-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SCjF4O7x1R4FVdZ9ChtstrjR1jAbdQbZUk33WsjNAz4CiSYmeKMGWZArz+M3TGkP 38z0cJWJIEsRwgGHWen26g== 0000909518-01-500434.txt : 20020410 0000909518-01-500434.hdr.sgml : 20020410 ACCESSION NUMBER: 0000909518-01-500434 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20011114 GROUP MEMBERS: HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P. GROUP MEMBERS: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C. GROUP MEMBERS: HICKS, MUSE PG-IV (1999), C.V. GROUP MEMBERS: HM 1-FOF COINVESTORS CAYMAN, L.P. GROUP MEMBERS: HM 4-EN COINVESTORS CAYMAN, L.P. GROUP MEMBERS: HM 4-EQ COINVESTORS CAYMAN, L.P. GROUP MEMBERS: HM 4-P COINVESTORS CAYMAN, L.P. GROUP MEMBERS: HM EQUITY FUND IV/GP CAYMAN, L.P. GROUP MEMBERS: HM EQUITY FUND IV/GP PARTNERS (1999), C.V. GROUP MEMBERS: HM FUND IV CAYMAN, LLC GROUP MEMBERS: HM GP PARTNERS IV CAYMAN, L.P GROUP MEMBERS: HM PG EUROPE I, C.V. GROUP MEMBERS: HMEU 1-EN COINVESTORS, L.P. GROUP MEMBERS: HMEU 1-EQ COINVESTORS, L.P. GROUP MEMBERS: HMEU 1-P COINVESTORS, L.P. GROUP MEMBERS: HMEU FUND I-C, INC. GROUP MEMBERS: HMEU INTERMEDIATE PARTNERS I-C, L.P. GROUP MEMBERS: HMTF EQUITY FUND IV (1999) CAYMAN, L.P. GROUP MEMBERS: HMTF EUROPE FUND CAYMAN, L.P. GROUP MEMBERS: HMTF EUROPE PRIVATE FUND CAYMAN, L.P. GROUP MEMBERS: HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MICROTUNE INC CENTRAL INDEX KEY: 0001108058 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 752665364 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-59981 FILM NUMBER: 1790240 BUSINESS ADDRESS: STREET 1: 2540 E. PLANO PKWY, SUITE 188 CITY: PLANO STATE: TX ZIP: 75074 MAIL ADDRESS: STREET 1: 2540 E PLANO PARKWAY SUITE 188 CITY: PLANO STATE: TX ZIP: 75074 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HICKS THOMAS O CENTRAL INDEX KEY: 0000938201 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 459720171 FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 BUSINESS PHONE: 2147407300 MAIL ADDRESS: STREET 1: 200 CRESCENT COURT STREET 2: SUITE 1600 CITY: DALLAS STATE: TX ZIP: 75201 SC 13D/A 1 a11-13sc13da2.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ---------------------- SCHEDULE 13D/A (rule 13d-101) Under the Securities Exchange Act of 1934 (Amendment No. 2) Microtune, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK, $0.001 PAR VALUE - -------------------------------------------------------------------------------- (Title of Class of Securities) 59514P109 - -------------------------------------------------------------------------------- (CUSIP Number) Thomas O. Hicks 200 Crescent Court, Suite 1600 Dallas, Texas 75201 (214) 740-7300 - -------------------------------------------------------------------------------- (Name, address and telephone number of person authorized to receive notices and communications) November 6, 2001 - -------------------------------------------------------------------------------- (Date of event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ] (Continued on following pages) Page 1
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 2 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Mr. Thomas O. Hicks - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 43,685 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 6,392,231 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 43,685 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 6,392,231 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 6,435,916 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 16.5% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 2
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 3 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM 1-FOF Coinvestors Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 271 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 271 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 271 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 3
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 4 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Hicks, Muse GP Partners L.A. Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 271 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 271 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 271 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 4
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 5 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Hicks, Muse Latin America Fund GP Cayman, L.L.C. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 271 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 271 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 271 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 5
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 6 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMTF Equity Fund IV (1999) Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 2,952,851 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 2,952,851 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,952,851 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.6% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 6
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 7 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMTF Private Equity Fund IV (1999) Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 20,918 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 20,918 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 20,918 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 7
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 8 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM Equity Fund IV/GP Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 2,973,769 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 2,973,769 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,973,769 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.6% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 8
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 9 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) Hicks, Muse PG-IV (1999), C.V. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 157,207 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 157,207 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,207 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.4% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 9
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 10 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM Equity Fund IV/GP Partners (1999), C.V. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 157,207 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 157,207 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 157,207 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.4% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 10
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 11 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM 4-P Coinvestors Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 2,341 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 2,341 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,341 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 11
