FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CURIS INC [ CRIS ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 05/02/2013 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 05/06/2013 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common stock | 05/02/2013 | M | 50,000 | A | $2.43 | 200,750 | D | |||
Common stock | 05/02/2013 | S | 50,000 | D | $3.66(2) | 150,750 | D | |||
Common stock | 05/03/2013 | M | 65,000 | A | $2.43 | 215,750 | D | |||
Common stock | 05/03/2013 | S | 65,000 | D | $3.73(3) | 150,750 | D | |||
Common stock | 05/06/2013 | M | 60,000(1) | A | $2.43 | 210,750 | D | |||
Common stock | 05/06/2013 | S | 60,000 | D | $3.66(4) | 150,750(1) | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Non-qualified stock option | $2.43 | 05/02/2013 | M | 50,000 | 05/13/2007(5) | 05/13/2013 | Common stock | 60,000 | $0(6) | 348,785(6) | D | ||||
Non-qualified stock option | $2.43 | 05/03/2013 | M | 65,000 | 05/13/2007(5) | 05/13/2013 | Common stock | 65,000 | $0(6) | 283,785(6) | D | ||||
Non-qualified stock option | $2.43 | 05/06/2013 | M | 60,000(7) | 05/13/2007(5) | 05/13/2013 | Common stock | 60,000 | $0(6) | 223,785(6) | D |
Explanation of Responses: |
1. The Form 4 filed on May 6, 2013 erroneously included a disposition of 262,667 shares of common stock and 135,000 shares of common stock on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed an acquisition of 60,000 shares of common stock. This Form 4/A also amends the number of securities beneficially owned following the disposition on May 6, 2013 of 60,000 shares of common stock, as such number was incorrect due to the error described above. |
2. These shares were sold between $3.50-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price. |
3. These shares were sold between $3.70-$3.79/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price. |
4. These shares were sold between $3.62-$3.74/share. The Company will provide, upon request, full information regarding the number of shares sold at each separate price. |
5. Options vested over a four-year period and became fully vested on May 13, 2007. |
6. This Form 4/A amends the entries in columns 8 and 9 of Table II of the Form 4 filed on May 6, 2013. |
7. The Form 4 filed on May 6, 2013 erroneously included the disposition of 211,452 non-qualified stock options and 51,215 incentive stock options on May 6, 2013. This Form 4/A is intended to amend such entries and to provide for the proper transaction which entailed a disposition of 60,000 non-qualified stock options. |
/s/ Michael P. Gray, attorney-in-fact | 05/08/2013 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |