INDEX KEY: 0001381963 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-31051 FILM NUMBER: 10711884 MAIL ADDRESS: STREET 1: 724 QUANTRA CRESCENT CITY: NEWMARKET STATE: A6 ZIP: L3X 1K5 4/A 1 rrd271289.xml FORM 4/A X0303 4/A 2010-03-15 2010-03-18 0 0001108320 SMTC CORP SMTX 0001381963 Simpson Donald George 635 HOOD ROAD MARKHAM A6 L3R 4N6 ONTARIO, CANADA 0 1 0 0 Senior VP Manuf. & Engineering Common Stock 2010-03-15 4 M 0 20000 1.17 A 20000 D Common Stock 2010-03-15 4 M 0 16667 0.70 A 36667 D Common Stock 2010-03-16 4 S 0 21600 2.48 D 15607 D Common Stock 2010-03-17 4 S 0 15067 2.36 D 0 D Employee Stock Option (Right to Buy) 1.17 2010-03-15 4 M 0 20000 1.17 D 2015-03-15 Common Stock 20000 0 D Employee Stock Option (Right to Buy) 0.70 2010-03-15 4 M 0 16667 0.70 D 2013-11-10 Common Stock 16667 33333 D One quarter of the options vested on March 15, 2006, one quarter of the options vested on March 15, 2007, and the remaining one half of the options vested in eight quarterly installments beginning on June 15, 2007 and fully vested on March 15, 2009. One third of the options vested on November 10, 2009 and one third of the options will vest on November 10, 2010 and one third of the options will vest on November 10, 2011, such that all of the options will be fully vested on November 11, 2011. The sale price reported in this Form 4 was between the range of $2.40 per share and $2.55 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request. The sale price reported in this Form 4 was between the range of $2.23 per share and $2.50 per share. Full information regarding the number of shares sold at each separate price will be provided to the Commission staff upon request. /s/ Donald G. Simpson 2010-03-29 -----END PRIVACY-ENHANCED MESSAGE-----