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 12 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM 4-EN Coinvestors Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 8,626 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 8,626 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 8,626 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 12
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 13 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM 4-EQ Coinvestors Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 48,266 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 48,266 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 48,266 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 13
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 14 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM GP Partners IV Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 3,190,209 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,190,209 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,190,209 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.2% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 14
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 15 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM Fund IV Cayman, LLC - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 3,190,209 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,190,209 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,190,209 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.2% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON OO ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 15
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 16 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMEU 1-EN Coinvestors, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 4,941 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 4,941 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 4,941 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 16
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 17 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMEU 1-EQ Coinvestors, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 37,132 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 37,132 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 37,132 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 17
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 18 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMEU 1-P Coinvestors, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 7,677 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 7,677 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 7,677 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 18
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 19 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMEU Intermediate Partners I-C, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 49,750 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 49,750 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 49,750 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 19
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 20 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMTF Europe Fund Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 2,891,607 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 2,891,607 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,891,607 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.4% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 20
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 21 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMTF Europe Private Fund Cayman, L.P. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 34,577 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 34,577 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 34,577 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 less than 0.1% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 21
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 22 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HM PG Europe I, C.V. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Netherlands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 213,639 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 213,639 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 213,639 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 0.5% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON PN ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 22
- ------------------------------------------------- ------------------------------------------------- CUSIP No. 59514P109 13D Page 23 - ------------------------------------------------- ------------------------------------------------- ========= ============================================================================================================= 1 NAME OF REPORTING PERSON I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (entities only) HMEU Fund I-C, Inc. - --------- ------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] - --------- ------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - --------- ------------------------------------------------------------------------------------------------------------- 4 SOURCE OF FUNDS N/A - --------- ------------------------------------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) [ ] - --------- ------------------------------------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Cayman Islands - -------------------------------------------- ------- ------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF SHARES 0 BENEFICIALLY ------- ------------------------------------------------------------------ OWNED BY 8 SHARED VOTING POWER EACH REPORTING 3,189,573 PERSON ------- ------------------------------------------------------------------ WITH 9 SOLE DISPOSITIVE POWER 0 ------- ------------------------------------------------------------------ 10 SHARED DISPOSITIVE POWER 3,189,573 - -------------------------------------------- ------- ------------------------------------------------------------------ 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,189,573 - --------- ------------------------------------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW 11 EXCLUDES CERTAIN SHARES [ ] - --------- ------------------------------------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 8.2% - --------- ------------------------------------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON CO ========= =============================================================================================================
* The reporting person expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares other than the shares owned of record by such reporting person. See Item 5. Page 23 Item 1. Security and Issuer This Amendment No. 2 amends and restates the Statement on Schedule 13D filed on December 12, 2000, as amended by Amendment No. 1 filed on August 15, 2001 ("Amendment No. 1"). The class of equity securities to which this Schedule 13D/A (this "Statement") relates is the Common Stock par value $0.001 per share (the "Common Stock") of Microtune, Inc. (the "Company"). The address of the Company's principal executive offices is 2540 East Plano Parkway, Suite 188, Plano, Texas 75074. Item 2. Identity and Background (a) Name of Person(s) Filing this Statement (the "Filing Parties"): -------------------------------------------------------------- Mr. Thomas O. Hicks; HM 1-FOF Coinvestors Cayman, L.P., a Cayman Islands limited partnership ("HM 1-FOF"); Hicks, Muse GP Partners L.A. Cayman, L.P., a Cayman Islands limited partnership ("GP Partners L.A."); Hicks, Muse Latin America Fund GP Cayman, L.L.C., a Cayman Islands limited liability company ("Latin America Fund"); HMTF Equity Fund IV (1999) Cayman, L.P., a Cayman Islands limited partnership ("HMTF Equity Fund"); HMTF Private Equity Fund IV (1999) Cayman, L.P., a Cayman Islands limited partnership ("HMTF Private Equity"); HM Equity Fund IV/GP Cayman, L.P., a Cayman Islands limited partnership ("HM Equity Fund IV/GP"); Hicks, Muse PG-IV (1999), C.V., a limited partnership organized under the lawsof the Netherlands ("PG-IV"); HM Equity Fund IV/GP Partners (1999), C.V., a limited partnership organized under the laws of the Netherlands ("HM Equity Partners"); HM 4-P Coinvestors Cayman, L.P., a Cayman Islands limited partnership ("HM 4-P"); HM 4-EN Coinvestors Cayman, L.P., a Cayman Islands limited partnership ("HM 4-EN"); HM 4-EQ Coinvestors Cayman, L.P., a Cayman Islands limited partnership ("HM 4-EQ"); HM GP Partners IV Cayman, L.P., a Cayman Islands limited partnership ("HM GP Partners"); HM Fund IV Cayman, LLC, a Cayman Islands limited liability company ("HM Fund IV"); Page 24 HMEU 1-EN Coinvestors, L.P., a Cayman Islands limited partnership ("HMEU 1-EN"); HMEU 1-EQ Coinvestors, L.P., a Cayman Islands limited partnership ("HMEU 1-EQ"); HMEU 1-P Coinvestors, L.P., a Cayman Islands limited partnership ("HMEU 1-P"); HMEU Intermediate Partners I-C, L.P., a Cayman Islands limited partnership ("HMEU Intermediate"); HMTF Europe Fund Cayman, L.P., a Cayman Islands limited partnership ("HMTF Europe"); HMTF Europe Private Fund Cayman, L.P., a Cayman Islands limited partnership ("HMTF Europe Private"); HM PG Europe I, C.V., a limited partnership organized under the laws of the Netherlands ("HM PG"); HMEU Fund I-C, Inc., a Cayman Islands corporation ("HMEU Fund I-C");
(b) - (c) Mr. Thomas O. Hicks Mr. Thomas O. Hicks is a partner of Hicks, Muse, Tate & Furst Incorporated ("Hicks Muse"), a private investment firm primarily engaged in leveraged acquisitions, recapitalizations and other investment activities. Mr. Hicks is also the sole member of Latin America Fund, which is the sole general partner of GP Partners L.A., which is the sole general partner of HM 1-FOF. Mr. Hicks is also the sole member of HM Fund IV, which is the sole general partner of HM GP Partners, which is the sole general partner of HM 4-EQ, HM 4-EN, HM 4-P, and HM Equity Partners, which is the sole general partner of PG-IV. HM GP Partners is also the sole general partner of HM Equity Fund IV/GP, which is the sole general partner of HMTF Private Equity and HMTF Equity Fund. Mr. Hicks is also the sole member and sole director of HMEU Fund I-C, which is the sole general partner of HMTF Europe, HMTF Europe Private and HM PG. HMEU Fund I-C is also the sole general partner of HMEU Intermediate, which is the sole general partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. The business address of Mr. Hicks is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. HM 1-FOF HM 1-FOF is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HM 1-FOF, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), information with respect to GP Partners L.A., the sole general partner of HM 1-FOF, is set forth below. GP Partners L.A. Page 25 GP Partners L.A. is a Cayman Islands limited partnership, the principal business of which is to serve as the sole general partner in various limited partnerships, including HM 1-FOF. The business address of GP Partners L.A., which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to Latin America Fund, the sole general partner of GP Partners L.A., is set forth below. Latin America Fund Latin America Fund is a Cayman Islands limited liability company, the principal business of which is serving as the sole general partner in various limited partnerships, including GP Partners L.A. The business address of Latin America Fund, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to Thomas O. Hicks, the sole member of Latin America Fund, is as previously set forth in this Item 2(b). HMTF Equity Fund HMTF Equity Fund is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMTF Equity Fund, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to HM Equity Fund IV/GP, the sole general partner of HMTF Equity Fund is set forth below. HMTF Private Equity HMTF Private Equity is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMTF Private Equity, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to HM Equity Fund IV/GP, the sole general partner of HMTF Private Equity is set forth below. HM Equity Fund IV/GP HM Equity Fund IV/GP is a Cayman Islands limited partnership, the principal business of which is serving as the sole general partner of various limited partnerships, including HMTF Equity Fund and HMTF Private Equity. The business address of HM Equity Fund IV/GP, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to HM GP Partners, the sole general partner of HM Equity Fund IV/GP, is set forth below. PG-IV PG-IV is a limited partnership organized under the laws of the Netherlands, the principal business of which is to invest directly or indirectly in various companies. The business address of PG-IV, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Page 26 Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HM Equity Partners, the sole general partner of PG-IV, is set forth below. HM Equity Partners HM Equity Partners is a limited partnership organized under the laws of the Netherlands, the principal business of which is to serve as the sole general partner of PG-IV. The business address of HM Equity Partners, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HM GP Partners, the sole general partner of HM Equity Partners, is set forth below. HM 4-P HM 4-P is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HM 4-P, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HM GP Partners, the sole general partner of HM 4-P, is set forth below. HM 4-EN HM 4-EN is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HM 4-EN, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HM GP Partners, the sole general partner of HM 4-EN, is set forth below. HM 4-EQ HM 4-EQ is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HM 4-EQ, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HM GP Partners, the sole general partner of HM 4-EQ, is set forth below. HM GP Partners HM GP Partners is a Cayman Islands limited partnership, the principal business of which is serving as the sole general partner in various limited partnerships, including HM Equity Fund IV/GP, HM Equity Partners, HM 4-P, HM 4-EN, and HM 4-EQ. The business address of HM GP Partners, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to HM Fund IV, the sole general partner of HM GP Partners, is set forth below. Page 27 HM Fund IV HM Fund IV is a Cayman Islands limited liability company, the principal business of which is serving as the sole general partner of HM GP Partners. The business address of HM Fund IV, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, information with respect to Thomas O. Hicks, the sole member of HM Fund IV, is as previously set forth in this Item 2(b). HMEU 1-EN HMEU 1-EN is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMEU 1-EN, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Intermediate, the sole general partner of HMEU 1-EN, is set forth below. HMEU 1-EQ HMEU 1-EQ is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMEU 1-EQ, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Intermediate, the sole general partner of HMEU 1-EQ, is set forth below. HMEU 1-P HMEU 1-P is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMEU 1-P, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Intermediate, the sole general partner of HMEU 1-P, is set forth below. HMEU Intermediate HMEU Intermediate is a Cayman Islands limited partnership, the principal business of which is serving as the sole general partner in various limited partnerships, including HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. The business address of HMEU Intermediate, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C, the sole general partner of HMEU Intermediate, is set forth below. HMTF Europe HMTF Europe is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMTF Europe, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Page 28 Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C, the sole general partner of HMTF Europe, is set forth below. HMTF Europe Private HMTF Europe Private is a Cayman Islands limited partnership, the principal business of which is to invest directly or indirectly in various companies. The business address of HMTF Europe Private, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C, the sole general partner of HMTF Europe Private, is set forth below. HM PG HM PG is a limited partnership organized under the laws of the Netherlands, the principal business of which is to invest directly or indirectly in various companies. The business address of HM PG, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13 D of the Exchange Act, information with respect to HMEU Fund I-C, the sole general partner of HM PG, is set forth below. HMEU Fund I-C HMEU Fund I-C is a Cayman Islands company, the principal business of which is serving as the sole general partner in various limited partnerships, including HMTF Intermediate, HMTF Europe, HMTF Europe Private, and HM PG. The business address of HMEU Fund I-C, which also serves as its principal office, is 200 Crescent Court, Suite 1600, Dallas, Texas 75201-6950. Pursuant to Instruction C to Schedule 13D of the Exchange Act, the name, residence or business address, and present occupation or employment of each director, executive officer and controlling person of HMEU Fund I-C, are as follows: Mr. Hicks is an executive officer of HMEU Fund I-C. Information with respect to Mr. Hicks is as previously set forth in this Item 2(b). In addition, each of John R. Muse, Charles W. Tate, Jack D. Furst and Dan H. Blanks is presently an executive officer of HMEU Fund I-C. The principal business address of each Messrs. Muse, Tate, Furst and Blanks is 200 Crescent Court Suite 1600, Dallas, Texas 75201. Each of Messrs. Muse, Tate, Furst and Blanks is presently an executive officer of Hicks Muse, a private investment firm primarily engaged in leveraged acquisitions, recapitalizations and other principal investing activities. (d) None of the Filing Parties or persons identified in this Item 2 has, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors). (e) None of the Filing Parties or persons identified in this Item 2 has, during the last five years, been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining Page 29 future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violations with respect to such laws. (f) All of the natural persons identified in this Item 2 are citizens of the United States of America. Item 3. Source and Amount of Funds or Other Consideration On October 10, 2000, HMTF Temic/Microtune Cayman, L.P., a Cayman Islands limited partnership ("Temic"), made a pro-rata distribution without consideration, of shares of Common Stock to its partners, including the Filing Parties. Temic acquired such shares of Common Stock upon conversion of Series D and Series E Preferred Stock of the Company, which shares were purchased by Temic prior to the Company's initial public offering of the Common Stock (and registration of such Common Stock pursuant to Section 12 of the Exchange Act). Item 4. Purpose of Transaction The shares of Common Stock received by the Filing Parties described in Item 3 to this Statement were acquired as a result of the pro-rata distribution without consideration of shares of Common Stock of the Company from Temic to its partners and are being held by such Filing Parties for investment purposes. The Filing Parties intend to review continuously their position in the Company. Depending upon future evaluations of the business prospects of the Company and upon other developments, including, but not limited to, general economic and business conditions and stock market conditions, the Filing Parties may retain or from time to time increase their holdings or dispose of all or a portion of their holdings, subject to any applicable legal and contractual restrictions on their ability to do so. In addition, pursuant to and in accordance with the provisions of Rule 144 promulgated under the Securities Act of 1933, the Filing Parties have and will from time to time sell shares of Common Stock. Up to and including sales made on November 9, 2001, the Filing Parties have sold shares of Common Stock in the following amounts since the filing of Amendment No. 1:
Filing Party No. of Shares Price/Share Date - ------------ ------------- ----------- ---- (approximate) ------------- HMTF Europe 22,661 18.18 11/1/01 24,928 17.90 11/2/01 70,250 17.50 11/5/01 208,485 17.49 11/6/01 135,968 17.65 11/7/01 203,953 18.56 11/8/01 63,452 17.89 11/9/01 Page 30 Filing Party No. of Shares Price/Share Date - ------------ ------------- ----------- ---- (approximate) ------------- HMTF Europe Private 271 18.18 11/1/01 298 17.90 11/2/01 840 17.50 11/5/01 2,493 17.49 11/6/01 1,626 17.65 11/7/01 2,439 18.56 11/8/01 759 17.89 11/9/01 HM PG 1,674 18.18 11/1/01 1,842 17.90 11/2/01 5,190 17.50 11/5/01 15,403 17.49 11/6/01 10,046 17.65 11/7/01 15,068 18.56 11/8/01 4,688 17.89 11/9/01 HMEU 1-EQ 291 18.18 11/1/01 320 17.90 11/2/01 902 17.50 11/5/01 2,677 17.49 11/6/01 1,746 17.65 11/7/01 2,619 18.56 11/8/01 815 17.89 11/9/01 HMEU 1-P 60 18.18 11/1/01 66 17.90 11/2/01 186 17.50 11/5/01 553 17.49 11/6/01 361 17.65 11/7/01 541 18.56 11/8/01 168 17.89 11/9/01 HMEU 1-EN 39 18.18 11/1/01 43 17.90 11/2/01 120 17.50 11/5/01 356 17.49 11/6/01 232 17.65 11/7/01 348 18.56 11/8/01 108 17.89 11/9/01 HM 1-FOF 2 18.18 11/1/01 2 17.90 11/2/01 6 17.50 11/5/01 19 17.49 11/6/01 12 17.65 11/7/01 Page 31 Filing Party No. of Shares Price/Share Date - ------------ ------------- ----------- ---- (approximate) ------------- 18 18.56 11/8/01 6 17.89 11/9/01 HMTF Equity Fund 23,142 18.18 11/1/01 25,456 17.90 11/2/01 71,739 17.50 11/5/01 212,901 17.49 11/6/01 138,848 17.65 11/7/01 208,274 18.56 11/8/01 64,796 17.89 11/9/01 HMTF Private Equity 164 18.18 11/1/01 180 17.90 11/2/01 508 17.50 11/5/01 1,508 17.49 11/6/01 984 17.65 11/7/01 1,475 18.56 11/8/01 459 17.89 11/9/01 HM 4-EN 68 18.18 11/1/01 74 17.90 11/2/01 210 17.50 11/5/01 622 17.49 11/6/01 406 17.65 11/7/01 608 18.56 11/8/01 189 17.89 11/9/01 HM 4-P 18 18.18 11/1/01 20 17.90 11/2/01 57 17.50 11/5/01 169 17.49 11/6/01 110 17.65 11/7/01 165 18.56 11/8/01 51 17.89 11/9/01 HM 4-EQ 378 18.18 11/1/01 416 17.90 11/2/01 1,173 17.50 11/5/01 3,480 17.49 11/6/01 2,269 17.65 11/7/01 3,404 18.56 11/8/01 1,059 17.89 11/9/01 PG-IV 1,232 18.18 11/1/01 1,355 17.90 11/2/01 Page 32 Filing Party No. of Shares Price/Share Date - ------------ ------------- ----------- ---- (approximate) ------------- 3,819 17.50 11/5/01 11,334 17.49 11/6/01 7,392 17.65 11/7/01 11,088 18.56 11/8/01 3,450 17.89 11/9/01
In addition, the matters set forth in Item 6 below are incorporated in this Item 4 by reference as if fully set forth herein. Except as set forth in this Item 4 (including the matters described in Item 6 below which are incorporated in this Item 4 by reference), the Filing Parties have no present plans or proposals that relate to or that would result in any actions specified in clauses (a) through (j) of Item 4 of Schedule 13D of the Exchange Act. Item 5. Interest in Securities of Issuer (a) (1) Following the transactions described in Item 4, Mr. Hicks may be deemed to beneficially own in the aggregate 6,435,916 shares of the Common Stock of the Company, representing approximately 16.5% of the outstanding shares of Common Stock. Of such shares, Mr. Hicks has sole voting and dispositive power with respect to 43,685 shares, and shared voting and dispositive power with respect to 6,392,231 shares as a result of the relationships described in paragraph (b)(1) below. (2) Following the transactions described in Item 4, HM 1-FOF may be deemed to beneficially own in the aggregate 271 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HM 1-FOF has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 271 shares as a result of the relationships described in paragraph (b)(2) below. (3) Following the transactions described in Item 4, GP Partners L.A. may be deemed to beneficially own in the aggregate 271 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, GP Partners L.A. has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 271 shares as a result of the relationships described in paragraph (b)(3) below. (4) Following the transactions described in Item 4, Latin America Fund may be deemed to beneficially own in the aggregate 271 shares of the Common Stock of the Company, Page 33 representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, Latin America Fund has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 271 shares as a result of the relationships described in paragraph (b)(4) below. (5) Following the transactions described in Item 4, HMTF Equity Fund may be deemed to beneficially own in the aggregate 2,952,851 shares of the Common Stock of the Company, representing approximately 7.6% of the outstanding shares of Common Stock. Of such shares, HMTF Equity Fund has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 2,952,851 shares as a result of the relationships described in paragraph (b)(5) below. (6) Following the transactions described in Item 4, HMTF Private Equity may be deemed to beneficially own in the aggregate 20,918 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HMTF Private Equity has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 20,918 shares as a result of the relationships described in paragraph (b)(6) below. (7) Following the transactions described in Item 4, HM Equity Fund IV/GP may be deemed to beneficially own in the aggregate 2,973,769 shares of the Common Stock of the Company, representing approximately 7.6% of the outstanding shares of Common Stock. Of such shares, HM Equity Fund IV/GP has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 2,973,769 shares as a result of the relationships described in paragraph (b)(7) below. (8) Following the transactions described in Item 4, PG-IV may be deemed to beneficially own in the aggregate 157,207 shares of the Common Stock of the Company, representing approximately 0.4% of the outstanding shares of Common Stock. Of such shares, PG-IV has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 157,207 shares as a result of the relationships described in paragraph (b)(8) below. (9) Following the transactions described in Item 4, HM Equity Partners may be deemed to beneficially own in the aggregate 157,207 shares of the Common Stock of the Company, representing approximately 0.4% of the outstanding shares of Common Stock. Of such shares, HM Equity Partners has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 157,207 shares as a result of the relationships described in paragraph (b)(9) below. (10) Following the transactions described in Item 4, HM 4-P may be deemed to beneficially own in the aggregate 2,341 shares of the Common Stock of the Company, representing Page 34 approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HM 4-P has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 2,341 shares as a result of the relationships described in paragraph (b)(10) below. (11) Following the transactions described in Item 4, HM 4-EN may be deemed to beneficially own in the aggregate 8,626 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HM 4-EN has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 8,626 shares as a result of the relationships described in paragraph (b)(11) below. (12) Following the transactions described in Item 4, HM 4-EQ may be deemed to beneficially own in the aggregate 48,266 shares of the Common Stock of the Company, representing approximately 0.1% of the outstanding shares of Common Stock. Of such shares, HM 4-EQ has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 48,266 shares as a result of the relationships described in paragraph (b)(12) below. (13) Following the transactions described in Item 4, HM GP Partners may be deemed to beneficially own in the aggregate 3,190,209 shares of the Common Stock of the Company, representing approximately 8.2% of the outstanding shares of Common Stock. Of such shares, HM GP Partners has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 3,190,209 shares as a result of the relationships described in paragraph (b)(13) below. (14) Following the transactions described in Item 4, HM Fund IV may be deemed to beneficially own in the aggregate 3,190,209 shares of the Common Stock of the Company, representing approximately 8.2% of the outstanding shares of Common Stock. Of such shares, HM Fund IV has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 3,190,209 shares as a result of the relationships described in paragraph (b)(14) below. (15) Following the transactions described in Item 4, HMEU 1-EN may be deemed to beneficially own in the aggregate 4,941 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HMEU 1-EN has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 4,941 shares as a result of the relationships described in paragraph (b)(15) below. (16) Following the transactions described in Item 4, HMEU 1-EQ may be deemed to beneficially own in the aggregate 37,132 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Page 35 Common Stock. Of such shares, HMEU 1-EQ has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 37,132 shares as a result of the relationships described in paragraph (b)(16) below. (17) Following the transactions described in Item 4, HMEU 1-P may be deemed to beneficially own in the aggregate 7,677 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HMEU 1-P has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 7,677 shares as a result of the relationships described in paragraph (b)(17) below. (18) Following the transactions described in Item 4, HMEU Intermediate may be deemed to beneficially own in the aggregate 49,750 shares of the Common Stock of the Company, representing approximately 0.1% of the outstanding shares of Common Stock. Of such shares, HMEU Intermediate has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 49,750 shares as a result of the relationships described in paragraph (b)(18) below. (19) Following the transactions described in Item 4, HMTF Europe may be deemed to beneficially own in the aggregate 2,891,607 shares of the Common Stock of the Company, representing approximately 7.4% of the outstanding shares of Common Stock. Of such shares, HMTF Europe has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 2,891,607 shares as a result of the relationships described in paragraph (b)(19) below. (20) Following the transactions described in Item 4, HMTF Europe Private may be deemed to beneficially own in the aggregate 34,577 shares of the Common Stock of the Company, representing approximately less than 0.1% of the outstanding shares of Common Stock. Of such shares, HMTF Europe Private has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 34,577 shares as a result of the relationships described in paragraph (b)(20) below. (21) Following the transactions described in Item 4, HM PG may be deemed to beneficially own in the aggregate 213,639 shares of the Common Stock of the Company, representing approximately 0.5% of the outstanding shares of Common Stock. Of such shares, HM PG has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 213,639 shares as a result of the relationships described in paragraph (b)(21) below. (22) Following the transactions described in Item 4, HMEU Fund I-C may be deemed to beneficially own in the aggregate 3,189,573 shares of the Common Stock of the Company, representing approximately 8.2% of the outstanding shares of Page 36 Common Stock. Of such shares, HMEU Fund I-C has sole voting and dispositive power with respect to no shares, and shared voting and dispositive power with respect to 3,189,573 shares as a result of the relationships described in paragraph (b)(22) below. (b) (1) Of the 43,685 shares of Common Stock for which Mr. Hicks has sole voting and dispositive power, 38,669 shares are held of record by Mr. Hicks, and 5,016 shares are held of record by Mr. Hicks as the trustee of certain trusts for the benefit of Mr. Hicks' children. Of the 6,392,231 shares of Common Stock for which Mr. Hicks has shared voting and dispositive power, 271 shares of Common Stock are owned of record by HM 1-FOF; 2,952,851 shares of Common Stock are owned of record by HMTF Equity Fund; 20,918 shares of Common Stock are owned of record by HMTF Private Equity; 157,207 shares of Common Stock are owned of record by PG-IV; 2,341 shares of Common Stock are owned of record by HM 4-P; 8,626 shares of Common Stock are owned of record by HM 4-EN; 48,266 shares of Common Stock are owned of record by HM 4-EQ; 4,941 shares of Common Stock are owned of record by HMEU 1-EN; 37,132 shares of Common Stock are owned of record by HMEU 1-EQ; 7,677 shares of Common Stock are owned of record by HMEU 1-P; 2,891,607 shares of Common Stock are owned of record by HMTF Europe; 34,577 shares of Common Stock are owned of record by HMTF Europe Private; 213,639 shares of Common Stock are owned of record by HM PG; 1,266 shares of Common Stock are owned of record by TOH, Jr. Ventures, Ltd.; 9,658 shares of Common Stock are owned of record by TOH Investors, L.P.; and 1,254 shares held of record by MHH Ventures, Ltd. GP Partners L.A. is the general partner of HM 1-FOF and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record by HM 1-FOF. Latin America Fund is the general partner of GP Partners L.A. and, therefore, may be deemed to be the beneficial owner of the shares beneficially owned by GP Partners L.A. Mr. Hicks is the sole member of Latin America Fund and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by Latin America Fund. HM Equity Fund IV/GP is the general partner of HMTF Equity Fund and HMTF Private Equity and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record by HMTF Equity Fund and HMTF Private Equity. HM Equity Partners is the general partner of PG-IV, and therefore, may be deemed to be the beneficial owner of the shares of Common Stock owned of record by PG-IV. HM GP Partners is the general partner of HM Equity Fund IV/GP, HM Equity Partners, HM 4-EQ, HM 4-EN and HM 4-P and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by HM Equity Fund IV/GP and HM Equity Partners and may be deemed to be the beneficial owner of the shares of Common Stock owned of record by HM 4-EQ, HM 4-EN and HM 4-P. HM Fund IV is the general partner of HM GP Partners and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by HM GP Partners. Mr. Hicks is the sole director and sole member of Page 37 HM Fund IV and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by HM Fund IV. HMEU Intermediate is the general partner of HMEU 1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock held of record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. HMEU Fund I-C is the general partner of HMEU Intermediate, HMTF Europe, HMTF Europe Private and HM PG and, therefore, may be deemed to be the beneficial owner of the shares held of record by HMTF Europe, HMTF Europe Private and HM PG, and may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by HMEU Intermediate. Mr. Hicks is the sole director and sole member of HMEU Fund I-C and, therefore, may be deemed to be the beneficial owner of the shares of Common Stock beneficially owned by HMEU Fund I-C. TOH Management Company, LLC, a limited liability company whose sole member is Mr. Hicks, is the sole general partner of each of TOH, Jr. Ventures, Ltd., TOH Investors, L.P. and MHH Ventures, Ltd. Therefore, Mr. Hicks may be deemed to be the beneficial owner of the shares of Common Stock owned of record by TOH, Jr. Ventures, Ltd., TOH Investors, L.P. and MHH Ventures, Ltd. (2) Of the 271 shares of Common Stock for which HM 1-FOF has shared voting and dispositive power, 271 of such shares are held of record by HM 1-FOF. (3) Of the 271 shares of Common Stock for which GP Partners L.A. has shared voting and dispositive power, none of such shares are held of record by GP Partners L.A., and 271 of such shares are held of record by HM 1-FOF. GP Partners L.A. is the general partner of HM 1-FOF and, therefore, may be deemed to be the beneficial owner of the shares owned of record by HM 1-FOF. (4) Of the 271 shares of Common Stock for which Latin America Fund has shared voting and dispositive power, none of such shares are held of record by Latin America Fund, and 271 of such shares may be beneficially owned by Latin America Fund. Latin America Fund is the general partner of GP Partners L.A. and, therefore, may be deemed to be the beneficial owner of the shares beneficially owned by GP Partners L.A. (5) Of the 2,952,851 shares of Common Stock for which HMTF Equity Fund has shared voting and dispositive power, 2,952,851 of such shares are held of record by HMTF Equity Fund. (6) Of the 20,918 shares of Common Stock for which HMTF Private Equity has shared voting and dispositive power, 20,918 of such shares are held of record by HMTF Private Equity. (7) Of the 2,973,769 shares of Common Stock for which HM Equity Fund IV/GP has shared voting and dispositive power, none of such shares are held of record by HM Equity Fund Page 38 IV/GP, and 2,952,851 of such shares are held of record by HMTF Equity Fund and 20,918 of such shares are held of record by HMTF Private Equity. Equity Fund IV/GP is the general partner of HMTF Equity Fund and HMTF Private Equity and, therefore, may be deemed to be the beneficial owner of the shares owned of record by both HMTF Equity Fund and HMTF Private Equity. (8) Of the 157,207 shares of Common Stock for which PG-IV has shared voting and dispositive power, 157,207 of such shares are held of record by PG-IV. (9) Of the 157,207 shares of Common Stock for which HM Equity Partners has shared voting and dispositive power, none of such shares are held of record by HM Equity Partners, and 157,207 of such shares are held of record by PG-IV. HM Equity Partners is the general partner of PG-IV and, therefore, may be deemed to be the beneficial owner of the shares owned of record by PG-IV. (10) Of the 2,341 shares of Common Stock for which HM 4-P has shared voting and dispositive power, 2,341 of such shares are held of record by HM 4-P. (11) Of the 8,626 shares of Common Stock for which HM 4-EN has shared voting and dispositive power, 8,626 of such shares are held of record by HM 4-EN. (12) Of the 48,266 shares of Common Stock for which HM 4-EQ has shared voting and dispositive power, 48,266 of such shares are held of record by HM 4-EQ. (13) Of the 3,190,209 shares of Common Stock for which HM GP Partners has shared voting and dispositive power, none of such shares are held of record by HM GP Partners, and 48,266 of such shares are held of record by HM 4-EQ, 8,626 of such shares are held of record by HM 4-EN, 2,341 of such shares are held of record by HM 4-P, 157,207 of such shares are held of record by PG-IV, 2,952,851 of such shares are held of record by HMTF Equity Fund, and 20,918 of such shares are held of record by HMTF Private Equity. HM GP Partners is the general partner of Equity Fund IV/GP which is the general partner of HMTF Equity Fund and HMTF Private Equity and, therefore, may be deemed to be the beneficial owner of the shares owned of record by both HMTF Equity Fund and HMTF Private Equity. HM GP Partners is also the general partner of HM Equity Partners which is the general partner of PG-IV and, therefore, may be deemed to be the beneficial owner of the shares owned of record by PG-IV. HM GP Partners is also the general partner of HM 4-EQ, HM 4-EN and HM 4-P and, therefore, may be deemed to be the beneficial owner of the shares owned of record by HM 4-EQ, HM 4-EN and HM 4-P. (14) Of the 3,190,209 shares of Common Stock for which HM Fund IV has shared voting and dispositive power, none of such shares are held of record by HM Fund IV, and 3,190,209 Page 39 of such shares may be deemed to be beneficially owned by HM Fund IV. HM Fund IV is the general partner of HM GP Partners and, therefore, may be deemed to be the beneficial owner of the shares beneficially owned by HM GP Partners. (15) Of the 4,941 shares of Common Stock for which HMEU 1-EN has shared voting and dispositive power, 4,941 of such shares are held of record by HMEU 1-EN. (16) Of the 37,132 shares of Common Stock for which HMEU 1-EQ has shared voting and dispositive power, 37,132 of such shares are held of record by HMEU 1-EQ. (17) Of the 7,677 shares of Common Stock for which HMEU 1-P has shared voting and dispositive power, 7,677 of such shares are held of record by HMEU 1-P. (18) Of the 49,750 shares of Common Stock for which HMEU Intermediate has shared voting and dispositive power, none of such shares are held of record by HMEU Intermediate, and 4,941 of such shares are held of record by HMEU 1-EN, 37,132 of such shares are held of record by HMEU 1-EQ and 7,677 of such shares are held of record by HMEU 1-P. HMEU Intermediate is the general partner of HMEU 1-EN, HMEU 1-EQ and HMEU 1-P and, therefore, may be deemed to be the beneficial owner of the shares owned of record by HMEU 1-EN, HMEU 1-EQ and HMEU 1-P. (19) Of the 2,891,607 shares of Common Stock for which HMTF Europe has shared voting and dispositive power, 2,891,607 of such shares are held of record by HMTF Europe. (20) Of the 34,577 shares of Common Stock for which HMTF Europe Private has shared voting and dispositive power, 34,577 of such shares are held of record by HMTF Europe Private. (21) Of the 213,639 shares of Common Stock for which HM PG has shared voting and dispositive power, 213,639 of such shares are held of record by HM PG. (22) Of the 3,189,573 shares of Common Stock for which HMEU Fund I-C has shared voting and dispositive power, none of such shares are held of record by HMEU Fund I-C, and 2,891,607 of such shares are held of record by HMTF Europe, 34,577 of such shares are held of record by HMTF Europe Private, 213,639 of such shares are held of record by HM PG, 4,941 of such shares are held of record by HMEU 1-EN, 37,132 of such shares are held of record by HMEU 1-EQ, and 7,677 of such shares are held of record by HMEU 1-P. HMEU Fund I-C is the general partner of HMTF Europe, HMTF Europe Private, and HM PG and, therefore, may be deemed to be the beneficial owner of the shares owned of record by HMTF Europe, HMTF Europe Private and HM PG. HMEU Fund I-C is also the general partner Page 40 of HMEU Intermediate which is the general partner of HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P and, therefore, may be deemed to be the beneficial owner of the shares owned of record by HMEU 1-EN, HMEU 1-EQ, and HMEU 1-P. Each of the Filing Parties expressly disclaims (i) the existence of any group and (ii) beneficial ownership with respect to any shares of Common Stock covered by this Statement not owned by him or it of record. (c) See Item 4. (d) The right to receive dividends on, and proceeds from the sale of, the shares of Common Stock held of record by the applicable Filing Parties and beneficially owned by their respective sole general partners described in paragraphs (a) and (b) above is governed by the limited partnership and limited liability agreements, as applicable, of each of such entities, and such dividends or proceeds may be distributed with respect to numerous general and limited partnership or membership interests. (e) Not applicable. Item 6. The rights to distributions, division of profits and other arrangements relating to the Company's securities owned of record by the applicable Filing Parties and their respective general and limited partners or members are governed exclusively by their respective limited partnership agreements and limited liability company regulations. Item 7. Material to be Filed as Exhibits 99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O. Hicks, HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity Fund, HMTF Private Equity, HM Equity Fund IV/GP, PG-IV, HM Equity Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners, HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF Europe Private, HM PG and HMEU Fund I-C. (1) ------------------------------------ (1) Incorporated by reference to the Schedule 13D filed on behalf of Thomas O. Hicks on December 12, 2000. Page 41 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 By: * - -------------------------------- ------------------------------------- Date Thomas O. Hicks *By: /s/ David W. Knickel ------------------------------------- David W. Knickel Attorney-in-Fact Page 42 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM 1-FOF COINVESTORS CAYMAN, l.P. - ----------------------- Date By: HICKS, MUSE GP PARTNERS L.A.. CAYMAN, L.P., its general partner By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 43 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HICKS, MUSE GP PARTNERS L.A. CAYMAN, L.P. - ------------------------ Date By: HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C. its general partner By: /s/ David W. Knickel ------------------------------------------ David W. Knickel Vice President, Treasurer and Secretary Page 44 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HICKS, MUSE LATIN AMERICA FUND GP CAYMAN, L.L.C. - -------------------------- Date By: /s/ David W. Knickel ------------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 45 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMTF EQUITY FUND IV (1999) CAYMAN, L.P. - -------------------- Date By: HM EQUITY FUND IV/GP CAYMAN, L.P., its general partner By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel --------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 46 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMTF PRIVATE EQUITY FUND IV (1999) CAYMAN, L.P. - ------------------ Date By: HM EQUITY FUND IV/GP CAYMAN, L.P., its general partner By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ----------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 47 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM EQUITY FUND IV/GP CAYMAN, L.P. - ------------------- Date By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 48 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HICKS, MUSE PG-IV (1999), C.V. - ------------------ Date By: HM EQUITY FUND IV/GP PARTNERS (1999), C.V., its general partner By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel --------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 49 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM EQUITY FUND IV/GP PARTNERS (1999), C.V. - ------------------- Date By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ------------------------------------------ David W. Knickel Vice President, Treasurer and Secretary Page 50 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM 4-P COINVESTORS CAYMAN, L.P. - ----------------------- Date By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel --------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 51 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM 4-EN COINVESTORS CAYMAN, L.P. - --------------------- Date By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 52 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM 4-EQ COINVESTORS CAYMAN, L.P. - --------------------- Date By: HM GP PARTNERS IV CAYMAN, L.P., its general partner By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 53 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM GP PARTNERS IV CAYMAN, L.P. - ------------------------- Date By: HM FUND IV CAYMAN, LLC, its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 54 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM FUND IV CAYMAN, LLC - ---------------------------- Date By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 55 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMEU 1-EN COINVESTORS, L.P. - --------------------- Date By: HMEU INTERMEDIATE PARTNERS I-C, L.P., its general partner By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 56 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMEU 1-EQ COINVESTORS, L.P. - ---------------------- Date By: HMEU INTERMEDIATE PARTNERS I-C, L.P., its general partner By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 57 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMEU 1-P COINVESTORS, L.P. - ------------------- Date By: HMEU INTERMEDIATE PARTNERS I-C, L.P., its general partner By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 58 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMEU INTERMEDIATE PARTNERS I-C, L.P. - -------------------- Date By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ----------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 59 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMTF EUROPE FUND CAYMAN, L.P. - ----------------------- Date By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 60 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMTF EUROPE PRIVATE FUND CAYMAN, L.P. - --------------------- Date By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 61 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HM PG EUROPE I, C.V. - ---------------------- Date By: HMEU FUND I-C, INC., its general partner By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 62 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. September 14, 2001 HMEU FUND I-C, INC. - ----------------------- Date By: /s/ David W. Knickel ---------------------------------------- David W. Knickel Vice President, Treasurer and Secretary Page 63 EXHIBIT INDEX 99.1 Joint Filing Agreement dated December 12, 2000 among Mr. Thomas O. Hicks, HM 1-FOF, GP Partners L.A., Latin America Fund, HMTF Equity Fund, HMTF Private Equity, HM Equity Fund IV/GP, PG-IV, HM Equity Partners, HM 4-P, HM 4-EN, HM 4-EQ, HM GP Partners, HM Fund IV, HMEU 1-EN, HMEU 1-EQ, HMEU 1-P, HMEU Intermediate, HMTF Europe, HMTF Europe Private, HM PG and HMEU Fund I-C. (1) ------------------------------------ (1) Incorporated by reference to the Schedule 13D filed on behalf of Thomas O. Hicks on December 12, 2000. -----END PRIVACY-ENHANCED MESSAGE-----